0000899243-21-033173.txt : 20210816
0000899243-21-033173.hdr.sgml : 20210816
20210816200053
ACCESSION NUMBER: 0000899243-21-033173
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210813
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucas Rick
CENTRAL INDEX KEY: 0001569169
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35806
FILM NUMBER: 211180573
MAIL ADDRESS:
STREET 1: 65925 STONE RIDGE DRIVE
CITY: BELMONT
STATE: OH
ZIP: 43718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ExOne Co
CENTRAL INDEX KEY: 0001561627
STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555]
IRS NUMBER: 261480640
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 127 INDUSTRY BOULEVARD
CITY: NORTH HUNTINGDON
STATE: PA
ZIP: 15642
BUSINESS PHONE: 724-863-9663
MAIL ADDRESS:
STREET 1: 127 INDUSTRY BOULEVARD
CITY: NORTH HUNTINGDON
STATE: PA
ZIP: 15642
FORMER COMPANY:
FORMER CONFORMED NAME: Ex One Co
DATE OF NAME CHANGE: 20130104
FORMER COMPANY:
FORMER CONFORMED NAME: Ex One Company, LLC
DATE OF NAME CHANGE: 20121105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-13
0
0001561627
ExOne Co
XONE
0001569169
Lucas Rick
127 INDUSTRY BOULEVARD
NORTH HUNTINGDON
PA
15642
0
1
0
0
See Remarks
Common Stock, par value $0.01
2021-08-13
4
A
0
3538
0.00
A
55234
D
Grant of restricted stock under The ExOne Company 2013 Equity Incentive Plan. Restricted stock vests in three equal annual installments beginning on the first anniversary of the grant date. As previously announced by The ExOne Company (the "Company"), on August 11, 2021 the Company entered into an Agreement and Plan of Merger with Desktop Metal, Inc. and two of its subsidiaries (the "Merger Agreement"). The restricted stock is subject to the terms of the Merger Agreement, and if the proposed merger transactions are consummated, will vest in accordance with the Company's Change of Control Severance Plan, as more fully described in the Company's Current Report on Form 8-K filed with the SEC on August 12, 2021.
Chief Technology Officer and Vice President of New Markets
/s/ Loretta L. Benec, attorney-in-fact for Rick Lucas
2021-08-16