0001085146-13-001358.txt : 20130812 0001085146-13-001358.hdr.sgml : 20130812 20130812062733 ACCESSION NUMBER: 0001085146-13-001358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130812 EFFECTIVENESS DATE: 20130812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Forty4 Asset Management LLC CENTRAL INDEX KEY: 0001561322 IRS NUMBER: 271254483 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15463 FILM NUMBER: 131028124 BUSINESS ADDRESS: STREET 1: 141 W. JACKSON BLVD. SUITE 1175 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3126288416 MAIL ADDRESS: STREET 1: 141 W. JACKSON BLVD. SUITE 1175 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001561322 XXXXXXXX 06-30-2013 06-30-2013 Forty4 Asset Management LLC

141 W. JACKSON BLVD. SUITE 1175 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15463 N Stephen Lee 312-462-9983 /s/ Stephen Lee Chicago IL 07-22-2013 0 398 286177 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABB LTDSPONSORED ADR000375204114300SHCallSOLE 14300ABB LTDSPONSORED ADR0003752045388300SHPutSOLE 88300ABB LTDSPONSORED ADR000375204114152700SHSOLE 5270000ABBVIE INCCOM00287Y10967816400SHSOLE 1640000ABBVIE INCCOM00287Y1091024800SHCallSOLE 24800ABBVIE INCCOM00287Y1099255200SHPutSOLE 55200AETNA INC NEWCOM00817Y1083451200SHCallSOLE 51200AETNA INC NEWCOM00817Y108514100SHPutSOLE 14100AGCO CORPCOM0010841022064100SHSOLE 410000AGCO CORPCOM00108410203100SHCallSOLE 3100AGCO CORPCOM001084102187200SHPutSOLE 7200ALCOA INCCOM0138171017153914650SHSOLE 91465000ALCOA INCCOM0138171013731072100SHCallSOLE 1072100ALCOA INCCOM01381710117841924700SHPutSOLE 1924700ALLIANZGI INTL & PREM STRATECOM01882X10821122441SHSOLE 2244100ALPHA NATURAL RESOURCES INCCOM02076X1023453658950SHSOLE 65895000ALPHA NATURAL RESOURCES INCCOM02076X10283205800SHCallSOLE 205800ALPHA NATURAL RESOURCES INCCOM02076X10225921231000SHPutSOLE 1231000ALPINE GLOBAL DYNAMIC DIVD FCOM02082E10635376793SHSOLE 7679300ALPINE TOTAL DYNAMIC DIVID FCOM SBI021060108563143976SHSOLE 14397600ALTERA CORPCOM0214411005135500SHCallSOLE 35500ALTERA CORPCOM0214411002047900SHPutSOLE 47900ALTISOURCE PORTFOLIO SOLNS SREG SHSL0175J1044312500SHPutSOLE 12500ALTISOURCE PORTFOLIO SOLNS SREG SHSL0175J10441500SHCallSOLE 1500ALTISOURCE PORTFOLIO SOLNS SREG SHSL0175J1045195500SHSOLE 550000ALTRIA GROUP INCCOM02209S1033934000SHPutSOLE 34000ALTRIA GROUP INCCOM02209S10383323803SHSOLE 2380300AMAZON COM INCCOM0231351064441600SHSOLE 160000AMAZON COM INCCOM023135106385000SHCallSOLE 5000AMAZON COM INCCOM0231351064514500SHPutSOLE 14500AMERICAN RAILCAR INDS INCCOM02916P1031143400SHSOLE 340000AMERICAN RAILCAR INDS INCCOM02916P10346500SHCallSOLE 6500AMERICAN RAILCAR INDS INCCOM02916P103831700SHPutSOLE 31700AMERIPRISE FINL INCCOM03076C1064731600SHPutSOLE 31600AMERIPRISE FINL INCCOM03076C1066067498SHSOLE 749800AMERIPRISE FINL INCCOM03076C1061125400SHCallSOLE 