0001765380-19-000060.txt : 20190509 0001765380-19-000060.hdr.sgml : 20190509 20190509111413 ACCESSION NUMBER: 0001765380-19-000060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190509 DATE AS OF CHANGE: 20190509 EFFECTIVENESS DATE: 20190509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regal Investment Advisors LLC CENTRAL INDEX KEY: 0001559789 IRS NUMBER: 223844414 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15474 FILM NUMBER: 19809395 BUSINESS ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 BUSINESS PHONE: 616-224-2204 MAIL ADDRESS: STREET 1: 2687 44TH STREET SE CITY: KENTWOOD STATE: MI ZIP: 49512 FORMER COMPANY: FORMER CONFORMED NAME: Regal Investment Advisors, LLC DATE OF NAME CHANGE: 20121005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001559789 XXXXXXXX 03-31-2019 03-31-2019 Regal Investment Advisors LLC

2687 44TH STREET SE KENTWOOD MI 49512

13F HOLDINGS REPORT 028-15474 N Madeline Hedges 5138325467 /s/ Madeline Hedges Cincinnati OH 05-09-2019 0 355 491094 false INFORMATION TABLE 2 Regal13F.xml ABB LTD SPONSORED ADR 000375204 160 8487 SH SOLE 0 0 8487 AFLAC INC COM 001055102 2259 45179 SH SOLE 0 0 45179 AFLAC INC COM 001055102 40 800 SH Call SOLE 0 0 800 AGNC INVT CORP COM 00123Q104 14 790 PRN SOLE 0 0 790 AK STL HLDG CORP COM 001547108 95 34560 SH SOLE 0 0 34560 ALPS ETF TR ALERIAN MLP 00162Q866 525 52339 SH SOLE 0 0 52339 AT&T INC COM 00206R102 7624 243110 SH SOLE 0 0 243110 AT&T INC COM 00206R102 28 900 SH Call SOLE 0 0 900 ABBOTT LABS COM 002824100 350 4378 SH SOLE 0 0 4378 ABBVIE INC COM 00287Y109 7666 95120 SH SOLE 0 0 95120 ABBVIE INC COM 00287Y109 56 700 SH Call SOLE 0 0 700 AFFILIATED MANAGERS GROUP COM 008252108 1509 14091 SH SOLE 0 0 14091 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 266 1459 SH SOLE 0 0 1459 ALLIANT ENERGY CORP COM 018802108 243 5158 SH SOLE 0 0 5158 ALPHABET INC CAP STK CL C 02079K107 231 197 SH SOLE 0 0 197 ALPHABET INC CAP STK CL A 02079K305 557 474 SH SOLE 0 0 474 ALTRIA GROUP INC COM 02209S103 2978 51863 SH SOLE 0 0 51863 ALTRIA GROUP INC COM 02209S103 23 400 SH Call SOLE 0 0 400 AMAZON COM INC COM 023135106 3131 1758 SH SOLE 0 0 1758 AMERICAN ELEC PWR CO INC COM 025537101 5836 69683 SH SOLE 0 0 69683 AMERICAN ELEC PWR CO INC COM 025537101 59 700 SH Call SOLE 0 0 700 AMGEN INC COM 031162100 385 2025 SH SOLE 0 0 2025 ANNALY CAP MGMT INC COM 035710409 147 14744 SH SOLE 0 0 14744 APPLE INC COM 037833100 6635 34932 SH SOLE 0 0 34932 APPLIED MATLS INC COM 038222105 2090 52702 SH SOLE 0 0 52702 ARCELORMITTAL SA LUXEMBOUR NY REGISTRY SH 03938L203 234 11473 SH SOLE 0 0 11473 AURORA CANNABIS INC COM 05156X108 324 35811 SH SOLE 0 0 35811 AUTOMATIC DATA PROCESSING COM 053015103 2333 14607 SH SOLE 0 0 14607 AUTOMATIC DATA PROCESSING COM 053015103 64 400 SH Call SOLE 0 0 400 AUTOZONE INC COM 053332102 2750 2685 SH SOLE 0 0 2685 BP PLC SPONSORED ADR 055622104 345 7895 SH SOLE 0 0 7895 BANK AMER CORP COM 060505104 1230 44590 SH SOLE 0 0 44590 BANK NEW YORK MELLON CORP COM 064058100 1825 36193 SH SOLE 0 0 36193 BANK N S HALIFAX COM 