0001085146-13-000760.txt : 20130419
0001085146-13-000760.hdr.sgml : 20130419
20130418180926
ACCESSION NUMBER: 0001085146-13-000760
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130418
EFFECTIVENESS DATE: 20130419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forty4 Asset Management LLC
CENTRAL INDEX KEY: 0001561322
IRS NUMBER: 271254483
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15463
FILM NUMBER: 13770058
BUSINESS ADDRESS:
STREET 1: 141 W. JACKSON BLVD. SUITE 1175
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3126288416
MAIL ADDRESS:
STREET 1: 141 W. JACKSON BLVD. SUITE 1175
CITY: CHICAGO
STATE: IL
ZIP: 60604
13F-HR
1
forty41q2013r.txt
FORTY4 ASSET MANAGEMENT LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Forty4 Asset Management LLC
Address: 141 W. Jackson Blvd. Suite 1175
Chicago, IL 60604
13F File Number: 028-15463
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephen Lee
Title: COO
Phone: 312-462-9983
Signature, Place, and Date of Signing:
/s/ Stephen Lee Chicago, IL April 18, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 351
Form 13F Information Table Value Total: $130,761 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 16 39000 SH PUT SOLE 39000 0 0
ABBOTT LABS COM 002824100 512 14500 SH SOLE 14500 0 0
ACTIVISION BLIZZARD INC COM 00507V109 147 10100 SH SOLE 10100 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 711 8600 SH SOLE 8600 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 58 21900 SH PUT SOLE 21900 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 138 14134 SH SOLE 14134 0 0
AES CORP COM 00130H105 35 2800 SH SOLE 2800 0 0
AES CORP COM 00130H105 1 14500 SH PUT SOLE 14500 0 0
AGNICO EAGLE MINES LTD COM 008474108 15 10000 SH CALL SOLE 0 0 0
AGNICO EAGLE MINES LTD COM 008474108 30 18600 SH PUT SOLE 18600 0 0
AGNICO EAGLE MINES LTD COM 008474108 160 3900 SH SOLE 3900 0 0
ALCOA INC COM 013817101 155 545000 SH CALL SOLE 0 0 0
ALCOA INC COM 013817101 1543 2803500 SH PUT SOLE 2803500 0 0
ALCOA INC COM 013817101 10984 1289200 SH SOLE 1289200 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 242 3800 SH SOLE 3800 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 22 11000 SH PUT SOLE 11000 0 0
ALLIANZGI INTL & PREM STRATE COM 01882X108 226 22441 SH SOLE 22441 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 566 33643 SH SOLE 33643 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 831 617300 SH PUT SOLE 617300 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 1737 211600 SH SOLE 211600 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 35 34600 SH CALL SOLE 0 0 0
ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 369 76793 SH SOLE 76793 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 589 143976 SH SOLE 143976 0 0
ALTERA CORP COM 021441100 454 12800 SH SOLE 12800 0 0
ALTERA CORP COM 021441100 6 6400 SH CALL SOLE 0 0 0
ALTERA CORP COM 021441100 21 35100 SH PUT SOLE 35100 0 0
ALTRIA GROUP INC COM 02209S103 547 15900 SH SOLE 15900 0 0
ALTRIA GROUP INC COM 02209S103 3 22900 SH CALL SOLE 0 0 0
ALTRIA GROUP INC COM 02209S103 14 55300 SH PUT SOLE 55300 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 32 91100 SH PUT SOLE 91100 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 1403 42800 SH SOLE 42800 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 3 4400 SH CALL SOLE 0 0 0