25400ANADARKO PETE CORPCOM03251110710459700SHPutSOLE 59700ANADARKO PETE CORPCOM032511107150417500SHSOLE 1750000ANADARKO PETE CORPCOM032511107425400SHCallSOLE 5400ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A108182320200SHSOLE 2020000ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A10836200SHCallSOLE 6200ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A10810429000SHPutSOLE 29000AON PLCSHS CL AG0408V10284313100SHSOLE 1310000AON PLCSHS CL AG0408V1021635000SHCallSOLE 35000AON PLCSHS CL AG0408V1024955900SHPutSOLE 55900APOLLO GROUP INCCL A0376041052360000SHPutSOLE 60000APPLE INCCOM03783310015463900SHSOLE 390000APPLE INCCOM0378331001564500SHPutSOLE 4500ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L10469361900SHSOLE 6190000ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1042735700SHCallSOLE 35700ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L104384106200SHPutSOLE 106200ARES CAP CORPCOM04010L1039500SHSOLE 50000ARES CAP CORPCOM04010L10325900SHCallSOLE 5900ARES CAP CORPCOM04010L103210700SHPutSOLE 10700ARM HLDGS PLCSPONSORED ADR0420681062647300SHSOLE 730000ASSURED GUARANTY LTDCOMG0585R1061928700SHSOLE 870000ASSURED GUARANTY LTDCOMG0585R10625600SHCallSOLE 5600ASSURED GUARANTY LTDCOMG0585R1061520600SHPutSOLE 20600ATWOOD OCEANICS INCCOM05009510887416800SHSOLE 1680000ATWOOD OCEANICS INCCOM05009510801800SHCallSOLE 1800ATWOOD OCEANICS INCCOM0500951086627200SHPutSOLE 27200AXIALL CORPCOM05463D1002475800SHSOLE 580000AXIALL CORPCOM05463D100811800SHCallSOLE 11800AXIALL CORPCOM05463D1003919000SHPutSOLE 19000BAIDU INCSPON ADR REP A0567521086536900SHSOLE 690000BAIDU INCSPON ADR REP A0567521081510000SHCallSOLE 10000BAIDU INCSPON ADR REP A0567521085719800SHPutSOLE 19800BANK OF AMERICA CORPORATIONCOM06050510440431400SHSOLE 3140000BANK OF AMERICA CORPORATIONCOM06050510497183300SHCallSOLE 183300BANK OF AMERICA CORPORATIONCOM060505104115251300SHPutSOLE 251300BEST BUY INCCOM08651610131430300SHCallSOLE 30300BEST BUY INCCOM086516101444700SHPutSOLE 44700BLACKROCK ENERGY & RES TRCOM09250U10136514599SHSOLE 1459900BLACKROCK GLOBAL OPP EQTY TRCOM09250110525418801SHSOLE 1880100BP PRUDHOE BAY RTY TRUNIT BEN INT0556301075646100SHPutSOLE 46100BP PRUDHOE BAY RTY TRUNIT BEN INT0556301072411500SHCallSOLE 11500BP PRUDHOE BAY RTY TRUNIT BEN INT0556301078288605SHSOLE 860500BROADCOM CORPCL A11132010735110400SHSOLE 1040000BROADCOM CORPCL A1113201071220000SHCallSOLE 20000BROADCOM CORPCL A1113201072560100SHPutSOLE 60100CALAMP CORPCOM128126109251700SHSOLE 170000CALAMP CORPCOM128126109110900SHPutSOLE 10900CAMERON INTERNATIONAL CORPCOM13342B10599716300SHSOLE 1630000CAMERON INTERNATIONAL CORPCOM13342B10525800SHCallSOLE 5800CAMERON INTERNATIONAL CORPCOM13342B1059322800SHPutSOLE 22800CENTRAL FD CDA LTDCL A153501101552954065806SHSOLE 406580600CENTRAL GOLDTRUSTTR UNIT15354610619979452011SHSOLE 