064149107 204 3829 SH SOLE 0 0 3829 BAXTER INTL INC COM 071813109 278 3414 SH SOLE 0 0 3414 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 443 2207 SH SOLE 0 0 2207 BIOGEN INC COM 09062X103 1388 5873 SH SOLE 0 0 5873 BLACKBAUD INC COM 09227Q100 2014 25265 SH SOLE 0 0 25265 BLACKROCK INC COM 09247X101 2151 5034 SH SOLE 0 0 5034 BLUE APRON HLDGS INC CL A 09523Q101 36 37000 SH SOLE 0 0 37000 BOEING CO COM 097023105 909 2383 SH SOLE 0 0 2383 BOSTON SCIENTIFIC CORP COM 101137107 38 1000 SH Call SOLE 0 0 1000 BRISTOL MYERS SQUIBB CO COM 110122108 239 5020 SH SOLE 0 0 5020 CSX CORP COM 126408103 370 4950 SH SOLE 0 0 4950 CANON INC SPONSORED ADR 138006309 214 7364 SH SOLE 0 0 7364 CANOPY GROWTH CORP COM 138035100 538 12412 SH SOLE 0 0 12412 CARDINAL HEALTH INC COM 14149Y108 1723 35792 SH SOLE 0 0 35792 CATERPILLAR INC DEL COM 149123101 2381 17575 SH SOLE 0 0 17575 CHEVRON CORP NEW COM 166764100 3500 28416 SH SOLE 0 0 28416 CHEVRON CORP NEW COM 166764100 49 400 SH Call SOLE 0 0 400 CHIPOTLE MEXICAN GRILL INC COM 169656105 320 450 SH SOLE 0 0 450 CINCINNATI FINL CORP COM 172062101 1823 21221 SH SOLE 0 0 21221 CINCINNATI FINL CORP COM 172062101 0 500 SH Call SOLE 0 0 500 CISCO SYS INC COM 17275R102 873 16169 SH SOLE 0 0 16169 CLOROX CO DEL COM 189054109 2756 17179 SH SOLE 0 0 17179 CLOROX CO DEL COM 189054109 48 300 SH Call SOLE 0 0 300 COCA COLA CO COM 191216100 2841 60618 SH SOLE 0 0 60618 COCA COLA CO COM 191216100 37 800 SH Call SOLE 0 0 800 COHERENT INC COM 192479103 1718 12119 SH SOLE 0 0 12119 COLGATE PALMOLIVE CO COM 194162103 313 4573 SH SOLE 0 0 4573 CONOCOPHILLIPS COM 20825C104 1728 25894 SH SOLE 0 0 25894 CONSOLIDATED EDISON INC COM 209115104 7334 86475 SH SOLE 0 0 86475 CONSOLIDATED EDISON INC COM 209115104 34 400 SH Call SOLE 0 0 400 COPART INC COM 217204106 227 3742 SH SOLE 0 0 3742 COSTCO WHSL CORP NEW COM 22160K105 1640 6773 SH SOLE 0 0 6773 DTE ENERGY CO COM 233331107 243 1947 SH SOLE 0 0 1947 DIAGEO P L C SPON ADR NEW 25243Q205 346 2117 SH SOLE 0 0 2117 DIREXION SHS ETF TR ALL CP INSIDER 25459Y769 742 19290 SH SOLE 0 0 19290 DISNEY WALT CO COM DISNEY 254687106 4035 36339 SH SOLE 0 0 36339 DOWDUPONT INC COM 26078J100 3686 69150 SH SOLE 0 0 69150 DOWDUPONT INC COM 26078J100 32 600 SH Call SOLE 0 0 600 DUKE ENERGY CORP NEW COM NEW 26441C204 4282 47574 SH SOLE 0 0 47574 DUKE ENERGY CORP NEW COM NEW 26441C204 36 400 SH Call SOLE 0 0 400 EDWARDS LIFESCIENCES CORP COM 28176E108 270 1411 SH SOLE 0 0 1411 EMERSON ELEC CO COM 291011104 8414 122888 SH SOLE 0 0 122888 EMERSON ELEC CO COM 291011104 41 600 SH Call SOLE 0 0 600 ENTERGY CORP NEW COM 29364G103 684 7158 SH SOLE 0 0 7158 ENTERGY CORP NEW COM 29364G103 48 500 SH Call SOLE 0 0 500 EQUIFAX INC COM 294429105 2135 18020 SH SOLE 0 0 18020 EXCHANGE TRADED CONCEPTS T YLD SHS HGH INC 301505301 510 28901 SH SOLE 0 0 28901 EXELON CORP COM 30161N101 1016 20272 SH SOLE 0 0 20272 EXELON CORP COM 30161N101 45 900 SH Call SOLE 0 0 900 EXTREME NETWORKS INC COM 30226D106 127 16940 SH SOLE 0 0 16940 EXXON MOBIL CORP COM 30231G102 3276 40543 SH SOLE 0 0 