UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 3.02 Unregistered Sale of Equity Securities
Conversion of Promissory Notes Issued in Private Placement
This Current Report on Form 8-K/A of Gaucho Group Holdings, Inc. (the “Company”) amends the Company’s Current Report on Form 8-K dated August 30, 2022 and filed with the Securities and Exchange Commission on September 2, 2022 (the “Original Filing”) to correct the total amount raised through the sale of promissory notes to certain investors on August 30, 2022 (the “Investor Notes”) and to file the form of note and warrant as exhibits to this Current Report.
The Original Filing stated that the Company issued Investor Notes in a total amount of $1,531,500 and on August 30, 2022, with the requisite stockholder approval, issued 4,920,172 units upon conversion which was incorrect. The correct total amount of the Investor Notes was $1,527,500 and the total number of units issued upon conversion on August 30, 2022 was 4,825,892.
The form of note and warrant are attached to this Current Report as Exhibits 4.1 and 4.2.
Except as described herein, no other changes have been made to our Current Report on Form 8-K filed on August 30, 2022.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit Number | Description | |
4.1 | Form of Promissory Note | |
4.2 | Form of Warrant | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 8th day of September, 2022.
Gaucho Group Holdings, Inc. | ||
By: | /s/ Scott L. Mathis | |
Scott L. Mathis, President & CEO |