45201100CHEVRON CORP NEWCOM1667641004623900SHSOLE 390000CHINA LIFE INS CO LTDSPON ADR REP H16939P1061414400SHPutSOLE 14400CHINA LIFE INS CO LTDSPON ADR REP H16939P1062376800SHSOLE 680000CHINA PETE & CHEM CORPSPON ADR H SHS16941R10812027500SHCallSOLE 27500CHINA PETE & CHEM CORPSPON ADR H SHS16941R1081628600SHPutSOLE 28600CITIGROUP INCCOM NEW172967424107922500SHSOLE 2250000CNOOC LTDSPONSORED ADR126132109298117800SHSOLE 1780000CNOOC LTDSPONSORED ADR1261321099421100SHCallSOLE 21100CNOOC LTDSPONSORED ADR12613210927458100SHPutSOLE 58100COEUR MNG INCCOM NEW1921085041415700SHPutSOLE 15700COEUR MNG INCCOM NEW19210850414010500SHSOLE 1050000COEUR MNG INCCOM NEW19210850401200SHCallSOLE 1200COMCAST CORP NEWCL A SPL20030N200150737995SHSOLE 3799500COMPANHIA DE BEBIDAS DAS AMESPON ADR PFD20441W20341811200SHSOLE 1120000COMPANHIA DE BEBIDAS DAS AMESPON ADR PFD20441W2034534800SHCallSOLE 34800COMPANHIA DE BEBIDAS DAS AMESPON ADR PFD20441W2035065400SHPutSOLE 65400CONSOL ENERGY INCCOM20854P10930911400SHSOLE 1140000CONSOL ENERGY INCCOM20854P1091012500SHCallSOLE 12500CONSOL ENERGY INCCOM20854P10918620900SHPutSOLE 20900CONTINENTAL RESOURCES INCCOM2120151014825600SHSOLE 560000CONTINENTAL RESOURCES INCCOM2120151013211700SHCallSOLE 11700CONTINENTAL RESOURCES INCCOM2120151014934400SHPutSOLE 34400CORE LABORATORIES N VCOMN22717107185500SHCallSOLE 5500CORE LABORATORIES N VCOMN227171079624700SHPutSOLE 24700CORE LABORATORIES N VCOMN2271710711227400SHSOLE 740000CREDIT SUISSE GROUPSPONSORED ADR225401108110500SHCallSOLE 10500CREDIT SUISSE GROUPSPONSORED ADR2254011086739400SHPutSOLE 39400CREDIT SUISSE GROUPSPONSORED ADR22540110878929804SHSOLE 2980400CUMMINS INCCOM2310211068137500SHSOLE 750000CUMMINS INCCOM231021106649400SHPutSOLE 9400CURRENCYSHS JAPANESE YEN TRJAPANESE YEN23130A1026716800SHSOLE 680000CURRENCYSHS JAPANESE YEN TRJAPANESE YEN23130A1022712100SHPutSOLE 12100D R HORTON INCCOM23331A10913378400SHPutSOLE 78400D R HORTON INCNOTE 2.000% 5/123331ABB458083500000PRNSOLE 350000000DANA HLDG CORPCOM2358252052532400SHCallSOLE 32400DANA HLDG CORPCOM2358252053189300SHPutSOLE 89300DANA HLDG CORPCOM23582520537019200SHSOLE 1920000DARDEN RESTAURANTS INCCOM2371941053420000SHCallSOLE 20000DARDEN RESTAURANTS INCCOM237194105298100000SHPutSOLE 100000DARDEN RESTAURANTS INCCOM237194105163332350SHSOLE 3235000DELPHI AUTOMOTIVE PLCSHSG278231063823400SHCallSOLE 23400DELPHI AUTOMOTIVE PLCSHSG278231062561500SHPutSOLE 61500DU PONT E I DE NEMOURS & COCOM2635341094258100SHSOLE 810000E M C CORP MASSCOM268648102125453100SHSOLE 5310000E M C CORP MASSCOM268648102253600SHCallSOLE 53600E M C CORP MASSCOM2686481029769200SHPutSOLE 69200EASTMAN CHEM COCOM277432100810000SHCallSOLE 10000EASTMAN CHEM COCOM2774321006622300SHPutSOLE 22300EASTMAN CHEM COCOM2774321005608000SHSOLE 800000EATON CORP PLCSHSG29183103313400SHCallSOLE 13400EATON CORP PLCSHSG2918310311149400SHPutSOLE 