40543 EXXON MOBIL CORP COM 30231G102 48 600 SH Call SOLE 0 0 600 EYEPOINT PHARMACEUTICALS I COM 30233G100 346 193450 SH SOLE 0 0 193450 FS KKR CAPITAL CORP COM 302635107 334 55231 SH SOLE 0 0 55231 FACEBOOK INC CL A 30303M102 2460 14758 SH SOLE 0 0 14758 FEDEX CORP COM 31428X106 413 2276 SH SOLE 0 0 2276 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 32 24600 SH SOLE 0 0 24600 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 228 753 SH SOLE 0 0 753 FIFTH THIRD BANCORP COM 316773100 727 28846 SH SOLE 0 0 28846 FIRST TR MORNINGSTAR DIV L SHS 336917109 414 13726 SH SOLE 0 0 13726 FIRST TR EXCHANGE TRADED F CAP STRENGTH ETF 33733E104 391 7247 SH SOLE 0 0 7247 FIRST TR EXCHANGE TRADED F DJ INTERNT IDX 33733E302 3666 26391 SH SOLE 0 0 26391 FIRST TR NASDAQ100 TECH IN SHS 337345102 1188 14420 SH SOLE 0 0 14420 FIRST TR LRGE CP CORE ALPH COM SHS 33734K109 425 7135 SH SOLE 0 0 7135 FIRST TR EXCHANGE TRADED F CONSUMR DISCRE 33734X101 404 9600 SH SOLE 0 0 9600 FIRST TR EXCHANGE TRADED F CONSUMR STAPLE 33734X119 846 18464 SH SOLE 0 0 18464 FIRST TR EXCHANGE TRADED F ENERGY ALPHADX 33734X127 238 18417 SH SOLE 0 0 18417 FIRST TR EXCHANGE TRADED F FINLS ALPHADEX 33734X135 711 23489 SH SOLE 0 0 23489 FIRST TR EXCHANGE TRADED F HLTH CARE ALPH 33734X143 720 9427 SH SOLE 0 0 9427 FIRST TR EXCHANGE TRADED F INDLS PROD DUR 33734X150 653 16357 SH SOLE 0 0 16357 FIRST TR EXCHANGE TRADED F TECH ALPHADEX 33734X176 403 6307 SH SOLE 0 0 6307 FIRST TR EXCHANGE TRADED F UTILITIES ALPH 33734X184 367 12994 SH SOLE 0 0 12994 FIRST TR SML CP CORE ALPHA COM SHS 33734Y109 3049 49425 SH SOLE 0 0 49425 FIRST TR LRG CP VL ALPHADE COM SHS 33735J101 3741 72534 SH SOLE 0 0 72534 FIRST TR EXCH TRD ALPHA FD DEV MRK EX US 33737J174 662 12171 SH SOLE 0 0 12171 FIRST TR EXCH TRD ALPHA FD EMERG MKT ALPH 33737J182 256 10228 SH SOLE 0 0 10228 FIRST TR EXCHANGE TRADED F NO AMER ENERGY 33738D101 367 14825 SH SOLE 0 0 14825 FIRST TR EXCHANGE TRADED F FIRST TR TA HIYL 33738D408 280 5856 SH SOLE 0 0 5856 FIRST TR EXCHANGE TRADED F NASD TECH DIV 33738R118 810 21148 SH SOLE 0 0 21148 FIRST TR EXCHANGE TRADED F DORSEY WRT 5 ETF 33738R605 2828 94038 SH SOLE 0 0 94038 FIRST TR EXCHANGE TRADED F NASDAQ BK ETF 33738R860 338 13874 SH SOLE 0 0 13874 FIRST TR EXCHANG TRADED FD MANAGD MUN ETF 33739N108 292 5418 SH SOLE 0 0 5418 FIRST TR EXCH TRADED FD II RIVRFRNT DY ASIA 33739P509 2499 48917 SH SOLE 0 0 48917 FIRST TR EXCH TRADED FD II RIVRFRNT DYN DEV 33739P608 3437 60999 SH SOLE 0 0 60999 FIRST TR EXCH TRADED FD II RIVR FRNT DYN 33739P707 3342 53363 SH SOLE 0 0 53363 FIRST TR EXCH TRADED FD II RIVRFRNT DYN EUR 33739P806 3555 60761 SH SOLE 0 0 60761 FIRST TR EXCHNG TRADED FD CEF INCM OPPTY 33740F409 295 13800 SH SOLE 0 0 13800 FITBIT INC CL A 33812L102 89 15000 SH SOLE 0 0 15000 FIVE STAR SENIOR LIVING IN COM 33832D106 22 22153 SH SOLE 0 0 22153 FORD MTR CO DEL COM 345370860 499 56878 SH SOLE 0 0 56878 GENERAL ELECTRIC CO COM 369604103 723 72363 SH SOLE 0 0 72363 GENERAL ELECTRIC CO COM 369604103 13 1300 SH Call SOLE 0 0 1300 GENERAL MLS INC COM 