AMERIPRISE FINL INC COM 03076C106 759 10300 SH SOLE 10300 0 0
AMERIPRISE FINL INC COM 03076C106 39 37600 SH PUT SOLE 37600 0 0
AOL INC COM 00184X105 35 900 SH SOLE 900 0 0
AOL INC COM 00184X105 25 15600 SH CALL SOLE 0 0 0
AOL INC COM 00184X105 25 30000 SH PUT SOLE 30000 0 0
APPLE INC COM 037833100 221 500 SH SOLE 500 0 0
APPLE INC COM 037833100 34 2500 SH CALL SOLE 0 0 0
APPLE INC COM 037833100 100 2500 SH PUT SOLE 2500 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1126 86400 SH SOLE 86400 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 366 140500 SH PUT SOLE 140500 0 0
ARCH COAL INC COM 039380100 55 10200 SH SOLE 10200 0 0
ARCH COAL INC COM 039380100 180 166500 SH PUT SOLE 166500 0 0
ARCH COAL INC COM 039380100 69 147200 SH CALL SOLE 0 0 0
ASHLAND INC NEW COM 044209104 587 7900 SH SOLE 7900 0 0
ASHLAND INC NEW COM 044209104 67 10000 SH PUT SOLE 10000 0 0
ASSURED GUARANTY LTD COM G0585R106 87 4200 SH SOLE 4200 0 0
ASSURED GUARANTY LTD COM G0585R106 16 16200 SH CALL SOLE 0 0 0
ASSURED GUARANTY LTD COM G0585R106 10 66200 SH PUT SOLE 66200 0 0
ATHENAHEALTH INC COM 04685W103 592 6100 SH SOLE 6100 0 0
ATHENAHEALTH INC COM 04685W103 23 16000 SH PUT SOLE 16000 0 0
ATWOOD OCEANICS INC COM 050095108 499 9500 SH SOLE 9500 0 0
BANK OF AMERICA CORPORATION COM 060505104 48 33300 SH CALL SOLE 0 0 0
BANK OF AMERICA CORPORATION COM 060505104 41 33300 SH PUT SOLE 33300 0 0
BASIC ENERGY SVCS INC NEW COM 06985P100 2 11700 SH PUT SOLE 11700 0 0
BASIC ENERGY SVCS INC NEW COM 06985P100 29 2100 SH SOLE 2100 0 0
BB&T CORP COM 054937107 870 27700 SH SOLE 27700 0 0
BB&T CORP COM 054937107 40 79400 SH PUT SOLE 79400 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 201 12700 SH SOLE 12700 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 19 42000 SH CALL SOLE 0 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 54 114300 SH PUT SOLE 114300 0 0
BEST BUY INC COM 086516101 456 81700 SH CALL SOLE 0 0 0
BEST BUY INC COM 086516101 56 161500 SH PUT SOLE 161500 0 0
BLACKROCK ECOSOLUTIONS INVT COM SH 092546100 189 20791 SH SOLE 20791 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 377 14599 SH SOLE 14599 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 261 18801 SH SOLE 18801 0 0
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 136 17815 SH SOLE 17815 0 0
BLACKROCK REAL ASSET EQUITY COM 09254B109 291 29131 SH SOLE 29131 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 193 15000 SH SOLE 15000 0 0
BOEING CO COM 097023105 601 7000 SH SOLE 7000 0 0
BOEING CO COM 097023105 26 16200 SH PUT SOLE 16200 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1272 21400 SH SOLE 21400 0 0
CACI INTL INC CL A 127190304 498 8600 SH SOLE 8600 0 0
CARNIVAL CORP PAIRED CTF 143658300 445 12972 SH SOLE 12972 0 0
CARRIZO OIL & GAS INC COM 144577103 26 1000 SH SOLE 1000 0 0
CARRIZO OIL & GAS INC COM 144577103 0 100 SH CALL SOLE 0 0 0
CARRIZO OIL & GAS INC COM 144577103 1 10500 SH PUT SOLE 10500 0 0
CATAMARAN CORP COM 148887102 329 6200 SH SOLE 6200 0 0
CBS CORP NEW CL B 124857202 490 10500 SH SOLE 10500 0 0
CBS CORP NEW CL B 124857202 82 65100 SH CALL SOLE 0 0 0
CBS CORP NEW CL B 124857202 98 85000 SH PUT SOLE 85000 0 0
CENTRAL FD CDA LTD CL A 153501101 2111 109000 SH SOLE 109000 0 0
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 469 11900 SH SOLE 11900 0 0
CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 47 14600 SH PUT SOLE 14600 0 0
