EX-99.906 CERT 4 sox.htm SARBANES-OXLEY ACT CERTIFICATION sox.htm

 
Certification Pursuant to Section 906 of the Sarbanes-Oxley Act

Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, each of the undersigned officers of the Sound Point Floating Rate Income Fund, does hereby certify, to such officer’s knowledge, that the report on Form N-CSR of the Sound Point Floating Rate Income Fund for the period ended August 31, 2013 fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as applicable, and that the information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Sound Point Floating Rate Income Fund for the stated period.


 /s/ Stephen J. Ketchum                                                
Stephen J. Ketchum
President, Sound Point Floating Rate Income Fund
 
/s/ Kevin Gerlitz                                                                                                                 
Kevin Gerlitz
Treasurer, Sound Point Floating Rate Income Fund
Dated: November 1, 2013                                                                
 


This statement accompanies this report on Form N-CSR pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not be deemed as filed by Sound Point Floating Rate Income Fund for purposes of Section 18 of the Securities Exchange Act of 1934.