0001193805-23-000374.txt : 20230320 0001193805-23-000374.hdr.sgml : 20230320 20230320213043 ACCESSION NUMBER: 0001193805-23-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230313 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Errico Thomas J. CENTRAL INDEX KEY: 0001737633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 23747716 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 97920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 e618090_4-errico.xml X0407 4 2023-03-13 0 0001560258 electroCore, Inc. ECOR 0001737633 Errico Thomas J. 200 FORGE WAY, SUITE 205 ROCKAWAY NJ 07866 1 0 0 0 0 Common Stock 2023-03-13 4 A 0 6750 3.6081 A 122260 D Consists of 104,416 shares of common stock beneficially owned directly by the Reporting Person; 1,296 shares of common stock beneficially owned by a trust for the benefit of the Reporting Person's family members; and 2,816 shares of common stock beneficially owned for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities may be deemed to be controlled by the Reporting Person. Shares reported account for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. Also includes 3,433 shares that have vested pursuant to previously issued Deferred Stock Units; 10,299 of such shares will vest monthly through December 2, 2023. All such vested and unvested shares were previously reported on Form 4 filings at the time of grant. Shares reported account for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023. /s/ John L. Cleary, II, attorney-in-fact 2023-03-20