CIMAREX ENERGY CO COM 171798101 16 36200 SH PUT SOLE 36200 0 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 5 27900 SH CALL SOLE 0 0 0
COEUR D ALENE MINES CORP IDA COM NEW 192108504 0 200 SH PUT SOLE 200 0 0
COMCAST CORP NEW CL A SPL 20030N200 6120 154495 SH SOLE 154495 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 113 20000 SH CALL SOLE 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 5 49400 SH PUT SOLE 49400 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1215 28700 SH SOLE 28700 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 2 2500 SH CALL SOLE 0 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 55 60000 SH PUT SOLE 60000 0 0
COMPUWARE CORP COM 205638109 187 15000 SH SOLE 15000 0 0
CONSOL ENERGY INC COM 20854P109 186 55600 SH PUT SOLE 55600 0 0
CONSOL ENERGY INC COM 20854P109 1141 33900 SH SOLE 33900 0 0
CONSOL ENERGY INC COM 20854P109 19 4700 SH CALL SOLE 0 0 0
CRAY INC COM NEW 225223304 267 11500 SH SOLE 11500 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 21 28200 SH CALL SOLE 0 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 182 114800 SH PUT SOLE 114800 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 1543 58900 SH SOLE 58900 0 0
CROSSTEX ENERGY L P COM 22765U102 7 49200 SH PUT SOLE 49200 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 60 61600 SH CALL SOLE 0 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 4 52000 SH PUT SOLE 52000 0 0
D R HORTON INC COM 23331A109 744 30600 SH SOLE 30600 0 0
D R HORTON INC COM 23331A109 56 79800 SH PUT SOLE 79800 0 0
DEAN FOODS CO NEW COM 242370104 30 35900 SH PUT SOLE 35900 0 0
DEAN FOODS CO NEW COM 242370104 5 10000 SH CALL SOLE 0 0 0
DEAN FOODS CO NEW COM 242370104 228 12600 SH SOLE 12600 0 0
DELPHI AUTOMOTIVE PLC SHS G27823106 0 100 SH CALL SOLE 0 0 0
DELPHI AUTOMOTIVE PLC SHS G27823106 1 18400 SH PUT SOLE 18400 0 0
DELPHI AUTOMOTIVE PLC SHS G27823106 49 1100 SH SOLE 1100 0 0
DENBURY RES INC COM NEW 247916208 50 2700 SH SOLE 2700 0 0
DENBURY RES INC COM NEW 247916208 0 300 SH CALL SOLE 0 0 0
DENBURY RES INC COM NEW 247916208 2 23500 SH PUT SOLE 23500 0 0
DEVRY INC DEL COM 251893103 20 10000 SH CALL SOLE 0 0 0
DEVRY INC DEL COM 251893103 2 9500 SH PUT SOLE 9500 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 744 10700 SH SOLE 10700 0 0
DOMTAR CORP COM NEW 257559203 109 21900 SH SOLE 21900 0 0
EASTMAN CHEM CO COM 277432100 177 78500 SH PUT SOLE 78500 0 0
EASTMAN CHEM CO COM 277432100 2928 41900 SH SOLE 41900 0 0
EASTMAN CHEM CO COM 277432100 28 19900 SH CALL SOLE 0 0 0
ENERPLUS CORP COM 292766102 209 14300 SH SOLE 14300 0 0
ENERPLUS CORP COM 292766102 7 17700 SH CALL SOLE 0 0 0
ENERPLUS CORP COM 292766102 31 58700 SH PUT SOLE 58700 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 90 1500 SH SOLE 1500 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 25 21800 SH CALL SOLE 0 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 19 32800 SH PUT SOLE 32800 0 0
EXCO RESOURCES INC COM 269279402 9 21700 SH PUT SOLE 21700 0 0
EXCO RESOURCES INC COM 269279402 10 11400 SH CALL SOLE 0 0 0
EXELON CORP COM 30161N101 23 78400 SH PUT SOLE 78400 0 0
EXELON CORP COM 30161N101 1 1000 SH CALL SOLE 0 0 0
EXELON CORP COM 30161N101 855 24800 SH SOLE 24800 0 0
FACEBOOK INC CL A 30303M102 1243 48600 SH SOLE 48600 0 0
FACEBOOK INC CL A 30303M102 33 200000 SH CALL SOLE 0 0 0