370334104 2543 49141 SH SOLE 0 0 49141 GENERAL MTRS CO COM 37045V100 209 5622 SH SOLE 0 0 5622 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 535 12814 SH SOLE 0 0 12814 GLOBAL X FDS GLB X SUPERDIV 37950E549 686 37687 SH SOLE 0 0 37687 GLOBAL X FDS SUPER DIV ALTR 37954Y806 599 40330 SH SOLE 0 0 40330 GOLDMAN SACHS BDC INC SHS 38147U107 342 16650 SH SOLE 0 0 16650 GRACO INC COM 384109104 577 11656 SH SOLE 0 0 11656 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 142 12806 SH SOLE 0 0 12806 GUIDEWIRE SOFTWARE INC COM 40171V100 2038 20978 SH SOLE 0 0 20978 HCP INC COM 40414L109 510 16300 PRN SOLE 0 0 16300 HFF INC CL A 40418F108 2161 45251 SH SOLE 0 0 45251 HOME DEPOT INC COM 437076102 628 3270 SH SOLE 0 0 3270 HONEYWELL INTL INC COM 438516106 254 1600 SH SOLE 0 0 1600 HUNTINGTON BANCSHARES INC COM 446150104 305 24064 SH SOLE 0 0 24064 INDEPENDENT BANK CORP MICH COM NEW 453838609 309 14377 SH SOLE 0 0 14377 INNOVIVA INC COM 45781M101 1746 124458 SH SOLE 0 0 124458 INTEL CORP COM 458140100 3652 68007 SH SOLE 0 0 68007 INTERDIGITAL INC COM 45867G101 1736 26306 SH SOLE 0 0 26306 INTERNATIONAL BUSINESS MAC COM 459200101 326 2313 SH SOLE 0 0 2313 INVESCO QQQ TR UNIT SER 1 46090E103 2143 11930 SH SOLE 0 0 11930 INVESCO EXCHANGE TRADED FD S&P500 EQL UTL 46137V274 654 6753 SH SOLE 0 0 6753 INVESCO EXCHANGE TRADED FD S&P500 EQL REL 46137V290 658 21965 SH SOLE 0 0 21965 INVESCO EXCHANGE TRADED FD S&P500 EQL HLT 46137V332 646 3275 SH SOLE 0 0 3275 INVESCO EXCHANGE TRADED FD S&P500 BUY WRT 46137V399 824 39193 SH SOLE 0 0 39193 INVESCO EXCHANGE TRADED FD NASDAQ INTERNT 46137V530 280 2078 SH SOLE 0 0 2078 INVESCO EXCHANGE TRADED FD FINL PFD ETF 46137V621 630 34480 SH SOLE 0 0 34480 INVESCO EXCHNG TRADED FD T S&P500 HDL VOL 46138E362 433 10198 SH SOLE 0 0 10198 INVESCO EXCHNG TRADED FD T CEF INM COMPSI 46138E404 415 18713 SH SOLE 0 0 18713 INVESCO EXCHNG TRADED FD T PFD ETF 46138E511 638 43966 SH SOLE 0 0 43966 INVESCO EXCHNG TRADED FD T KBW PREM YIELD 46138E594 548 17864 SH SOLE 0 0 17864 INVESCO EXCHNG TRADED FD T KBW HIG DV YLD 46138E610 651 30012 SH SOLE 0 0 30012 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 921 35365 SH SOLE 0 0 35365 ISHARES GOLD TRUST ISHARES 464285105 163 13183 SH SOLE 0 0 13183 ISHARES INC MSCI FRNTR100ETF 464286145 986 34645 SH SOLE 0 0 34645 ISHARES TR S&P 100 ETF 464287101 597 4769 SH SOLE 0 0 4769 ISHARES TR SELECT DIVID ETF 464287168 867 8827 SH SOLE 0 0 8827 ISHARES TR TIPS BD ETF 464287176 479 4233 SH SOLE 0 0 4233 ISHARES TR CORE S&P500 ETF 464287200 17906 62925 SH SOLE 0 0 62925 ISHARES TR CORE US AGGBD ET 464287226 2558 23451 SH SOLE 0 0 23451 ISHARES TR MSCI EMG MKT ETF 464287234 6757 157429 SH SOLE 0 0 157429 ISHARES TR MSCI EMG MKT ETF 464287234 26 600 SH Call SOLE 0 0 600 ISHARES TR IBOXX INV CP ETF 464287242 11843 99471 SH SOLE 0 0 99471 ISHARES TR S&P 500 GRWT ETF 464287309 1595 9255 SH SOLE 0 0 9255 ISHARES TR S&P 500 VAL ETF 464287408 600 5318 SH SOLE 0 0 5318 ISHARES TR 20 YR TR BD ETF 464287432 1849 14627 SH SOLE 0 0 14627 ISHARES TR 20 YR TR BD ETF 