0001209191-20-008963.txt : 20200212
0001209191-20-008963.hdr.sgml : 20200212
20200212182603
ACCESSION NUMBER: 0001209191-20-008963
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140218
FILED AS OF DATE: 20200212
DATE AS OF CHANGE: 20200212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURATA ALFRED T
CENTRAL INDEX KEY: 0001599388
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22758
FILM NUMBER: 20606116
MAIL ADDRESS:
STREET 1: C/O PIMCO
STREET 2: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Dynamic Credit & Mortgage Income Fund
CENTRAL INDEX KEY: 0001558629
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-4000
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: PIMCO Dynamic Credit Income Fund
DATE OF NAME CHANGE: 20120920
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2014-02-18
2014-02-19
0
0001558629
PIMCO Dynamic Credit & Mortgage Income Fund
PCI
0001599388
MURATA ALFRED T
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
0
0
0
1
SEE REMARKS
COMMON STOCK
2014-02-18
4
P
0
16000
A
16000
I
BY DCP
COMMON STOCK
2014-03-26
4
P
0
10000
A
26000
I
BY DCP
COMMON STOCK
2014-12-04
4
P
0
10000
A
36000
I
BY DCP
COMMON STOCK
2015-05-13
4
P
0
10000
A
46000
I
BY DCP
COMMON STOCK
4000
I
BY 401(K) PLAN
See original applicable filing for pricing footnote.
These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan.
The Form 4 being amended hereby for this transaction was filed on March 27, 2014.
The Form 4 being amended hereby for this transaction was filed on December 5, 2014.
The Form 4 being amended hereby for this transaction was filed on May 14, 2015.
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO.
/s/ Kevin Van Gorder, Attorney-in-Fact for Alfred T. Murata
2020-02-12