0000902664-24-001290.txt : 20240208
0000902664-24-001290.hdr.sgml : 20240208
20240208163233
ACCESSION NUMBER: 0000902664-24-001290
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240206
FILED AS OF DATE: 20240208
DATE AS OF CHANGE: 20240208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpha Wave Global, LP
CENTRAL INDEX KEY: 0001558858
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41944
FILM NUMBER: 24609587
BUSINESS ADDRESS:
STREET 1: 667 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 2128039080
MAIL ADDRESS:
STREET 1: 667 MADISON AVENUE
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
FORMER NAME:
FORMER CONFORMED NAME: Falcon Edge Capital, LP
DATE OF NAME CHANGE: 20190513
FORMER NAME:
FORMER CONFORMED NAME: Falcon Edge Capital LP
DATE OF NAME CHANGE: 20120924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpha Wave Ventures GP, Ltd
CENTRAL INDEX KEY: 0002007422
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41944
FILM NUMBER: 24609586
BUSINESS ADDRESS:
STREET 1: 667 MADISON AVE.
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: 212 803-9080
MAIL ADDRESS:
STREET 1: 667 MADISON AVE.
STREET 2: 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chimera Investment LLC
CENTRAL INDEX KEY: 0002009884
ORGANIZATION NAME:
STATE OF INCORPORATION: C0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41944
FILM NUMBER: 24609584
BUSINESS ADDRESS:
STREET 1: OFFICE 410, ROYAL GROUP HDQRTRS BUILDING
STREET 2: KHALIFA PARK AREA
CITY: ABU DHABI
STATE: C0
ZIP: 00000
BUSINESS PHONE: 971.2.885.6666
MAIL ADDRESS:
STREET 1: OFFICE 410, ROYAL GROUP HDQRTRS BUILDING
STREET 2: KHALIFA PARK AREA
CITY: ABU DHABI
STATE: C0
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lunate Holding RSC Ltd
CENTRAL INDEX KEY: 0002009522
ORGANIZATION NAME:
STATE OF INCORPORATION: C0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41944
FILM NUMBER: 24609585
BUSINESS ADDRESS:
STREET 1: UNIT 1, FLOOR 12, AL MARYAH TOWER
STREET 2: ABU DHABI GLOBAL MARKET SQUARE
CITY: AL MARYAH ISLAND, ABU DHABI
STATE: C0
ZIP: 00000
BUSINESS PHONE: 971.2.877.8896
MAIL ADDRESS:
STREET 1: UNIT 1, FLOOR 12, AL MARYAH TOWER
STREET 2: ABU DHABI GLOBAL MARKET SQUARE
CITY: AL MARYAH ISLAND, ABU DHABI
STATE: C0
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alto Neuroscience, Inc.
CENTRAL INDEX KEY: 0001999480
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 834210124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 369 SOUTH SAN ANTONIO RD.
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
BUSINESS PHONE: 773-255-5012
MAIL ADDRESS:
STREET 1: 369 SOUTH SAN ANTONIO RD.
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
4
1
ownership.xml
X0508
4
2024-02-06
0
0001999480
Alto Neuroscience, Inc.
ANRO
0001558858
Alpha Wave Global, LP
667 MADISON AVENUE
19TH FLOOR
NEW YORK
NY
10065
0
0
1
0
0002007422
Alpha Wave Ventures GP, Ltd
667 MADISON AVE.
19TH FLOOR
NEW YORK
NY
10065
0
0
1
0
0002009522
Lunate Holding RSC Ltd
UNIT 1, FLOOR 12, AL MARYAH TOWER
ABU DHABI GLOBAL MARKET SQUARE
AL MARYAH ISLAND, ABU DHABI
C0
00000
UNITED ARAB EMIRATES
0
0
1
0
0002009884
Chimera Investment LLC
OFFICE 410, ROYAL GROUP HDQRTRS BUILDING
KHALIFA PARK AREA
ABU DHABI
C0
00000
UNITED ARAB EMIRATES
0
0
1
0
0
Common Stock
2024-02-06
4
C
0
1962995
A
1962995
I
See footnotes
Common Stock
2024-02-06
4
C
0
1144762
A
3107757
I
See footnotes
Common Stock
2024-02-06
4
P
0
600000
16
A
3707757
I
See footnotes
Series B Convertible Preferred Stock (Series B Preferred)
2024-02-06
4
C
0
1962995
0
D
Common Stock
1962995
0
I
See footnotes
Series C Convertible Preferred Stock (Series C Preferred)
2024-02-06
4
C
0
1144763
0
D
Common Stock
1144763
0
I
See footnotes
Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock automatically converted into shares of common stock on a 2.1226069 for 1 basis into the number of shares of common stock shown in column 3 and had no expiration date.
Immediately prior to the closing of the Issuer's initial public offering, each share of Series C Preferred Stock automatically converted into shares of common stock on a 2.2241 for 1 basis into the number of shares of common stock shown in column 3 and had no expiration date.
Securities held by Alpha Wave Ventures II, LP ("Alpha Wave Ventures"). Alpha Wave Ventures GP, Ltd ("Alpha Wave Ventures GP") is the general partner of Alpha Wave Ventures. Alpha Wave Ventures GP is a joint venture between Alpha Wave Global, LP ("Alpha Wave") and Lunate Holding RSC LTD ("Lunate"). Lunate is a subsidiary of Chimera Investment LLC ("Chimera," together with Alpha Wave Ventures GP, Alpha Wave and Lunate, the "Reporting Persons"). Richard Gerson is the Chairman and Chief Investment Officer of Alpha Wave. Chimera is controlled by its board of directors.
For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
Alpha Wave Global, LP, By: /s/ Richard Gerson, Chairman and CIO
2024-02-08
Alpha Wave Ventures GP, Ltd, By: /s/ Richard Gerson, Director
2024-02-08
Lunate Holding RSC LTD, By: /s/ Syed Basar Shueb Syed Shueb, Director and Authorized Signatory
2024-02-08
Chimera Investment LLC, By: /s/ Syed Basar Shueb Syed Shueb, Director and Authorized Signatory
2024-02-08