FACEBOOK INC CL A 30303M102 193 114200 SH PUT SOLE 114200 0 0
FRANKLIN RES INC COM 354613101 452 3000 SH SOLE 3000 0 0
FRANKLIN RES INC COM 354613101 8 11000 SH PUT SOLE 11000 0 0
FTI CONSULTING INC COM 302941109 795 21100 SH SOLE 21100 0 0
GENERAL ELECTRIC CO COM 369604103 38 69700 SH PUT SOLE 69700 0 0
GENERAL ELECTRIC CO COM 369604103 48 74600 SH CALL SOLE 0 0 0
GENWORTH FINL INC COM CL A 37247D106 20 45000 SH PUT SOLE 45000 0 0
GENWORTH FINL INC COM CL A 37247D106 203 20300 SH SOLE 20300 0 0
GENWORTH FINL INC COM CL A 37247D106 0 400 SH CALL SOLE 0 0 0
GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 5427 2500000 PRN SOLE 2500000 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 124 117100 SH CALL SOLE 0 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 257 170400 SH PUT SOLE 170400 0 0
HCP INC COM 40414L109 45 900 SH SOLE 900 0 0
HCP INC COM 40414L109 15 12100 SH CALL SOLE 0 0 0
HCP INC COM 40414L109 12 58800 SH PUT SOLE 58800 0 0
HEALTH MGMT ASSOC INC NEW CL A 421933102 0 400 SH CALL SOLE 0 0 0
HEALTH MGMT ASSOC INC NEW CL A 421933102 20 111500 SH PUT SOLE 111500 0 0
HEALTH MGMT ASSOC INC NEW CL A 421933102 265 20600 SH SOLE 20600 0 0
HEALTHSOUTH CORP COM NEW 421924309 134 5100 SH SOLE 5100 0 0
HEALTHSOUTH CORP COM NEW 421924309 8 16000 SH PUT SOLE 16000 0 0
HEWLETT PACKARD CO COM 428236103 207 8700 SH SOLE 8700 0 0
HILLSHIRE BRANDS CO COM 432589109 1163 33100 SH SOLE 33100 0 0
HOMEAWAY INC COM 43739Q100 228 7000 SH SOLE 7000 0 0
ICICI BK LTD ADR 45104G104 202 4700 SH SOLE 4700 0 0
ICICI BK LTD ADR 45104G104 6 9500 SH PUT SOLE 9500 0 0
ILLINOIS TOOL WKS INC COM 452308109 84 43600 SH PUT SOLE 43600 0 0
ILLINOIS TOOL WKS INC COM 452308109 1396 22900 SH SOLE 22900 0 0
ILLINOIS TOOL WKS INC COM 452308109 2 3600 SH CALL SOLE 0 0 0
ING GLOBAL EQTY DIV & PREM O COM 45684E107 103 11098 SH SOLE 11098 0 0
INTL PAPER CO COM 460146103 11 5000 SH CALL SOLE 0 0 0
INTL PAPER CO COM 460146103 78 63300 SH PUT SOLE 63300 0 0
INTL PAPER CO COM 460146103 1034 22200 SH SOLE 22200 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 2579 5250 SH SOLE 5250 0 0
INTUITIVE SURGICAL INC COM NEW 46120E602 358 10500 SH PUT SOLE 10500 0 0
IPG PHOTONICS CORP COM 44980X109 804 12100 SH SOLE 12100 0 0
IROBOT CORP COM 462726100 387 15100 SH SOLE 15100 0 0
IROBOT CORP COM 462726100 46 35600 SH PUT SOLE 35600 0 0
ISHARES INC MSCI BRAZIL CAPP 464286400 360 6600 SH SOLE 6600 0 0
ISHARES INC MSCI MEXICO CAP 464286822 45 600 SH SOLE 600 0 0
JAMES RIVER COAL CO COM NEW 470355207 87 49900 SH SOLE 49900 0 0
JAMES RIVER COAL CO COM NEW 470355207 171 103900 SH PUT SOLE 103900 0 0
JAMES RIVER COAL CO COM NEW 470355207 4 40000 SH CALL SOLE 0 0 0
KB HOME COM 48666K109 223 64600 SH CALL SOLE 0 0 0
KB HOME COM 48666K109 37 203500 SH PUT SOLE 203500 0 0
KBR INC COM 48242W106 144 4500 SH SOLE 4500 0 0
KBR INC COM 48242W106 9 6500 SH CALL SOLE 0 0 0
KBR INC COM 48242W106 11 37500 SH PUT SOLE 37500 0 0
KINDRED HEALTHCARE INC COM 494580103 124 162700 SH PUT SOLE 162700 0 0
KINDRED HEALTHCARE INC COM 494580103 354 33647 SH SOLE 33647 0 0
KINDRED HEALTHCARE INC COM 494580103 17 61200 SH CALL SOLE 0 0 0
KOHLS CORP COM 500255104 149 52300 SH PUT SOLE 52300 0 0
KOHLS CORP COM 500255104 909 19700 SH SOLE 19700 0 0
KOHLS CORP COM 500255104 10 3000 SH CALL SOLE 0 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 243 3000 SH SOLE 3000 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 14 4500 SH CALL SOLE 0 0 0
