0001193805-22-000845.txt : 20220519 0001193805-22-000845.hdr.sgml : 20220519 20220519210035 ACCESSION NUMBER: 0001193805-22-000845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220517 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Errico Thomas J. CENTRAL INDEX KEY: 0001737633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 22945047 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 97920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 e621684_4-errico.xml X0306 4 2022-05-17 0 0001560258 electroCore, Inc. ECOR 0001737633 Errico Thomas J. 200 FORGE WAY, SUITE 205 ROCKAWAY NJ 07866 1 0 0 0 Common Stock 2022-05-17 4 P 0 42771 0.3914 A 1369471 D Common Stock 2022-05-18 4 P 0 42032 0.3984 A 1411503 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3699 to $0.3999 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 17, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.393 to $0.40 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by him at each separate price on May 18, 2022. Consists of 1,349,805 shares of common stock held directly by the Reporting Person; 19,454 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 42,244 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person. /s/ John L. Cleary, II, attorney-in-fact 2021-05-19