0001085146-14-000395.txt : 20140211 0001085146-14-000395.hdr.sgml : 20140211 20140210193149 ACCESSION NUMBER: 0001085146-14-000395 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140211 DATE AS OF CHANGE: 20140210 EFFECTIVENESS DATE: 20140211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forty4 Asset Management LLC CENTRAL INDEX KEY: 0001561322 IRS NUMBER: 271254483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15463 FILM NUMBER: 14590909 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD. SUITE 1175 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3126288416 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD. SUITE 1175 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001561322 XXXXXXXX 12-31-2013 12-31-2013 Forty4 Asset Management LLC
141 W. JACKSON BLVD. SUITE 1175 CHICAGO IL 60604
13F HOLDINGS REPORT 028-15463 N
Stephen Lee COO 312-462-9983 /s/ Stephen Lee Chicago IL 01-27-2014 0 180 166528 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AGNICO EAGLE MINES LTDCOM0084741081914200SHCallSOLE 1420000AGNICO EAGLE MINES LTDCOM0084741085345700SHPutSOLE 4570000AGNICO EAGLE MINES LTDCOM0084741082619900SHSOLE 990000ALCOA INCCOM0138171012169818100SHCallSOLE 81810000ALCOA INCCOM013817101311208900SHPutSOLE 120890000ALON USA ENERGY INCCOM0205201021167000SHSOLE 700000ALON USA ENERGY INCCOM0205201021723000SHPutSOLE 2300000ALPHA NATURAL RESOURCES INCCOM02076X10231574676000SHPutSOLE 467600000ALPHA NATURAL RESOURCES INCCOM02076X1023644510312SHSOLE 51031200ALPHA NATURAL RESOURCES INCCOM02076X10217801297300SHCallSOLE 129730000ALPHA NATURAL RESOURCES INCNOTE 4.875%12/102076XAF9539500000PRNSOLE 50000000AMERICAN CAPITAL AGENCY CORPCOM02503X105710900SHCallSOLE 1090000AMERICAN CAPITAL AGENCY CORPCOM02503X10510080800SHPutSOLE 8080000AMERICAN CAPITAL AGENCY CORPCOM02503X105102753226SHSOLE 5322600AMERICAN RAILCAR INDS INCCOM02916P10327600SHSOLE 60000AMERICAN RAILCAR INDS INCCOM02916P103309600SHCallSOLE 960000AMERICAN RAILCAR INDS INCCOM02916P1033029000SHPutSOLE 2900000APPLE INCCOM03783310047558475SHSOLE 847500APPLE INCCOM03783310031132700SHPutSOLE 3270000APPLIED MATLS INCCOM0382221054075000SHPutSOLE 7500000APPLIED MATLS INCCOM0382221051677500SHCallSOLE 7750000ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1046108500SHPutSOLE 10850000ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L10418635700SHCallSOLE 3570000ARCH COAL INCCOM03938010010122601SHSOLE 2260100ARCH COAL INCCOM039380100200275500SHCallSOLE 27550000ARCH COAL INCCOM0393801006631559300SHPutSOLE 155930000ARIAD PHARMACEUTICALS INCCOM04033A1009313700SHSOLE 1370000ARIAD PHARMACEUTICALS INCCOM04033A1001956500SHCallSOLE 5650000AT&T INCCOM00206R1021541700SHCallSOLE 4170000AT&T INCCOM00206R1025484000SHPutSOLE 8400000AUXILIUM PHARMACEUTICALS INCCOM05334D107110000SHCallSOLE 1000000AVON