0000899243-17-020329.txt : 20170815 0000899243-17-020329.hdr.sgml : 20170815 20170815161714 ACCESSION NUMBER: 0000899243-17-020329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170814 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucas Rick CENTRAL INDEX KEY: 0001569169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35806 FILM NUMBER: 171034102 MAIL ADDRESS: STREET 1: 65925 STONE RIDGE DRIVE CITY: BELMONT STATE: OH ZIP: 43718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExOne Co CENTRAL INDEX KEY: 0001561627 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 261480640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 BUSINESS PHONE: 724-863-9663 MAIL ADDRESS: STREET 1: 127 INDUSTRY BOULEVARD CITY: NORTH HUNTINGDON STATE: PA ZIP: 15642 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Co DATE OF NAME CHANGE: 20130104 FORMER COMPANY: FORMER CONFORMED NAME: Ex One Company, LLC DATE OF NAME CHANGE: 20121105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-14 0 0001561627 ExOne Co XONE 0001569169 Lucas Rick 127 INDUSTRY BOULEVARD NORTH HUNTINGDON PA 15642 0 1 0 0 Chief Technology Officer Stock Option (right to buy) 7.91 2017-08-14 4 A 0 25000 0.00 A 2022-08-14 Common Stock 25000 25000 D Grant of options to purchase common stock under The ExOne Company 2013 Equity Incentive Plan. Options vest with respect to 12,500 shares of common stock on the date of grant and the remaining 12,500 shares of common stock on the first anniversary of the date of grant. /s/ JoEllen Lyons Dillon, attorney-in-fact for Rick Lucas 2017-08-14