L-3 COMMUNICATIONS HLDGS INC COM 502424104 39 31000 SH PUT SOLE 31000 0 0
LINCOLN NATL CORP IND COM 534187109 564 17300 SH SOLE 17300 0 0
LINCOLN NATL CORP IND COM 534187109 27 40600 SH PUT SOLE 40600 0 0
LOGMEIN INC COM 54142L109 206 10700 SH SOLE 10700 0 0
LOGMEIN INC COM 54142L109 2 25000 SH PUT SOLE 25000 0 0
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 40 6900 SH CALL SOLE 0 0 0
LUMBER LIQUIDATORS HLDGS INC COM 55003T107 2 12500 SH PUT SOLE 12500 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 646 10200 SH SOLE 10200 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 23 12900 SH CALL SOLE 0 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 89 43700 SH PUT SOLE 43700 0 0
MARATHON OIL CORP COM 565849106 1082 32100 SH SOLE 32100 0 0
MARATHON OIL CORP COM 565849106 18 28500 SH CALL SOLE 0 0 0
MARATHON OIL CORP COM 565849106 97 81800 SH PUT SOLE 81800 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 348 9200 SH SOLE 9200 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 48 31400 SH CALL SOLE 0 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 209 41100 SH PUT SOLE 41100 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 1146 9697 SH SOLE 9697 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2 40000 SH CALL SOLE 0 0 0
MARKET VECTORS ETF TR RUSSIA ETF 57060U506 72 52100 SH PUT SOLE 52100 0 0
MASCO CORP COM 574599106 23 29900 SH CALL SOLE 0 0 0
MASCO CORP COM 574599106 11 42300 SH PUT SOLE 42300 0 0
MCKESSON CORP COM 58155Q103 367 3400 SH SOLE 3400 0 0
MERCK & CO INC NEW COM 58933Y105 1017 23000 SH SOLE 23000 0 0
MERCK & CO INC NEW COM 58933Y105 26 51500 SH PUT SOLE 51500 0 0
METLIFE INC COM 59156R108 163 4300 SH SOLE 4300 0 0
METLIFE INC COM 59156R108 7 17000 SH CALL SOLE 0 0 0
METLIFE INC COM 59156R108 16 29800 SH PUT SOLE 29800 0 0
MGM RESORTS INTERNATIONAL COM 552953101 55 4200 SH SOLE 4200 0 0
MGM RESORTS INTERNATIONAL COM 552953101 21 29400 SH PUT SOLE 29400 0 0
MGM RESORTS INTERNATIONAL COM 552953101 7 7500 SH CALL SOLE 0 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 576 9000 SH SOLE 9000 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 42 11900 SH CALL SOLE 0 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 98 68000 SH PUT SOLE 68000 0 0
MURPHY OIL CORP COM 626717102 1052 16500 SH SOLE 16500 0 0
MURPHY OIL CORP COM 626717102 9 2500 SH CALL SOLE 0 0 0
MURPHY OIL CORP COM 626717102 158 50500 SH PUT SOLE 50500 0 0
NASDAQ OMX GROUP INC COM 631103108 279 72600 SH CALL SOLE 0 0 0
NASDAQ OMX GROUP INC COM 631103108 108 160500 SH PUT SOLE 160500 0 0
NATIONSTAR MTG HLDGS INC COM 63861C109 399 10800 SH SOLE 10800 0 0
NATIONSTAR MTG HLDGS INC COM 63861C109 1 2900 SH CALL SOLE 0 0 0
NATIONSTAR MTG HLDGS INC COM 63861C109 22 32500 SH PUT SOLE 32500 0 0
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 70 3000 SH SOLE 3000 0 0
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 1 24800 SH PUT SOLE 24800 0 0
NAVISTAR INTL CORP NEW COM 63934E108 23 14900 SH PUT SOLE 14900 0 0
NETFLIX INC COM 64110L106 416 2200 SH SOLE 2200 0 0
NETFLIX INC COM 64110L106 43 2500 SH CALL SOLE 0 0 0
NETFLIX INC COM 64110L106 140 8600 SH PUT SOLE 8600 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 20 45600 SH CALL SOLE 0 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 5 68500 SH PUT SOLE 68500 0 0
