0001557930-16-000010.txt : 20160909
0001557930-16-000010.hdr.sgml : 20160909
20160909162918
ACCESSION NUMBER: 0001557930-16-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20160909
DATE AS OF CHANGE: 20160909
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zosano Pharma Corp
CENTRAL INDEX KEY: 0001587221
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 454488360
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 34790 ARDENTECH COURT
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-745-1200
MAIL ADDRESS:
STREET 1: 34790 ARDENTECH COURT
CITY: FREMONT
STATE: CA
ZIP: 94555
FORMER COMPANY:
FORMER CONFORMED NAME: ZP Holdings Inc
DATE OF NAME CHANGE: 20130919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Erbez Georgia
CENTRAL INDEX KEY: 0001557930
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36570
FILM NUMBER: 161879133
MAIL ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-07
0001587221
Zosano Pharma Corp
ZSAN
0001557930
Erbez Georgia
C/O ZOSANO PHARMA CORPORATION
34970 ARDENTECH COURT
FREMONT
CA
94555
0
1
0
0
CBO and Interim CFO
Stock Option (right to buy)
.77
2016-09-07
4
A
0
252000
0
A
2026-09-07
Common Stock
252000
252000
D
The stock option becomes exercisable on the first anniversary of the date of grant for 25% of the total number of option shares and becomes exercisable on the corresponding day of each month thereafter for an additional 1/48th of the total number of option shares, so that the stock option is fully vested on the fourth anniversary of the date of grant; provided, however, that 25% of the total option shares (in addition to any then-vested option shares) shall vest if the holder is terminated without cause or resigns for good reason (as these terms are defined in the holder's employment agreement); provided, further, that 100% of any then unvested option shares shall vest if the holder is terminated without cause or resigns for good reason within one year after a change in control (as defined in the holder's employment agreement).
/s/ Jeffrey L. Quillen, attorney-in-fact for Georgia Erbez
2016-09-09