0001557930-16-000010.txt : 20160909 0001557930-16-000010.hdr.sgml : 20160909 20160909162918 ACCESSION NUMBER: 0001557930-16-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160907 FILED AS OF DATE: 20160909 DATE AS OF CHANGE: 20160909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zosano Pharma Corp CENTRAL INDEX KEY: 0001587221 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454488360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-1200 MAIL ADDRESS: STREET 1: 34790 ARDENTECH COURT CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: ZP Holdings Inc DATE OF NAME CHANGE: 20130919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erbez Georgia CENTRAL INDEX KEY: 0001557930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36570 FILM NUMBER: 161879133 MAIL ADDRESS: STREET 1: 6300 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-07 0001587221 Zosano Pharma Corp ZSAN 0001557930 Erbez Georgia C/O ZOSANO PHARMA CORPORATION 34970 ARDENTECH COURT FREMONT CA 94555 0 1 0 0 CBO and Interim CFO Stock Option (right to buy) .77 2016-09-07 4 A 0 252000 0 A 2026-09-07 Common Stock 252000 252000 D The stock option becomes exercisable on the first anniversary of the date of grant for 25% of the total number of option shares and becomes exercisable on the corresponding day of each month thereafter for an additional 1/48th of the total number of option shares, so that the stock option is fully vested on the fourth anniversary of the date of grant; provided, however, that 25% of the total option shares (in addition to any then-vested option shares) shall vest if the holder is terminated without cause or resigns for good reason (as these terms are defined in the holder's employment agreement); provided, further, that 100% of any then unvested option shares shall vest if the holder is terminated without cause or resigns for good reason within one year after a change in control (as defined in the holder's employment agreement). /s/ Jeffrey L. Quillen, attorney-in-fact for Georgia Erbez 2016-09-09