PRODS INCCOM0543031021538900SHSOLE 890000AVON PRODS INCCOM0543031024130000SHPutSOLE 3000000BANK OF AMERICA CORPORATIONCOM0605051043633300SHPutSOLE 63330000BANK OF AMERICA CORPORATIONCOM060505104260233300SHCallSOLE 23330000BARCLAYS PLCADR06738E20435919785SHSOLE 1978500BARCLAYS PLCADR06738E20413111100SHPutSOLE 11110000BAXTER INTL INCCOM0718131091119100SHCallSOLE 1910000BAXTER INTL INCCOM071813109225100SHPutSOLE 2510000BB&T CORPCOM05493710754114500SHSOLE 1450000BB&T CORPCOM0549371073240000SHPutSOLE 4000000CHESAPEAKE ENERGY CORPCOM16516710780329600SHSOLE 2960000CISCO SYS INCCOM17275R102611221000SHCallSOLE 22100000CISCO SYS INCCOM17275R10238216100SHPutSOLE 21610000CITIGROUP INCCOM NEW172967424414379500SHSOLE 7950000CITIGROUP INCCOM NEW172967424119350000SHPutSOLE 35000000COACH INCCOM189754104212437851SHSOLE 3785100COACH INCCOM1897541047175000SHPutSOLE 7500000COMCAST CORP NEWCL A20030N101131525300SHSOLE 2530000COMSTOCK RES INCCOM NEW20576820348726633SHSOLE 2663300COMSTOCK RES INCCOM NEW2057682037589300SHPutSOLE 8930000COOPER TIRE & RUBR COCOM216831107735200SHPutSOLE 3520000D R HORTON INCCOM23331A109375000SHPutSOLE 7500000D R HORTON INCNOTE 2.000% 5/123331ABB460403500000PRNSOLE 350000000DARDEN RESTAURANTS INCCOM23719410517122800SHPutSOLE 12280000DARDEN RESTAURANTS INCCOM2371941052520000SHCallSOLE 2000000DENBURY RES INCCOM NEW24791620830918796SHSOLE 1879600DENBURY RES INCCOM NEW2479162085025900SHPutSOLE 2590000DOW CHEM COCOM26054310352411800SHSOLE 1180000DOW CHEM COCOM260543103236600SHPutSOLE 3660000DRYSHIPS INC.NOTE 5.000%12/0262498AB410161005000PRNSOLE 100500000EATON CORP PLCSHSG291831037469800SHSOLE 980000EATON CORP PLCSHSG29183103111600SHPutSOLE 1160000ENERPLUS CORPCOM29276610232217700SHSOLE 1770000ENERPLUS CORPCOM2927661024945600SHPutSOLE 4560000ENERPLUS CORPCOM2927661021020200SHCallSOLE 2020000EQUINIX INCNOTE 4.750% 6/129444UAH954592500000PRNSOLE 250000000EXXON MOBIL CORPCOM30231G10235354500SHCallSOLE 5450000EXXON MOBIL CORPCOM30231G102215000SHPutSOLE 1500000FACEBOOK INCCL A30303M10278714400SHSOLE 1440000FACEBOOK INCCL A30303M1021040000SHPutSOLE 4000000FIFTH THIRD BANCORPCOM3167731003431300SHCallSOLE 3130000FIFTH THIRD BANCORPCOM316773100416100SHPutSOLE 1610000FRANCO NEVADA CORPCOM3518581057725200SHPutSOLE 2520000FRANCO NEVADA CORPCOM35185810545211100SHSOLE 1110000FRONTLINE LTDSHSG3682E12778100000SHCallSOLE 10000000GENCO SHIPPING & TRADING LTDSHSY2685T10714758900SHSOLE 5890000GOLDMAN SACHS GROUP INCCOM38141G104280115800SHSOLE 1580000HEWLETT PACKARD COCOM4282361035226000SHCallSOLE 2600000HEWLETT PACKARD COCOM4282361032625900SHPutSOLE 2590000INTEL CORPCOM4581401005035000SHCallSOLE 3500000INTEL CORPCOM4581401001235000SHPutSOLE 3500000INVESCO LTDSHSG491BT1082446700SHSOLE 670000INVESCO LTDSHSG491BT1082419500SHPutSOLE 1950000ISHARES20+ YR TR BD ETF46428743221278000SHCallSOLE 