49400EATON CORP PLCSHSG29183103209331800SHSOLE 3180000EATON VANCE TX ADV GLBL DIVCOM27828S10116510936SHSOLE 1093600EBAY INCCOM278642103143227693SHSOLE 2769300EBAY INCCOM2786421035550600SHCallSOLE 50600EBAY INCCOM278642103166108500SHPutSOLE 108500ENERPLUS CORPCOM29276610218912800SHSOLE 1280000ENERPLUS CORPCOM292766102451800SHCallSOLE 51800ENERPLUS CORPCOM2927661022523000SHPutSOLE 23000EOG RES INCCOM26875P10181800SHCallSOLE 1800EOG RES INCCOM26875P1012910000SHPutSOLE 10000EOG RES INCCOM26875P1014213196SHSOLE 319600EQUINIX INCNOTE 4.750% 6/129444UAH956772500000PRNSOLE 250000000EXCO RESOURCES INCCOM269279402232950SHSOLE 295000EXCO RESOURCES INCCOM269279402321300SHPutSOLE 21300EXXON MOBIL CORPCOM30231G1026607300SHSOLE 730000FLOWSERVE CORPCOM34354P105189035000SHSOLE 3500000FLOWSERVE CORPCOM34354P10513345000SHPutSOLE 45000FRANKLIN RES INCCOM3546131015121000SHCallSOLE 21000FRANKLIN RES INCCOM354613101277000SHPutSOLE 7000FREEPORT-MCMORAN COPPER & GOCOM35671D8576265700SHCallSOLE 65700FREEPORT-MCMORAN COPPER & GOCOM35671D85747108900SHPutSOLE 108900FUEL SYS SOLUTIONS INCCOM35952W10354900SHCallSOLE 4900FUEL SYS SOLUTIONS INCCOM35952W1031234400SHPutSOLE 34400FUEL SYS SOLUTIONS INCCOM35952W1031438000SHSOLE 800000GENERAL DYNAMICS CORPCOM3695501081310100SHPutSOLE 10100GENERAL DYNAMICS CORPCOM3695501083454400SHSOLE 440000GILEAD SCIENCES INCNOTE 1.625% 5/0375558AP833951500000PRNSOLE 150000000GOODYEAR TIRE & RUBR COCOM38255010112143400SHCallSOLE 43400GOODYEAR TIRE & RUBR COCOM3825501011051900SHPutSOLE 51900GREATER CHINA FD INCCOM39167B10219918186SHSOLE 1818600HALLIBURTON COCOM40621610170016771SHSOLE 1677100HALLIBURTON COCOM4062161013051400SHCallSOLE 51400HALLIBURTON COCOM4062161018576100SHPutSOLE 76100HARMAN INTL INDS INCCOM4130861091821200SHPutSOLE 21200HARMAN INTL INDS INCCOM4130861093857100SHSOLE 710000HCP INCCOM40414L1093420100SHPutSOLE 20100HCP INCCOM40414L109219200SHCallSOLE 19200HCP INCCOM40414L1094008800SHSOLE 880000HELIX ENERGY SOLUTIONS GRP ICOM42330P10766128700SHSOLE 2870000HELIX ENERGY SOLUTIONS GRP ICOM42330P107213300SHCallSOLE 13300HELIX ENERGY SOLUTIONS GRP ICOM42330P1075757400SHPutSOLE 57400HUNTSMAN CORPCOM447011107583500SHSOLE 350000HUNTSMAN CORPCOM4470111072113300SHPutSOLE 13300INFINERA CORPORATIONCOM45667G103313200SHPutSOLE 13200INTL PAPER COCOM460146103366482700SHSOLE 8270000INTL PAPER COCOM460146103632600SHCallSOLE 32600INTL PAPER COCOM460146103265121500SHPutSOLE 121500ISHARES INCMSCI AUSTRALIA46428610358025700SHSOLE 2570000ISHARES INCMSCI AUSTRALIA46428610345119200SHCallSOLE 119200ISHARES INCMSCI AUSTRALIA46428610399263500SHPutSOLE 263500ISHARES INCMSCI BRAZIL CAPP464286400259759200SHSOLE 5920000ISHARES INCMSCI HONG KONG464286871351900SHSOLE 190000ISHARES INCMSCI HONG KONG464286871713000SHCallSOLE 13000ISHARES INCMSCI HONG KONG464286871628700SHPutSOLE 28700ISHARES INCMSCI