NEWMONT MINING CORP COM 651639106 22 17500 SH CALL SOLE 0 0 0
NEWMONT MINING CORP COM 651639106 6 19200 SH PUT SOLE 19200 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 442 21900 SH SOLE 21900 0 0
NUTRI SYS INC NEW COM 67069D108 25 2900 SH SOLE 2900 0 0
NUTRI SYS INC NEW COM 67069D108 1 14600 SH PUT SOLE 14600 0 0
NVIDIA CORP COM 67066G104 244 19000 SH SOLE 19000 0 0
OWENS CORNING NEW COM 690742101 268 6800 SH SOLE 6800 0 0
OWENS CORNING NEW COM 690742101 24 11700 SH PUT SOLE 11700 0 0
PITNEY BOWES INC COM 724479100 165 11100 SH SOLE 11100 0 0
PITNEY BOWES INC COM 724479100 16 23200 SH CALL SOLE 0 0 0
PITNEY BOWES INC COM 724479100 19 160400 SH PUT SOLE 160400 0 0
PPL CORP COM 69351T106 144 4600 SH SOLE 4600 0 0
PPL CORP COM 69351T106 2 18100 SH PUT SOLE 18100 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 15 8900 SH PUT SOLE 8900 0 0
RAYMOND JAMES FINANCIAL INC COM 754730109 323 11100 SH SOLE 11100 0 0
REALOGY HLDGS CORP COM 75605Y106 32 16200 SH PUT SOLE 16200 0 0
RIVERBED TECHNOLOGY INC COM 768573107 21 41300 SH SOLE 41300 0 0
RIVERBED TECHNOLOGY INC COM 768573107 2 2900 SH PUT SOLE 2900 0 0
ROYAL GOLD INC COM 780287108 1357 17225 SH SOLE 17225 0 0
ROYAL GOLD INC COM 780287108 100 45300 SH PUT SOLE 45300 0 0
RYLAND GROUP INC COM 783764103 158 1400 SH SOLE 1400 0 0
RYLAND GROUP INC COM 783764103 8 26300 SH PUT SOLE 26300 0 0
SAKS INC COM 79377W108 311 2227 SH SOLE 2227 0 0
SALESFORCE COM INC NOTE 0.750% 1/1 79466LAB0 5259 2500000 PRN SOLE 2500000 0 0
SEABRIDGE GOLD INC COM 811916105 73 3800 SH SOLE 3800 0 0
SEABRIDGE GOLD INC COM 811916105 15 14900 SH CALL SOLE 0 0 0
SEABRIDGE GOLD INC COM 811916105 14 55500 SH PUT SOLE 55500 0 0
SEADRILL LIMITED SHS G7945E105 476 5300 SH SOLE 5300 0 0
SEADRILL LIMITED SHS G7945E105 20 33000 SH PUT SOLE 33000 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 29 13200 SH CALL SOLE 0 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 15 34100 SH PUT SOLE 34100 0 0
SEASPAN CORP SHS Y75638109 2 33500 SH SOLE 33500 0 0
SEASPAN CORP SHS Y75638109 0 200 SH PUT SOLE 200 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 568 5500 SH SOLE 5500 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2 3100 SH CALL SOLE 0 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 38 32000 SH PUT SOLE 32000 0 0
SHIP FINANCE INTERNATIONAL L SHS G81075106 83 100 SH SOLE 100 0 0
SHIP FINANCE INTERNATIONAL L SHS G81075106 9 21500 SH CALL SOLE 0 0 0
SHIP FINANCE INTERNATIONAL L SHS G81075106 14 39700 SH PUT SOLE 39700 0 0
SIEMENS A G SPONSORED ADR 826197501 240 4700 SH SOLE 4700 0 0
SIEMENS A G SPONSORED ADR 826197501 22 5700 SH CALL SOLE 0 0 0
SIEMENS A G SPONSORED ADR 826197501 24 22700 SH PUT SOLE 22700 0 0
SILVER STD RES INC COM 82823L106 353 150797 SH SOLE 150797 0 0
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SKYWORKS SOLUTIONS INC COM 83088M102 42 58800 SH PUT SOLE 58800 0 0
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TOLL BROTHERS INC COM 889478103 726 14300 SH SOLE 14300 0 0
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U S G CORP COM NEW 903293405 1515 171500 SH SOLE 171500 0 0
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VERISIGN INC COM 92343E102 241 7800 SH SOLE 7800 0 0
VMWARE INC CL A COM 928563402 63 14500 SH PUT SOLE 14500 0 0
WAL-MART STORES INC COM 931142103 155 129000 SH PUT SOLE 129000 0 0
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