0001520138-15-000294.txt : 20150617 0001520138-15-000294.hdr.sgml : 20150617 20150617204614 ACCESSION NUMBER: 0001520138-15-000294 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150519 FILED AS OF DATE: 20150617 DATE AS OF CHANGE: 20150617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWINLAB CONSOLIDATED HOLDINGS, INC. CENTRAL INDEX KEY: 0001590695 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 463951742 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 632 BROADWAY STREET 2: SUITE 201 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: (212) 651-8500 MAIL ADDRESS: STREET 1: 632 BROADWAY STREET 2: SUITE 201 CITY: NEW YORK STATE: NY ZIP: 10012 FORMER COMPANY: FORMER CONFORMED NAME: MIRROR ME, INC. DATE OF NAME CHANGE: 20131031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPSTONE FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001558432 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-55181 FILM NUMBER: 15938479 BUSINESS ADDRESS: STREET 1: 8600 TRANSIT ROAD CITY: EAST AMHERST STATE: NY ZIP: 14051 BUSINESS PHONE: 1-866-798-4478 MAIL ADDRESS: STREET 1: 8600 TRANSIT ROAD CITY: EAST AMHERST STATE: NY ZIP: 14051 FORMER NAME: FORMER CONFORMED NAME: Creative App Solutions, Inc. DATE OF NAME CHANGE: 20120918 4/A 1 form4.xml OWNERSHIP DOCUMENT X0306 4/A 2015-05-19 2015-06-01 0 0001590695 TWINLAB CONSOLIDATED HOLDINGS, INC. TLCC 0001558432 CAPSTONE FINANCIAL GROUP, INC. 8600 TRANSIT ROAD EAST AMHERST NY 14051 0 0 1 0 Common Stock 2015-05-19 4 S 0 263157 0.76 D 15577879 D Common Stock 2015-05-21 4 S 0 855263 0.76 D 14722616 D Common Stock 2015-05-28 4 S 0 246049 0.76 D 14476567 D Third-party call option (right to buy) 1.00 2015-05-19 4 S 0 263157 0 D 2015-06-09 2018-06-09 Common Stock, par value $0.001 263157 0 D Third-party call option (right to buy) 1.00 2015-05-21 4 S 0 855263 0 D 2015-06-09 2018-06-09 Common Stock, par value $0.001 855263 0 D Third-party call option (right to buy) 1.00 2015-05-28 4 S 0 246049 0 D 2015-06-09 2018-06-09 Common Stock, par value $0.001 246049 0 D Put option (right to sell) 0.775 2015-05-28 4 P 0 51973684 0 A 2015-03-28 2017-10-31 Common Stock, par value $0.001 51973684 0 D Series A Warrant (right to buy) 0.76 2015-05-28 4 S 0 51973684 0 D 2014-10-01 2017-10-31 Common Stock, par value $0.001 51973684 0 D Series B Warrant (right to buy) 0.76 2015-05-28 4 S 0 4368421 0 D 2014-10-01 2017-10-31 Common Stock, par value $0.001 4368421 18000000 D Contingent Call Option (right to buy) 0.01 2015-05-28 4 S 0 1000000 0 D 2016-04-01 2016-05-01 Common Stock, par value $0.001 1000000 1000000 D Contingent Call Option (right to buy) 0.01 2015-05-28 4 S 0 1500000 0 D 2016-08-01 2016-08-31 Common Stock, par value $0.001 1500000 1500000 D Contingent Call Option (right to buy) 0.01 2015-05-28 4 S 0 1500000 0 D 2016-12-01 2016-12-31 Common Stock, par value $0.001 1500000 1500000 D In addition, Capstone Financial Group, Inc. exercised third-party call options for at least a further 1,498,500 shares on February 23, 2015, but the optionors of such shares have not yet honored the exercise. When they do, this Form 4 will be amended to reflect the additional shares. For further information regarding these transactions and the securities involved, please refer to the Current Report on Form 8-K filed by Capstone Financial Group, Inc. on May 29, 2015. As a part of this transaction, the remaining warrants were deemed to be divided into four tranches, each with an associated date beyond which it would no longer be exercisable: one tranche for 2,000,000 warrant shares (no longer exercisable after November 30, 2015); one tranche for 4,000,000 warrant shares (no longer exercisable after March 31, 2016); one tranche for 6,000,000 warrant shares (no longer exercisable after July 31, 2016); and another tranche for 6,000,000 warrant shares (no longer exercisable after November 30, 2016). For further information, please refer to the Current Report on Form 8-K filed by Capstone Financial Group, Inc. on May 29, 2015. All securities reported on this Form 4 are owned directly by Capstone Financial Group, Inc. and indirectly by Darin Richard Pastor, the CEO and majority stockholder of Capstone. Pastor is filing a separate Form 4 to reflect these same transactions. /s/ Darin R. Pastor, CEO 2015-06-17