JAPAN46428684872564600SHSOLE 6460000ISHARES INCMSCI STH KOR CAP46428677218985400SHCallSOLE 85400ISHARES INCMSCI STH KOR CAP46428677286167500SHPutSOLE 167500ISHARES TRFTSE CHINA25 IDX464287184166251110SHSOLE 5111000ISHARES TRMSCI EAFE INDEX4642874651320000SHCallSOLE 20000ISHARES TRMSCI EAFE INDEX4642874655055000SHPutSOLE 55000ISHARES TRMSCI EAFE INDEX4642874651813159SHSOLE 315900ISHARES TRMSCI EMERG MKT46428723410472272000SHSOLE 27200000ISHARES TRRUSSELL 200046428765546000SHCallSOLE 6000ISHARES TRRUSSELL 200046428765510550000SHPutSOLE 50000ITT EDUCATIONAL SERVICES INCCOM45068B109853500SHSOLE 350000ITT EDUCATIONAL SERVICES INCCOM45068B1091011900SHPutSOLE 11900JAMES RIVER COAL COCOM NEW47035520710758900SHSOLE 5890000JAMES RIVER COAL COCOM NEW470355207247400SHCallSOLE 47400JAMES RIVER COAL COCOM NEW47035520712283900SHPutSOLE 83900KINDER MORGAN INC DELCOM49456B10112451400SHPutSOLE 51400KINDER MORGAN INC DELCOM49456B10141610900SHSOLE 1090000KINDER MORGAN INC DELCOM49456B1014030600SHCallSOLE 30600KINDRED HEALTHCARE INCCOM4945801034137600SHCallSOLE 37600KINDRED HEALTHCARE INCCOM49458010310129900SHPutSOLE 129900KKR & CO L P DELCOM UNITS48248M102633200SHSOLE 320000KKR & CO L P DELCOM UNITS48248M10277700SHCallSOLE 7700KKR & CO L P DELCOM UNITS48248M102619300SHPutSOLE 19300KOHLS CORPCOM5002551048150SHSOLE 15000KOHLS CORPCOM5002551045918000SHCallSOLE 18000KOHLS CORPCOM5002551046358300SHPutSOLE 58300L-3 COMMUNICATIONS HLDGS INCCOM5024241045615500SHCallSOLE 15500L-3 COMMUNICATIONS HLDGS INCCOM5024241043222500SHPutSOLE 22500LAZARD LTDSHS AG540501021812800SHPutSOLE 12800LAZARD LTDSHS AG540501021093400SHSOLE 340000LAZARD LTDSHS AG54050102314400SHCallSOLE 14400LENNAR CORPCL A5260571042911300SHPutSOLE 11300LENNAR CORPCL A52605710484323397SHSOLE 2339700LOWES COS INCCOM548661107274467100SHSOLE 6710000LOWES COS INCCOM5486611071431800SHCallSOLE 31800LOWES COS INCCOM548661107169124000SHPutSOLE 124000LRR ENERGY LPCOM50214A10416611300SHSOLE 1130000LRR ENERGY LPCOM50214A1041726600SHPutSOLE 26600LUMBER LIQUIDATORS HLDGS INCCOM55003T10777910000SHSOLE 1000000LYONDELLBASELL INDUSTRIES NSHS - A -N537451003825300SHCallSOLE 25300LYONDELLBASELL INDUSTRIES NSHS - A -N537451004322900SHPutSOLE 22900MANULIFE FINL CORPCOM56501R10626000SHCallSOLE 6000MANULIFE FINL CORPCOM56501R106335600SHPutSOLE 35600MANULIFE FINL CORPCOM56501R106613800SHSOLE 380000MARATHON PETE CORPCOM56585A10212416800SHPutSOLE 16800MARATHON PETE CORPCOM56585A102100914200SHSOLE 1420000MARKET VECTORS ETF TRCOAL ETF57060U83763235800SHSOLE 3580000MARKET VECTORS ETF TRGOLD MINER ETF57060U100150161300SHSOLE 6130000MARKET VECTORS ETF TRGOLD MINER ETF57060U100187126500SHCallSOLE 126500MARKET VECTORS ETF TRGOLD MINER ETF57060U100638287000SHPutSOLE 287000MARKET VECTORS ETF TRRUSSIA ETF57060U50610400SHSOLE 40000MARKET VECTORS ETF TRRUSSIA ETF57060U50601100SHPutSOLE 