0000950142-17-001171.txt : 20170602
0000950142-17-001171.hdr.sgml : 20170602
20170602190942
ACCESSION NUMBER: 0000950142-17-001171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 125 HIGH STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Napack Brian A.
CENTRAL INDEX KEY: 0001561631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 17889561
MAIL ADDRESS:
STREET 1: C/O EDUCATION MANAGEMENT CORPORATION
STREET 2: 210 SIXTH AVENUE, 33RD FLOOR
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
es1700705_4-napack.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-31
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001561631
Napack Brian A.
C/O HOUGHTON MIFFLIN HARCOURT CO.,
125 HIGH STREET
BOSTON
MA
02110
1
0
0
0
Restricted Stock Units
2017-05-31
4
M
0
5239
0.00
D
Common Stock
5239
0
D
Phantom Stock
2017-05-31
4
A
0
5239
0.00
A
Common Stock
5239
5239
D
Restricted Stock Units
2017-05-31
4
A
0
6883
0.00
A
Common Stock
6883
6883
D
Each restricted stock unit and each share of phantom stock represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock.
Upon the vesting of the restricted stock units granted to the reporting person on August 9, 2016, the reporting person deferred the receipt of 5,239 shares of common stock and received instead 5,239 shares of phantom stock pursuant to the Company's Non-Employee Director Deferred Compensation Plan. The phantom stock becomes payable on May 31, 2019 (or, upon separation from service, at such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan).
This grant of restricted stock units will vest on May 31, 2018, subject to continued service on the Company's board of directors through such vesting date, with settlement of the restricted stock units to be deferred until May 31, 2020 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan).
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2017-06-02