464287432 190 1500 SH Call SOLE 0 0 1500 ISHARES TR 1 3 YR TREAS BD 464287457 529 6287 SH SOLE 0 0 6287 ISHARES TR MSCI EAFE ETF 464287465 518 7982 SH SOLE 0 0 7982 ISHARES TR RUS MDCP VAL ETF 464287473 200 2300 SH SOLE 0 0 2300 ISHARES TR CORE S&P MCP ETF 464287507 3420 18055 SH SOLE 0 0 18055 ISHARES TR RUS 1000 GRW ETF 464287614 4834 31935 SH SOLE 0 0 31935 ISHARES TR RUSSELL 2000 ETF 464287655 1074 7012 SH SOLE 0 0 7012 ISHARES TR CORE S&P US VLU 464287663 1506 27472 SH SOLE 0 0 27472 ISHARES TR U.S. TECH ETF 464287721 623 3269 SH SOLE 0 0 3269 ISHARES TR U.S. REAL ES ETF 464287739 406 4667 SH SOLE 0 0 4667 ISHARES TR US HLTHCARE ETF 464287762 329 1698 SH SOLE 0 0 1698 ISHARES TR U.S. FINLS ETF 464287788 221 1872 SH SOLE 0 0 1872 ISHARES TR CORE S&P SCP ETF 464287804 5639 73085 SH SOLE 0 0 73085 ISHARES TR SP SMCP600VL ETF 464287879 301 2040 SH SOLE 0 0 2040 ISHARES TR S&P SML 600 GWT 464287887 467 2615 SH SOLE 0 0 2615 ISHARES TR 3YRTB ETF 464288125 705 8934 SH SOLE 0 0 8934 ISHARES TR MSCI ACWI ETF 464288257 476 6604 SH SOLE 0 0 6604 ISHARES TR EAFE SML CP ETF 464288273 1383 24072 SH SOLE 0 0 24072 ISHARES TR JPMORGAN USD EMG 464288281 483 4385 SH SOLE 0 0 4385 ISHARES TR NATIONAL MUN ETF 464288414 3357 30190 SH SOLE 0 0 30190 ISHARES TR IBOXX HI YD ETF 464288513 1394 16119 SH SOLE 0 0 16119 ISHARES TR SHORT TREAS BD 464288679 1045 9454 SH SOLE 0 0 9454 ISHARES TR PFD AND INCM SEC 464288687 8280 226532 SH SOLE 0 0 226532 ISHARES TR U.S. MED DVC ETF 464288810 337 1453 SH SOLE 0 0 1453 ISHARES TR MICRO-CAP ETF 464288869 1412 15226 SH SOLE 0 0 15226 ISHARES TR US TREAS BD ETF 46429B267 1129 44741 SH SOLE 0 0 44741 ISHARES TR FLTG RATE NT ETF 46429B655 3603 70774 SH SOLE 0 0 70774 ISHARES TR CORE HIGH DV ETF 46429B663 1623 17399 SH SOLE 0 0 17399 ISHARES TR MIN VOL USA ETF 46429B697 2030 34516 SH SOLE 0 0 34516 ISHARES TR CORE MSCI EAFE 46432F842 2143 35258 SH SOLE 0 0 35258 ISHARES INC CORE MSCI EMKT 46434G103 699 13521 SH SOLE 0 0 13521 ISHARES INC MSCI SINGPOR ETF 46434G780 201 8472 SH SOLE 0 0 8472 ISHARES INC MSCI ITALY ETF 46434G830 205 7378 SH SOLE 0 0 7378 ISHARES TR MORTGE REL ETF 46435G342 679 15677 SH SOLE 0 0 15677 ISHARES TR CORE INTL AGGR 46435G672 439 8206 SH SOLE 0 0 8206 JPMORGAN CHASE & CO COM 46625H100 1222 12074 SH SOLE 0 0 12074 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 1448 56780 SH SOLE 0 0 56780 JOHNSON & JOHNSON COM 478160104 8539 61088 SH SOLE 0 0 61088 JOHNSON & JOHNSON COM 478160104 42 300 SH Call SOLE 0 0 300 KELLOGG CO COM 487836108 219 3822 SH SOLE 0 0 3822 KIMBERLY CLARK CORP COM 494368103 1551 12520 SH SOLE 0 0 12520 KIMBERLY CLARK CORP COM 494368103 37 300 SH Call SOLE 0 0 300 KINDER MORGAN INC DEL COM 49456B101 333 16658 SH SOLE 0 0 16658 LA Z BOY INC COM 505336107 3555 107751 SH SOLE 0 0 107751 LEAR CORP COM NEW 521865204 1504 11083 SH SOLE 0 0 11083 LEGGETT & PLATT INC COM 524660107 1087 25745 SH SOLE 0 0 25745 LEGGETT & PLATT INC COM 524660107 25 600 SH Call SOLE 0 0 600 LILLY ELI & CO COM 532457108 205 1580 SH SOLE 0 0 1580 LOCKHEED MARTIN CORP COM 