0001819493-23-000009.txt : 20230111 0001819493-23-000009.hdr.sgml : 20230111 20230111185848 ACCESSION NUMBER: 0001819493-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230109 FILED AS OF DATE: 20230111 DATE AS OF CHANGE: 20230111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mattson George N CENTRAL INDEX KEY: 0001559238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39598 FILM NUMBER: 23524571 MAIL ADDRESS: STREET 1: C/O DELTA AIR LINES, INC. STREET 2: P.O. BOX 20574, DEPT. 981 CITY: ATLANTA STATE: GA ZIP: 30320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xos, Inc. CENTRAL INDEX KEY: 0001819493 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 981550505 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3550 TYBURN STREET CITY: LOS ANGELES STATE: CA ZIP: 90065 BUSINESS PHONE: (818) 316-1890 MAIL ADDRESS: STREET 1: 3550 TYBURN STREET CITY: LOS ANGELES STATE: CA ZIP: 90065 FORMER COMPANY: FORMER CONFORMED NAME: NextGen Acquisition Corp DATE OF NAME CHANGE: 20200729 4 1 wf-form4_167348151264660.xml FORM 4 X0306 4 2023-01-09 0 0001819493 Xos, Inc. XOS 0001559238 Mattson George N C/O XOS, INC. 3550 TYBURN STREET, UNIT 100 LOS ANGELES CA 90065 1 0 0 0 Common Stock 2023-01-09 4 P 0 100000 0.95 A 284597 I GNM ICBC LLC Common Stock 2023-01-10 4 P 0 74659 1 A 359256 I GNM ICBC LLC Common Stock 2023-01-11 4 P 0 10684 1 A 369940 I GNM ICBC LLC Common Stock 2023-01-10 4 A 0 13888 0 A 347116 D Common Stock 3973525 I NGAC GNM Feeder LLC The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Represents weighted average sales price. The shares were sold at prices ranging from $0.81 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price. Shares are held by GNM ICBC LLC ("GNM ICBC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his control over GNM ICBC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Represents weighted average sales price. The shares were sold at prices ranging from $0.97 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $0.99 to $1.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The shares reported in this transaction represent RSUs. The RSUs reported vested immediately on the date of grant. The RSUs were issued to the director in lieu of their cash retainer for the director's service in Q4 2022 and calculated as of December 31, 2022. Includes 134,682 unvested restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. Shares are held by NGAC GNM Feeder LLC ("NGAC"). The Reporting Person may be deemed to beneficially own such shares by virtue of his shared control over NGAC. The Reporting Person disclaimsbeneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Christen Romero, Attorney-in-Fact for George N. Mattson 2023-01-11