0001921094-23-000901.txt : 20231121 0001921094-23-000901.hdr.sgml : 20231121 20231121181205 ACCESSION NUMBER: 0001921094-23-000901 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231429481 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Darling Scott CENTRAL INDEX KEY: 0001558259 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O STITCH FIX, INC. STREET 2: 1 MONTGOMERY STREET, SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 144 1 primary_doc.xml 144 0001558259 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Darling Scott Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

6061 145634.00 85057317 11/21/2023 NASDAQ Common 11/20/2023 Restricted Stock Lapse- See Remarks Upstart Holdings, Inc. N 6061 11/20/2023 Equity Compensation N Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 08/28/2023 1670 49965.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 09/06/2023 200 7016.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 09/25/2023 1000 26580.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 10/24/2023 520 13190.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/02/2023 480 12766.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300, SAN MATEO, CA 94403

Upstart Holdings, Inc. 08/22/2023 4211 137423.00 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units. 11/21/2023 SCOTT DARLING