539830109 219 728 SH SOLE 0 0 728 LOWES COS INC COM 548661107 607 5544 SH SOLE 0 0 5544 MAIN STREET CAPITAL CORP COM 56035L104 222 5969 SH SOLE 0 0 5969 MASTERCARD INC CL A 57636Q104 388 1649 SH SOLE 0 0 1649 MBT FINL CORP COM 578877102 167 16714 SH SOLE 0 0 16714 MCDONALDS CORP COM 580135101 4854 25561 SH SOLE 0 0 25561 MCDONALDS CORP COM 580135101 57 300 SH Call SOLE 0 0 300 MCKESSON CORP COM 58155Q103 1533 13100 SH SOLE 0 0 13100 MERCADOLIBRE INC COM 58733R102 213 419 SH SOLE 0 0 419 MERCK & CO INC COM 58933Y105 718 8628 SH SOLE 0 0 8628 MICROSOFT CORP COM 594918104 8131 68944 SH SOLE 0 0 68944 MICROSOFT CORP COM 594918104 59 500 SH Call SOLE 0 0 500 MICROCHIP TECHNOLOGY INC COM 595017104 2256 27191 SH SOLE 0 0 27191 NETFLIX INC COM 64110L106 209 586 SH SOLE 0 0 586 NIKE INC CL B 654106103 399 4735 SH SOLE 0 0 4735 NORTHROP GRUMMAN CORP COM 666807102 1920 7122 SH SOLE 0 0 7122 NOVO-NORDISK A S ADR 670100205 204 3903 SH SOLE 0 0 3903 NUCOR CORP COM 670346105 754 12928 SH SOLE 0 0 12928 NUSTAR ENERGY LP UNIT COM 67058H102 896 33326 PRN SOLE 0 0 33326 NVIDIA CORP COM 67066G104 815 4537 SH SOLE 0 0 4537 NUVEEN MUNICIPAL CREDIT IN COM SH BEN INT 67070X101 382 25358 SH SOLE 0 0 25358 OSI ETF TR OSHARS FTSE US 67110P407 308 9159 SH SOLE 0 0 9159 ORACLE CORP COM 68389X105 2234 41592 SH SOLE 0 0 41592 PNC FINL SVCS GROUP INC COM 693475105 1121 9136 SH SOLE 0 0 9136 PACIFIC COAST OIL TR UNIT BEN INT 694103102 31 14300 PRN SOLE 0 0 14300 PALO ALTO NETWORKS INC COM 697435105 248 1023 SH SOLE 0 0 1023 PAYPAL HLDGS INC COM 70450Y103 340 3279 SH SOLE 0 0 3279 PEPSICO INC COM 713448108 1633 13328 SH SOLE 0 0 13328 PEPSICO INC COM 713448108 37 300 SH Call SOLE 0 0 300 PERMIANVILLE RTY TR TR UNIT 71425H100 40 12000 PRN SOLE 0 0 12000 PFIZER INC COM 717081103 4295 101138 SH SOLE 0 0 101138 PFIZER INC COM 717081103 38 900 SH Call SOLE 0 0 900 PHILIP MORRIS INTL INC COM 718172109 260 2946 SH SOLE 0 0 2946 PIMCO DYNAMIC INCOME FD SHS 72201Y101 318 9908 SH SOLE 0 0 9908 PIMCO DYNMIC CREDIT AND MR COM SHS 72202D106 261 11149 SH SOLE 0 0 11149 PROCTER AND GAMBLE CO COM 742718109 8944 85958 SH SOLE 0 0 85958 PROCTER AND GAMBLE CO COM 742718109 42 400 SH Call SOLE 0 0 400 PROSPECT CAPITAL CORPORATI COM 74348T102 184 28150 SH SOLE 0 0 28150 RAYTHEON CO COM NEW 755111507 239 1313 SH SOLE 0 0 1313 ROYAL BK CDA MONTREAL QUE COM 780087102 371 4905 SH SOLE 0 0 4905 SPDR S&P 500 ETF TR TR UNIT 78462F103 9765 34568 SH SOLE 0 0 34568 SPDR S&P 500 ETF TR TR UNIT 78462F103 56 200 SH Call SOLE 0 0 200 SPDR S&P 500 ETF TR TR UNIT 78462F103 1356 4800 SH Put SOLE 0 0 4800 SPDR GOLD TRUST GOLD SHS 78463V107 2174 17815 SH SOLE 0 0 17815 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 215 2148 SH SOLE 0 0 2148 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1130 24436 SH SOLE 0 0 24436 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 355 7975 SH SOLE 0 0 7975 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 263 6928 SH SOLE 0 0 6928 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 1655 28811 SH SOLE 0 0 28811 