27800000ISHARES20+ YR TR BD ETF464287432933605900SHPutSOLE 60590000ISHARES20+ YR TR BD ETF46428743229550290100SHSOLE 29010000ISHARESCHINA LG-CAP ETF4642871841361200SHPutSOLE 6120000ISHARESCHINA LG-CAP ETF4642871841111200SHCallSOLE 1120000ISHARESMSCI EAFE ETF46428746592200SHCallSOLE 220000ISHARESMSCI EAFE ETF4642874653094600SHSOLE 460000ISHARESMSCI EAFE ETF4642874659150000SHPutSOLE 15000000ISHARESMSCI EMG MKT ETF46428723417102800SHPutSOLE 10280000ISHARESMSCI EMG MKT ETF46428723452212500SHSOLE 1250000ISHARESRUSSELL 2000 ETF464287655478741500SHSOLE 4150000ISHARESRUSSELL 2000 ETF464287655785400SHPutSOLE 8540000JAMES RIVER COAL COCOM NEW470355207140101900SHPutSOLE 10190000JAMES RIVER COAL COCOM NEW4703552071410000SHSOLE 1000000JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T1002909900SHSOLE 990000JINKOSOLAR HLDG CO LTDSPONSORED ADR47759T1004131800SHPutSOLE 3180000JOY GLOBAL INCCOM4811651081051800SHSOLE 180000JOY GLOBAL INCCOM481165108325000SHPutSOLE 2500000KINDER MORGAN INC DELCOM49456B101130600SHCallSOLE 3060000KINDER MORGAN INC DELCOM49456B1018151400SHPutSOLE 5140000KOHLS CORPCOM50025510413426500SHCallSOLE 2650000KOHLS CORPCOM5002551041039100SHPutSOLE 3910000KRAFT FOODS GROUP INCCOM50076Q106471887514SHSOLE 8751400KRAFT FOODS GROUP INCCOM50076Q106202278600SHPutSOLE 27860000L-3 COMMUNICATIONS HLDGS INCCOM502424104012500SHPutSOLE 1250000MARKET VECTORS ETF TRCOAL ETF57060U8371041000SHPutSOLE 4100000MARKET VECTORS ETF TRCOAL ETF57060U837320000SHCallSOLE 2000000MARKET VECTORS ETF TRGOLD MINER ETF57060U1002847134715SHSOLE 13471500MARKET VECTORS ETF TRGOLD MINER ETF57060U100053800SHCallSOLE 5380000MARKET VECTORS ETF TRGOLD MINER ETF57060U100963235900SHPutSOLE 23590000MARKET VECTORS ETF TRRUSSIA ETF57060U506782718SHSOLE 271800MARKET VECTORS ETF TRRUSSIA ETF57060U50624914500SHPutSOLE 91450000MGM RESORTS INTERNATIONALCOM552953101044400SHPutSOLE 4440000MICRON TECHNOLOGY INCCOM5951121031326050SHSOLE 605000MICRON TECHNOLOGY INCCOM5951121034810000SHCallSOLE 1000000MONDELEZ INTL INCCL A60920710539211100SHSOLE 1110000MORGAN STANLEYCOM NEW61744644822870600SHPutSOLE 87060000MORGAN STANLEYCOM NEW61744644818552700SHCallSOLE 5270000MOTOROLA SOLUTIONS INCCOM NEW620076307555500SHCallSOLE 550000MOTOROLA SOLUTIONS INCCOM NEW620076307116200SHPutSOLE 1620000NASDAQ OMX GROUP INCCOM631103108143200SHPutSOLE 4320000NEWMONT MINING CORPCOM6516391067934700SHPutSOLE 3470000NORTHSTAR RLTY FIN CORPCOM66704R1007150000SHCallSOLE 5000000OCCIDENTAL PETE CORP DELCOM6745991053333500SHSOLE 350000OCCIDENTAL PETE CORP DELCOM6745991051720000SHPutSOLE 2000000ORACLE CORPCOM68389X1051290300000SHCallSOLE 30000000OREXIGEN THERAPEUTICS INCCOM68616410437366225SHSOLE 6622500PANDORA MEDIA INCCOM698354107150000SHPutSOLE 5000000PENNEY J C INCCOM708160106106651165556SHSOLE 116555600PENNEY J C