1100MELCO CROWN ENTMT LTDADR585464100158570900SHSOLE 7090000MELCO CROWN ENTMT LTDADR5854641001243900SHCallSOLE 43900MELCO CROWN ENTMT LTDADR58546410017190000SHPutSOLE 90000MERCK & CO INC NEWCOM58933Y10599921500SHSOLE 2150000MERCK & CO INC NEWCOM58933Y1059086600SHPutSOLE 86600MERCK & CO INC NEWCOM58933Y1052242300SHCallSOLE 42300MERITAGE HOMES CORPCOM59001A1021615500SHCallSOLE 15500MERITAGE HOMES CORPCOM59001A102814900SHPutSOLE 14900MGM RESORTS INTERNATIONALCOM552953101144400SHPutSOLE 44400MICRON TECHNOLOGY INCCOM595112103141798900SHSOLE 9890000MICROSOFT CORPCOM59491810484424438SHSOLE 2443800MICROSOFT CORPCOM594918104133127300SHCallSOLE 127300MICROSOFT CORPCOM594918104140288000SHPutSOLE 288000MORGAN STANLEYCOM NEW617446448302227000SHPutSOLE 227000MORGAN STANLEYCOM NEW6174464482529103500SHSOLE 10350000MORGAN STANLEYCOM NEW6174464482480400SHCallSOLE 80400MOTOROLA SOLUTIONS INCCOM NEW62007630714160700SHPutSOLE 60700MOTOROLA SOLUTIONS INCCOM NEW620076307133423100SHSOLE 2310000MOTOROLA SOLUTIONS INCCOM NEW6200763072415100SHCallSOLE 15100MURPHY OIL CORPCOM626717102100216450SHSOLE 1645000MURPHY OIL CORPCOM6267171024813900SHCallSOLE 13900MURPHY OIL CORPCOM62671710215250500SHPutSOLE 50500NASDAQ OMX GROUP INCCOM63110310829073500SHCallSOLE 73500NASDAQ OMX GROUP INCCOM631103108132129100SHPutSOLE 129100NATIONAL OILWELL VARCO INCCOM63707110193013500SHSOLE 1350000NATIONAL OILWELL VARCO INCCOM6370711014822200SHPutSOLE 22200NAVISTAR INTL CORP NEWCOM63934E1082010600SHPutSOLE 10600NEWMONT MINING CORPCOM65163910657219100SHSOLE 1910000PARKER HANNIFIN CORPCOM701094104139314600SHSOLE 1460000PARKER HANNIFIN CORPCOM7010941047721700SHPutSOLE 21700PEABODY ENERGY CORPCOM70454910425017100SHSOLE 1710000PEABODY ENERGY CORPCOM7045491041735000SHCallSOLE 35000PEABODY ENERGY CORPCOM70454910436100000SHPutSOLE 100000PENNEY J C INCCOM7081601061679800SHSOLE 980000PENNEY J C INCCOM7081601061032200SHPutSOLE 32200PETROCHINA CO LTDSPONSORED ADR71646E10011100SHSOLE 10000PETROCHINA CO LTDSPONSORED ADR71646E100324900SHCallSOLE 4900PETROCHINA CO LTDSPONSORED ADR71646E100817500SHPutSOLE 17500PITNEY BOWES INCCOM724479100815500SHSOLE 550000PITNEY BOWES INCCOM724479100712000SHPutSOLE 12000POPULAR INCCOM NEW7331747003924400SHCallSOLE 24400POPULAR INCCOM NEW733174700845400SHPutSOLE 45400POWERSHARES QQQ TRUSTUNIT SER 173935A1041987100SHCallSOLE 87100POWERSHARES QQQ TRUSTUNIT SER 173935A104339156600SHPutSOLE 156600POWERSHARES QQQ TRUSTUNIT SER 173935A10412070169360SHSOLE 16936000PULTE GROUP INCCOM7458671013099163356SHSOLE 16335600PULTE GROUP INCCOM74586710128172600SHCallSOLE 172600PULTE GROUP INCCOM745867101546250000SHPutSOLE 250000QUIKSILVER INCCOM74838C106517900SHSOLE 790000QUIKSILVER INCCOM74838C106610000SHPutSOLE 10000RENTECH NITROGEN PARTNERS LCOM UNIT7601131002388100SHSOLE 810000RENTECH NITROGEN PARTNERS LCOM UNIT76011310013900SHCallSOLE 