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 763 17885 SH SOLE 0 0 17885 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3553 95486 SH SOLE 0 0 95486 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2250 62543 SH SOLE 0 0 62543 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 362 11951 SH SOLE 0 0 11951 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 484 14524 SH SOLE 0 0 14524 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 2191 87191 SH SOLE 0 0 87191 SPDR SER TR BLOOMBERG SRT TR 78468R408 1267 46490 SH SOLE 0 0 46490 SPDR SER TR NUVEEN BLMBRG SR 78468R739 906 18695 SH SOLE 0 0 18695 SPDR SER TR PRTFLO S&P500 HI 78468R788 1002 26485 SH SOLE 0 0 26485 SPDR SER TR PORTFOLIO SM ETF 78468R853 441 14592 SH SOLE 0 0 14592 SALESFORCE COM INC COM 79466L302 2373 14983 SH SOLE 0 0 14983 SANDRIDGE MISSISSIPPIAN TR SH BEN INT 80007V106 16 16000 PRN SOLE 0 0 16000 SANOFI SPONSORED ADR 80105N105 413 9325 SH SOLE 0 0 9325 THE CHARLES SCHWAB CORPORA COM 808513105 1766 41304 SH SOLE 0 0 41304 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 295 5390 SH SOLE 0 0 5390 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 6245 119453 SH SOLE 0 0 119453 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1743 19001 SH SOLE 0 0 19001 SELECT SECTOR SPDR TR ENERGY 81369Y506 226 3424 SH SOLE 0 0 3424 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 360 13984 SH SOLE 0 0 13984 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 243 3286 SH SOLE 0 0 3286 SIRIUS XM HLDGS INC COM 82968B103 117 20551 SH SOLE 0 0 20551 SOUTHERN CO COM 842587107 592 11457 SH SOLE 0 0 11457 SQUARE INC CL A 852234103 418 5585 SH SOLE 0 0 5585 STARBUCKS CORP COM 855244109 205 2752 SH SOLE 0 0 2752 STEEL DYNAMICS INC COM 858119100 1066 30234 SH SOLE 0 0 30234 STORE CAP CORP COM 862121100 795 23724 PRN SOLE 0 0 23724 SYSCO CORP COM 871829107 1081 16190 SH SOLE 0 0 16190 SYSCO CORP COM 871829107 33 500 SH Call SOLE 0 0 500 TCW STRATEGIC INCOME FUND COM 872340104 137 24860 SH SOLE 0 0 24860 TANDEM DIABETES CARE INC COM NEW 875372203 241 3800 SH SOLE 0 0 3800 TARGET CORP COM 87612E106 1635 20373 SH SOLE 0 0 20373 TESLA INC COM 88160R101 140 500 SH Put SOLE 0 0 500 3M CO COM 88579Y101 2099 10103 SH SOLE 0 0 10103 3M CO COM 88579Y101 42 200 SH Call SOLE 0 0 200 TILRAY INC COM CL 2 88688T100 201 3072 SH SOLE 0 0 3072 TORONTO DOMINION BK ONT COM NEW 891160509 387 7131 SH SOLE 0 0 7131 TOTAL S A SPONSORED ADS 89151E109 223 4003 SH SOLE 0 0 4003 TWITTER INC COM 90184L102 273 8295 SH SOLE 0 0 8295 UBS AG JERSEY BRH ETRAC WELLS BDCI 902641588 299 15172 SH SOLE 0 0 15172 UNDER ARMOUR INC CL A 904311107 293 13844 SH SOLE 0 0 13844 UNITED PARCEL SERVICE INC CL B 911312106 262 2343 SH SOLE 0 0 2343 UNITED STATES STL CORP NEW COM 912909108 336 17249 SH SOLE 0 0 17249 UNITED TECHNOLOGIES CORP COM 913017109 2388 18525 SH SOLE 0 0 18525 UNITED THERAPEUTICS CORP D COM 91307C102 2019 17200 SH SOLE 0 0 17200 UNITEDHEALTH GROUP INC COM 91324P102 466 1885 SH SOLE 0 0 1885 UNITI GROUP INC COM 91325V108 15 1379 SH SOLE 0 0 1379 UNIVERSAL