0000894189-13-004540.txt : 20130819 0000894189-13-004540.hdr.sgml : 20130819 20130819160840 ACCESSION NUMBER: 0000894189-13-004540 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 EFFECTIVENESS DATE: 20130819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Point Floating Rate Income Fund CENTRAL INDEX KEY: 0001561064 IRS NUMBER: 461257363 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22768 FILM NUMBER: 131048390 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 895-2268 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 N-PX 1 soundpt_npx.htm ANNUAL REPORT OF PROXY VOTING soundpt_npx.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
 

811-22768
Investment Company Act file number


Sound Point Floating Rate Income Fund
 (Exact name of registrant as specified in charter)


375 Park Avenue, 25th Floor
 New York, New York 10152
(Address of principal executive offices) (Zip code)


Stephen J. Ketchum
c/o Sound Point Capital Management, L.P.
375 Park Avenue, 25th Floor
New York, NY 10152
(Name and address of agent for service)


Registrant's telephone number, including area code: 212-895-2260


Date of fiscal year end: August 31

Date of reporting period: June 30, 2013

 
 
 

Item 1. Proxy Voting Record.

There were no proxy voting records to report.
 
 
 
 
 
 
 

SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Sound Point Floating Rate Income Fund


By (Signature and Title)  /s/ Stephen J. Ketchum        
Stephen J. Ketchum
President


Date  8/16/2013