3900RENTECH NITROGEN PARTNERS LCOM UNIT7601131003011000SHPutSOLE 11000REYNOLDS AMERICAN INCCOM761713106921900SHSOLE 190000REYNOLDS AMERICAN INCCOM7617131061321500SHPutSOLE 21500REYNOLDS AMERICAN INCCOM761713106615400SHCallSOLE 15400RIO TINTO PLCSPONSORED ADR76720410048111700SHSOLE 1170000RIO TINTO PLCSPONSORED ADR76720410001000SHCallSOLE 1000RIO TINTO PLCSPONSORED ADR7672041004317700SHPutSOLE 17700ROCK-TENN COCL A7727392072102100SHSOLE 210000ROCK-TENN COCL A772739207262500SHCallSOLE 2500ROCK-TENN COCL A7727392072512400SHPutSOLE 12400RYLAND GROUP INCCOM783764103129132193SHSOLE 3219300RYLAND GROUP INCCOM783764103241132400SHCallSOLE 132400RYLAND GROUP INCCOM783764103429243200SHPutSOLE 243200SAKS INCCOM79377W10827620200SHSOLE 2020000SALESFORCE COM INCNOTE 0.750% 1/179466LAB027161500000PRNSOLE 150000000SANCHEZ ENERGY CORPCOM79970Y1051010200SHCallSOLE 10200SANCHEZ ENERGY CORPCOM79970Y105860400SHPutSOLE 60400SANCHEZ ENERGY CORPCOM79970Y105833600SHSOLE 360000SANDRIDGE ENERGY INCCOM80007P307542113800SHSOLE 11380000SANDRIDGE ENERGY INCCOM80007P30769400SHCallSOLE 9400SANDRIDGE ENERGY INCCOM80007P307252336600SHPutSOLE 336600SEADRILL LIMITEDSHSG7945E10586821300SHSOLE 2130000SEADRILL LIMITEDSHSG7945E1052127200SHCallSOLE 27200SEADRILL LIMITEDSHSG7945E1055263700SHPutSOLE 63700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5066591800SHCallSOLE 91800SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506464235200SHPutSOLE 235200SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5068523108852SHSOLE 10885200SELECT SECTOR SPDR TRSBI INT-FINL81369Y60523108600SHPutSOLE 108600SELECT SECTOR SPDR TRSBI MATERIALS81369Y100789700SHCallSOLE 89700SELECT SECTOR SPDR TRSBI MATERIALS81369Y1006990182300SHSOLE 18230000SELECT SECTOR SPDR TRSBI MATERIALS81369Y100432232600SHPutSOLE 232600SILVER WHEATON CORPCOM82833610733617100SHSOLE 1710000SOUTHERN COPPER CORPCOM84265V1052719800SHSOLE 980000SOUTHERN COPPER CORPCOM84265V1053510300SHPutSOLE 10300SPDR GOLD TRUSTGOLD SHS78463V107275123100SHSOLE 2310000SPDR GOLD TRUSTGOLD SHS78463V10715010000SHPutSOLE 10000SPDR S&P 500 ETF TRTR UNIT78462F1031953725900SHCallSOLE 725900SPDR S&P 500 ETF TRTR UNIT78462F1032599961000SHPutSOLE 961000SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107483223000SHSOLE 2300000SPDR SERIES TRUSTS&P HOMEBUILD78464A8887542300SHPutSOLE 42300SPDR SERIES TRUSTS&P HOMEBUILD78464A88895932600SHSOLE 3260000SPDR SERIES TRUSTS&P METALS MNG78464A75526679900SHPutSOLE 79900SPDR SERIES TRUSTS&P METALS MNG78464A755225568000SHSOLE 6800000SPDR SERIES TRUSTS&P METALS MNG78464A755330600SHCallSOLE 30600SPREADTRUM COMMUNICATIONS INADR849415203471800SHSOLE 180000SPREADTRUM COMMUNICATIONS INADR8494152031300SHCallSOLE 300SPREADTRUM COMMUNICATIONS INADR849415203353200SHPutSOLE 53200STILLWATER MNG COCOM86074Q10238936200SHSOLE 3620000STILLWATER MNG COCOM86074Q1020500SHCallSOLE 