DISPLAY CORP COM 91347P105 50 328 SH SOLE 0 0 328 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 249 12107 SH SOLE 0 0 12107 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 519 22003 SH SOLE 0 0 22003 VANECK VECTORS ETF TR POLAND ETF 92189F783 189 11307 SH SOLE 0 0 11307 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 442 7049 SH SOLE 0 0 7049 VANGUARD GROUP DIV APP ETF 921908844 7130 65032 SH SOLE 0 0 65032 VANGUARD GROUP DIV APP ETF 921908844 44 400 SH Call SOLE 0 0 400 VANGUARD STAR FD VG TL INTL STK F 921909768 340 6553 SH SOLE 0 0 6553 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 5310 66717 SH SOLE 0 0 66717 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 8783 214899 SH SOLE 0 0 214899 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1035 12078 SH SOLE 0 0 12078 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 1863 23802 SH SOLE 0 0 23802 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1048 21535 SH SOLE 0 0 21535 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 801 14354 SH SOLE 0 0 14354 VANGUARD INTL EQUITY INDEX GLB EX US ETF 922042676 594 9972 SH SOLE 0 0 9972 VANGUARD INTL EQUITY INDEX FTSE SMCAP ETF 922042718 1357 13034 SH SOLE 0 0 13034 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 5194 122222 SH SOLE 0 0 122222 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 277 3474 SH SOLE 0 0 3474 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 461 8806 SH SOLE 0 0 8806 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 243 2799 SH SOLE 0 0 2799 VENTAS INC COM 92276F100 278 4358 SH SOLE 0 0 4358 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 626 2411 SH SOLE 0 0 2411 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2545 23592 SH SOLE 0 0 23592 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2705 18947 SH SOLE 0 0 18947 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4740 54544 SH SOLE 0 0 54544 VANGUARD INDEX FDS SM CP VAL ETF 922908611 644 5005 SH SOLE 0 0 5005 VANGUARD INDEX FDS MID CAP ETF 922908629 2240 13934 SH SOLE 0 0 13934 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1387 12012 SH SOLE 0 0 12012 VANGUARD INDEX FDS GROWTH ETF 922908736 6286 40187 SH SOLE 0 0 40187 VANGUARD INDEX FDS VALUE ETF 922908744 5180 48129 SH SOLE 0 0 48129 VANGUARD INDEX FDS SMALL CP ETF 922908751 2256 14764 SH SOLE 0 0 14764 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2052 14182 SH SOLE 0 0 14182 VERIZON COMMUNICATIONS INC COM 92343V104 1949 32960 SH SOLE 0 0 32960 VERIZON COMMUNICATIONS INC COM 92343V104 41 700 SH Call SOLE 0 0 700 WALMART INC COM 931142103 2068 21203 SH SOLE 0 0 21203 WALMART INC COM 931142103 88 900 SH Call SOLE 0 0 900 WASTE MGMT INC DEL COM 94106L109 2048 19707 SH SOLE 0 0 19707 WELLTOWER INC COM 95040Q104 271 3487 SH SOLE 0 0 3487 WISDOMTREE TR EMER MKT HIGH FD 97717W315 456 10405 SH SOLE 0 0 10405 MEDTRONIC PLC SHS G5960L103 3599 39518 SH SOLE 0 0 39518 MEDTRONIC PLC SHS G5960L103 55 600 SH Call SOLE 0 0 600 NAVIOS MARITIME PARTNERS L UNIT LPI Y62267102 13 14046 PRN SOLE 0 0 14046