VICE PRESIDENT

0001559968-22-000006.txt : 20220715 0001559968-22-000006.hdr.sgml : 20220715 20220715093653 ACCESSION NUMBER: 0001559968-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220715 EFFECTIVENESS DATE: 20220715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Investment Management LLC CENTRAL INDEX KEY: 0001559968 IRS NUMBER: 454951312 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15055 FILM NUMBER: 221084494 BUSINESS ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 502-719-1000 MAIL ADDRESS: STREET 1: 4350 BROWNSBORO ROAD STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001559968 XXXXXXXX 06-30-2022 06-30-2022 false Regent Investment Management LLC

4350 Brownsboro Road Suite 120 Louisville KY 40207

13F HOLDINGS REPORT 028-15055 N STEVEN T. NAISER VICE PRESIDENT 502-719-1000 STEVEN T. NAISER LOUISVILLE KY 07-15-2022 0 224 358394 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579y101 932 7205 SH SOLE 7180 0 25 3M CO COM 88579y101 23 181 SH OTR 0 0 181 A T & T INC COM 00206r102 746 35605 SH SOLE 35605 0 0 ABBOTT LABS COM 002824100 1880 17302 SH SOLE 17302 0 0 ABBVIE INC COM 00287y109 2953 19283 SH SOLE 19283 0 0 ABBVIE INC COM 00287y109 196 1280 SH OTR 0 0 1280 ACTIVISION BLIZZARD COM 00507v109 324 4155 SH SOLE 4155 0 0 ADOBE INC COM 00724f101 791 2160 SH SOLE 2160 0 0 ALBEMARLE CORP COM 012653101 2796 13380 SH SOLE 13380 0 0 ALIBABA GROUP HLDG LTD F SPONS SPONSORED ADS 01609w102 517 4550 SH SOLE 4550 0 0 ALPHABET INC. FORWARD SPLIT WI CAP STK CL C 02079k107 14452 6607 SH SOLE 6507 0 100 ALPHABET INC. 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