0001193805-21-000994.txt : 20210707 0001193805-21-000994.hdr.sgml : 20210707 20210707170054 ACCESSION NUMBER: 0001193805-21-000994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210702 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Errico Thomas J. CENTRAL INDEX KEY: 0001737633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 211078000 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 97920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 e620780_4-errico.xml X0306 4 2021-07-02 0 0001560258 electroCore, Inc. ECOR 0001737633 Errico Thomas J. 200 FORGE WAY, SUITE 205 ROCKAWAY NJ 07866 1 0 0 0 Common Stock 2021-07-02 4 P 0 50000 1.00 A 1326700 D Consists of 1,265,002 shares of common stock held directly by the Reporting Person; 19,454 shares of common stock held directly by a trust for the benefit of the Reporting Person's family members; and 42,244 shares of common stock held for the benefit of the Reporting Person indirectly by Core Ventures II, LLC, Core Ventures IV, LLC and certain other entities controlled by the Reporting Person. /s/ John L. Cleary, II, attorney-in-fact 2021-07-07