0001559968-23-000002.txt : 20230126 0001559968-23-000002.hdr.sgml : 20230126 20230126114914 ACCESSION NUMBER: 0001559968-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 EFFECTIVENESS DATE: 20230126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 23555915 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001559968 XXXXXXXX 12-31-2022 12-31-2022 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T NAISER 502-719-1000 STEVEN T NAISER LOUISVILLE KY 01-26-2023 0 231 373278 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 771 6429 SH SOLE 6429 0 0 3M CO COM 88579y101 22 181 SH OTR 0 0 181 A T & T INC COM 00206r102 710 38593 SH SOLE 38593 0 0 ABBOTT LABS COM 002824100 1900 17302 SH SOLE 17302 0 0 ABBVIE INC COM 00287y109 3104 19208 SH SOLE 19208 0 0 ABBVIE INC COM 00287y109 207 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 310 4054 SH SOLE 4054 0 0 ADOBE INC COM 00724f101 845 2510 SH SOLE 2510 0 0 ALBEMARLE CORP COM 012653101 3032 13980 SH SOLE 13980 0 0 ALPHABET INC. CLASS A COM 02079k305 4753 53870 SH SOLE 52670 0 1200 ALPHABET INC. 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