0000950142-16-004291.txt : 20160811
0000950142-16-004291.hdr.sgml : 20160811
20160811194914
ACCESSION NUMBER: 0000950142-16-004291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160809
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co
CENTRAL INDEX KEY: 0001580156
STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731]
IRS NUMBER: 271566372
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-351-5000
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc.
DATE OF NAME CHANGE: 20130626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Napack Brian A.
CENTRAL INDEX KEY: 0001561631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36166
FILM NUMBER: 161825933
MAIL ADDRESS:
STREET 1: C/O EDUCATION MANAGEMENT CORPORATION
STREET 2: 210 SIXTH AVENUE, 33RD FLOOR
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
es1600905_4-napack.xml
OWNERSHIP DOCUMENT
X0306
4
2016-08-09
0
0001580156
Houghton Mifflin Harcourt Co
HMHC
0001561631
Napack Brian A.
C/O HOUGHTON MIFFLIN HARCOURT CO.,
222 BERKELEY STREET
BOSTON
MA
02116
1
0
0
0
Restricted Stock Units
2016-08-09
4
A
0
5239
0
A
Common Stock
5239
5239
D
This grant of restricted stock units will vest on May 31, 2017, subject to continued service on the board of directors of Houghton Mifflin Harcourt Company (the "Company") through such vesting date with settlement of the restricted stock units to be deferred until May 31, 2019 (or, upon separation from service after the vesting date, such earlier settlement date determined in accordance with the Company's Non-Employee Director Deferred Compensation Plan). Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting.
William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company.
/s/ William F. Bayers, Attorney-in-Fact
2016-08-11