0001209191-23-056084.txt : 20231120 0001209191-23-056084.hdr.sgml : 20231120 20231120164218 ACCESSION NUMBER: 0001209191-23-056084 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231115 FILED AS OF DATE: 20231120 DATE AS OF CHANGE: 20231120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ali Wajid CENTRAL INDEX KEY: 0001561100 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36861 FILM NUMBER: 231423311 MAIL ADDRESS: STREET 1: 400 N MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lumentum Holdings Inc. CENTRAL INDEX KEY: 0001633978 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 473108385 STATE OF INCORPORATION: DE FISCAL YEAR END: 0701 BUSINESS ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-546-5483 MAIL ADDRESS: STREET 1: 1001 RIDDER PARK DRIVE CITY: SAN JOSE STATE: CA ZIP: 95131 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0508 4/A 2023-11-15 2023-11-17 0 0001633978 Lumentum Holdings Inc. LITE 0001561100 Ali Wajid C/O LUMENTUM HOLDINGS INC. 1001 RIDDER PARK DRIVE SAN JOSE CA 95131 0 1 0 0 EVP & Chief Financial Officer 0 Common Stock 2023-11-15 4 F 0 1679 45.14 D 63741 D The original Form 4, filed November 17, 2023, erroneously reported the transaction under Code S, with a footnote describing the transaction as a stock sale to cover tax withholding obligations in connection with the vesting of restricted stock units. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. /s/ Judy G. Hamel as Attorney-in-Fact 2023-11-20