0000950142-16-004291.txt : 20160811 0000950142-16-004291.hdr.sgml : 20160811 20160811194914 ACCESSION NUMBER: 0000950142-16-004291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Napack Brian A. CENTRAL INDEX KEY: 0001561631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 161825933 MAIL ADDRESS: STREET 1: C/O EDUCATION MANAGEMENT CORPORATION STREET 2: 210 SIXTH AVENUE, 33RD FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 es1600905_4-napack.xml OWNERSHIP DOCUMENT X0306 4 2016-08-09 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001561631 Napack Brian A. C/O HOUGHTON MIFFLIN HARCOURT CO., 222 BERKELEY STREET BOSTON MA 02116 1 0 0 0 Restricted Stock Units 2016-08-09 4 A 0 5239 0 A Common Stock 5239 5239 D This grant of restricted stock units will vest on May 31, 2017, subject to continued service on the board of directors of Houghton Mifflin Harcourt Company (the "Company") through such vesting date with settlement of the restricted stock units to be deferred until May 31, 2019 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2016-08-11