0001193125-15-095512.txt : 20150317 0001193125-15-095512.hdr.sgml : 20150317 20150317165433 ACCESSION NUMBER: 0001193125-15-095512 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20150317 DATE AS OF CHANGE: 20150317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NF Investment Corp. CENTRAL INDEX KEY: 0001561528 IRS NUMBER: 611696304 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01004 FILM NUMBER: 15707448 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 813 4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 8-K 1 d890695d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):

March 11, 2015

 

 

NF Investment Corp.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Maryland   No. 000-54961   No. 61-1696304

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

520 Madison Avenue, 38th Floor

New York, New York

   10022
(Address of Principal Executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 813-4900

Former name or former address, if changed since last report: N/A

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2.):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 1.01 Entry into a Material Definitive Agreement.

On March 11, 2015, at an in-person meeting of the Board of Directors (the “Board”) of NF Investment Corp. (the “Company”), the Board, including a majority of the directors that are not “interested persons” of the Company under the Investment Company Act of 1940, as amended, voted to approve the continuance of (i) the Investment Advisory Agreement, dated as of July 10, 2013, by and between the Company and Carlyle GMS Investment Management L.L.C., and (ii) the Administration Agreement, dated as of July 10, 2013, by and between the Company and Carlyle GMS Finance Administration L.L.C. As a result of the approval, each agreement will continue in accordance with its terms for one year from July 10, 2015, unless previously terminated.

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 11, 2015, the Board of the Company approved the appointment of Venugopal Rathi as the Company’s Chief Financial Officer and Treasurer effective April 1, 2015. Mr. Rathi will be succeeding Orit Mizrachi who served as the Company’s interim Chief Financial Officer and Treasurer. Ms. Mizrachi will continue to serve as the Company’s Chief Operating Officer.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

NF Investment Corp.
(Registrant)
By:

/s/ Michael Hart

Name: Michael Hart
Title: President

Date: March 17, 2015

 

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