INCCOM708160106175577800SHCallSOLE 57780000PENNEY J C INCCOM70816010665162821500SHPutSOLE 282150000PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V4081724125098SHSOLE 12509800PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V408135432300SHCallSOLE 43230000PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V408528526900SHPutSOLE 52690000PHILIP MORRIS INTL INCCOM718172109100211500SHSOLE 1150000PHILIP MORRIS INTL INCCOM7181721095226400SHPutSOLE 2640000RADIOSHACK CORPCOM7504381031450000SHCallSOLE 5000000RYLAND GROUP INCCOM78376410380318500SHSOLE 1850000RYLAND GROUP INCCOM7837641036900SHCallSOLE 90000RYLAND GROUP INCCOM78376410313065200SHPutSOLE 6520000SALESFORCE COM INCCOM79466L3026490117600SHSOLE 11760000SALESFORCE COM INCNOTE 0.750% 1/179466LAB038681500000PRNSOLE 150000000SANDRIDGE ENERGY INCCOM80007P3074256900SHPutSOLE 25690000SANDRIDGE ENERGY INCCOM80007P307579350SHSOLE 935000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50611329128000SHSOLE 12800000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60557126100SHSOLE 2610000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60555260700SHPutSOLE 26070000SPDR S&P 500 ETF TRTR UNIT78462F1031304270620SHSOLE 7062000SPDR S&P 500 ETF TRTR UNIT78462F103943454000SHCallSOLE 45400000SPDR S&P 500 ETF TRTR UNIT78462F103664560900SHPutSOLE 56090000SPDR SERIES TRUSTS&P OILGAS EXP78464A730248136200SHSOLE 3620000SPDR SERIES TRUSTS&P RETAIL ETF78464A714881000SHSOLE 100000TATA MTRS LTDSPONSORED ADR87656850211956800SHPutSOLE 5680000TATA MTRS LTDSPONSORED ADR8765685024820000SHCallSOLE 2000000TATA MTRS LTDSPONSORED ADR87656850239112700SHSOLE 1270000TESLA MTRS INCNOTE 1.500% 6/088160RAA9346250000PRNSOLE 25000000TRANSOCEAN LTDREG SHSH8817H1003940000SHCallSOLE 4000000TWITTER INCCOM90184L102115218100SHSOLE 1810000UNITED STATES OIL FUND LPUNITS91232N108370864800SHCallSOLE 86480000UNITED STATES OIL FUND LPUNITS91232N108483974900SHPutSOLE 97490000UNITED STATES STL CORP NEWCOM9129091086711100SHCallSOLE 1110000UNITED STATES STL CORP NEWNOTE 4.000% 5/1912909AE8159149000PRNSOLE 14900000URBAN OUTFITTERS INCCOM9170471020100SHPutSOLE 10000URBAN OUTFITTERS INCCOM9170471021211600SHCallSOLE 1160000VALE S AADR91912E105161480000SHCallSOLE 48000000VALE S AADR91912E1053950000SHPutSOLE 5000000WALTER ENERGY INCCOM93317Q10541024676SHSOLE 2467600WALTER ENERGY INCCOM93317Q105447100100SHCallSOLE 10010000WALTER ENERGY INCCOM93317Q105776245200SHPutSOLE 24520000WELLS FARGO & CO NEWCOM949746101270100000SHCallSOLE 10000000WELLS FARGO & CO NEWCOM94974610145100000SHPutSOLE 10000000WISDOMTREE TRJAPN HEDGE EQT97717W8514348533SHSOLE 853300WISDOMTREE TRJAPN HEDGE EQT97717W8511425000SHCallSOLE 2500000WISDOMTREE TRJAPN HEDGE EQT97717W8519163900SHPutSOLE 16390000YAMANA GOLD INCCOM98462Y1002140200SHPutSOLE 4020000YAMANA GOLD INCCOM98462Y10012114000SHSOLE 1400000