0000950103-24-000611.txt : 20240112 0000950103-24-000611.hdr.sgml : 20240112 20240112100212 ACCESSION NUMBER: 0000950103-24-000611 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240104 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graves Paul W CENTRAL INDEX KEY: 0001559551 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41907 FILM NUMBER: 24530876 MAIL ADDRESS: STREET 1: 1735 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Arcadium Lithium plc CENTRAL INDEX KEY: 0001977303 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 12, GATEWAY HUB STREET 2: SHANNON AIRPORT HOUSE CITY: SHANNON, CO. CLARE V14 E3 70 STATE: L2 ZIP: 00000 BUSINESS PHONE: 353 1 6875238 MAIL ADDRESS: STREET 1: SUITE 12, GATEWAY HUB STREET 2: SHANNON AIRPORT HOUSE CITY: SHANNON, CO. CLARE V14 E3 70 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Allkem Livent plc DATE OF NAME CHANGE: 20230705 FORMER COMPANY: FORMER CONFORMED NAME: Lightning-A Ltd DATE OF NAME CHANGE: 20230510 4/A 1 dp205213_4a-graves.xml FORM 4A X0508 4/A 2024-01-04 2024-01-08 0 0001977303 Arcadium Lithium plc ALTM 0001559551 Graves Paul W C/O SUITE 12, GATEWAY HUB SHANNON AIRPORT HOUSE SHANNON L2 V14 E370 IRELAND 1 1 0 0 President & CEO 0 Stock Option (Right to Buy) 3.92 2024-01-04 4 A 0 234308 A 2018-02-27 2025-02-27 Ordinary Shares 234308 234308 D Stock Option (Right to Buy) 3.45 2024-01-04 4 A 0 311098 A 2020-02-27 2027-02-27 Ordinary Shares 311098 311098 D Stock Option (Right to Buy) 5.10 2024-01-04 4 A 0 200520 A 2021-02-15 2028-02-15 Ordinary Shares 200520 200520 D Stock Option (Right to Buy) 7.07 2024-01-04 4 A 0 320801 A 2022-10-10 2028-10-10 Ordinary Shares 320801 320801 D Stock Option (Right to Buy) 7.07 2024-01-04 4 A 0 320799 A 2021-10-10 2028-10-10 Ordinary Shares 320799 320799 D The original Form 4, filed on January 8, 2024, is being amended by this Form 4 amendment to correct an error which omitted these tranches from the list of stock options to purchase common stock of Livent Corporation ("Livent"), par value $0.001 per share ("Livent Options") beneficially owned by the reporting person as of January 4, 2024 and converted in accordance with the terms of the Transaction Agreement, dated as of May 10, 2023, by and between Livent, Allkem Limited ("Allkem"), Lightning-A Merger Sub, Inc. and Arcadium, providing for a combination of Livent and Allkem in a merger of equals transaction (as amended, the "Transaction Agreement") Represents the conversion of Livent Options into stock options to purchase ordinary shares of Arcadium Lithium plc ("Arcadium"), par value $1.00 per share ("Arcadium Options"), in accordance with the terms of the Transaction Agreement, in connection with the merger of equals transaction. /s/ Sara Ponessa, as attorney-in-fact 2024-01-12