500STILLWATER MNG COCOM86074Q1025942700SHPutSOLE 42700SWIFT ENERGY COCOM8707381012512300SHPutSOLE 12300TATA MTRS LTDSPONSORED ADR876568502181277300SHSOLE 7730000TATA MTRS LTDSPONSORED ADR87656850235681800SHPutSOLE 81800TATA MTRS LTDSPONSORED ADR876568502012300SHCallSOLE 12300TENNECO INCCOM8803491052675900SHSOLE 590000TENNECO INCCOM88034910522600SHCallSOLE 2600TENNECO INCCOM8803491051816200SHPutSOLE 16200TESLA MTRS INCNOTE 1.500% 6/088160RAA9281250000PRNSOLE 25000000THERMO FISHER SCIENTIFIC INCCOM8835561024325100SHSOLE 510000THERMO FISHER SCIENTIFIC INCCOM8835561025713100SHCallSOLE 13100THERMO FISHER SCIENTIFIC INCCOM88355610211060700SHPutSOLE 60700TOLL BROTHERS INCCOM889478103298202800SHCallSOLE 202800TOLL BROTHERS INCCOM889478103118159800SHPutSOLE 159800TYSON FOODS INCCL A902494103325000SHPutSOLE 25000TYSON FOODS INCNOTE 3.250%10/1902494AP868914500000PRNSOLE 450000000U S G CORPCOM NEW903293405126900SHCallSOLE 26900U S G CORPCOM NEW90329340510621500SHPutSOLE 21500U S G CORPCOM NEW90329340545219595SHSOLE 1959500UBIQUITI NETWORKS INCCOM90347A100412100SHPutSOLE 12100UBS AGSHS NEWH8923133867339700SHSOLE 3970000UBS AGSHS NEWH892313385850000SHPutSOLE 50000UNILEVER N VN Y SHS NEW9047847094563116073SHSOLE 11607300UNITED RENTALS INCCOM91136310954410900SHSOLE 1090000UNITED RENTALS INCCOM911363109514100SHCallSOLE 14100UNITED RENTALS INCCOM9113631099720400SHPutSOLE 20400UNITED STATES OIL FUND LPUNITS91232N1084285000SHCallSOLE 85000UNITED STATES OIL FUND LPUNITS91232N1087185000SHPutSOLE 85000UNITED STATES OIL FUND LPUNITS91232N1081915600SHSOLE 560000UNITED STATES STL CORP NEWCOM91290910817950SHSOLE 95000UNITED STATES STL CORP NEWCOM91290910862200SHPutSOLE 2200UNITED STATES STL CORP NEWNOTE 4.000% 5/1912909AE830683000000PRNSOLE 300000000US BANCORP DELCOM NEW90297330446312800SHSOLE 1280000VALE S AADR91912E1051678127600SHSOLE 12760000VALE S AADR91912E10535198200SHCallSOLE 198200VALE S AADR91912E105167406300SHPutSOLE 406300VANGUARD NATURAL RESOURCES LCOM UNIT92205F1061595700SHSOLE 570000VANGUARD NATURAL RESOURCES LCOM UNIT92205F106515800SHPutSOLE 15800VULCAN MATLS COCOM9291601098114000SHPutSOLE 14000VULCAN MATLS COCOM92916010957111800SHSOLE 1180000WASTE MGMT INC DELCOM94106L10998824500SHSOLE 2450000WHITING PETE CORP NEWCOM9663871021600SHCallSOLE 600WHITING PETE CORP NEWCOM9663871021111200SHPutSOLE 11200WHITING PETE CORP NEWCOM9663871022124600SHSOLE 460000WYNN RESORTS LTDCOM983134107215016800SHSOLE 1680000WYNN RESORTS LTDCOM9831341073011500SHCallSOLE 11500WYNN RESORTS LTDCOM98313410718545000SHPutSOLE 45000YAMANA GOLD INCCOM98462Y10076380200SHSOLE 8020000YAMANA GOLD INCCOM98462Y1005106100SHCallSOLE 106100YAMANA GOLD INCCOM98462Y100185116800SHPutSOLE 116800YUM BRANDS INCCOM9884981014613400SHPutSOLE 13400YUM BRANDS INCCOM9884981013545100SHSOLE 510000YUM BRANDS INCCOM9884981011210000SHCallSOLE 10000