0001085146-23-003820.txt : 20231019
0001085146-23-003820.hdr.sgml : 20231019
20231019115133
ACCESSION NUMBER: 0001085146-23-003820
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231019
DATE AS OF CHANGE: 20231019
EFFECTIVENESS DATE: 20231019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 231334022
BUSINESS ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
BUSINESS PHONE: 612-378-7560
MAIL ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001557485
XXXXXXXX
09-30-2023
09-30-2023
false
SNS Financial Group, LLC
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN
55414
13F HOLDINGS REPORT
028-15525
N
Jason Ranallo
Vice President
612-378-7560
/s/Jason Ranallo
Minneapolis
MN
10-16-2023
6
268
758225920
1
Anchor
2
Dimensional Fund Advisors
3
Parametric
4
Other
5
Vector WM
6
Schafer Cullen Capital Management
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
BBG001S5T7X2
7490
80
SH
DFND
2
0
80
0
3M CO
COM
88579Y101
BBG001S5T7X2
2124504
22693
SH
SOLE
5
22680
0
13
ABBOTT LABS
COM
002824100
BBG001S5N9M6
1209192
12485
SH
SOLE
5
12485
0
0
ABBOTT LABS
COM
002824100
BBG001S5N9M6
13463
139
SH
DFND
2
0
139
0
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
40396
271
SH
DFND
2,3
0
271
0
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
1079476
7242
SH
SOLE
5
7242
0
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
BBG001SJLJT9
80300
22000
SH
SOLE
5
22000
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
38389
125
SH
DFND
2,3
0
125
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
413063
1345
SH
SOLE
5
1250
0
95
AIM IMMUNOTECH INC
COM
00901B105
BBG001SB9J29
4550
10000
SH
SOLE
5
10000
0
0
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
1311610
10023
SH
SOLE
5
9685
0
338
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
93958
718
SH
DFND
2,3
0
718
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
89131
676
SH
DFND
2,3
0
676
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
1570466
11911
SH
SOLE
5
11911
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
BBG001SD42R0
9384
10200
SH
SOLE
5
10200
0
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
134748
1060
SH
DFND
2
0
1060
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
2003666
15762
SH
SOLE
5
15742
0
20
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
BBG00Q9MQZW3
13917447
178543
SH
SOLE
5
169389
157
8997
AMGEN INC
COM
031162100
BBG001S5NNL6
1816818
6760
SH
SOLE
5
4830
880
1050
AMGEN INC
COM
031162100
BBG001S5NNL6
24995
93
SH
DFND
2
0
93
0
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
BBG001SLQWW6
131000
20000
SH
SOLE
5
20000
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
280956
1641
SH
DFND
2
0
1641
0
APPLE INC
COM
037833100
BBG001S5N8V8
26012471
151933
SH
SOLE
5
146918
1477
3538
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
BBG007HWZ845
2390
10000
SH
SOLE
5
10000
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
BBG001S5ND74
890409
11806
SH
SOLE
5
7452
1657
2697
ARCHER DANIELS MIDLAND CO
COM
039483102
BBG001S5ND74
6864
91
SH
DFND
2
0
91
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
362504
1499
SH
SOLE
5
1499
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
18135
75
SH
DFND
2
0
75
0
B2GOLD CORP
COM
11777Q209
BBG001T0CNW6
41616
14400
SH
SOLE
5
14400
0
0
B2GOLD CORP
COM
11777Q209
BBG001T0CNW6
110
38
SH
DFND
2
0
38
0
BANK NEW YORK MELLON CORP
COM
064058100
BBG001S5P6Q6
5630
132
SH
DFND
2
0
132
0
BANK NEW YORK MELLON CORP
COM
064058100
BBG001S5P6Q6
1182216
27719
SH
SOLE
5
17493
5187
5039
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
2412517
6887
SH
SOLE
5
6562
0
325
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
77767
222
SH
DFND
2
0
222
0
BITFARMS LTD
COM
09173B107
BBG00PGMZVM7
29318
27400
SH
SOLE
5
27400
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
BBG001S63L94
234644
4444
SH
SOLE
5
4444
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
BBG001S63L94
13306
252
SH
DFND
1,2,3
0
252
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
302795
5217
SH
SOLE
5
5217
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
12421
214
SH
DFND
2,3
0
214
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
BBG001SR7MB9
1365816
7590
SH
SOLE
5
4798
1316
1476
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
BBG001SR7MB9
15107
84
SH
DFND
1,2,3
0
84
0
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
21021
77
SH
DFND
2
0
77
0
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
1080150
3957
SH
SOLE
5
3957
0
0
CHEMED CORP NEW
COM
16359R103
BBG001S679X0
257252
495
SH
SOLE
5
495
0
0
CHEMED CORP NEW
COM
16359R103
BBG001S679X0
3119
6
SH
DFND
2
0
6
0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
67111
398
SH
DFND
2,3,6
0
398
0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
201995
1198
SH
SOLE
5
1198
0
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
1973819
36715
SH
SOLE
5
28215
4295
4205
CISCO SYS INC
COM
17275R102
BBG001S6HC62
47686
887
SH
DFND
2,6
0
887
0
CME GROUP INC
COM
12572Q105
BBG001S86547
8810
44
SH
DFND
2
0
44
0
CME GROUP INC
COM
12572Q105
BBG001S86547
411052
2053
SH
SOLE
5
2053
0
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
24729
438
SH
DFND
2
0
438
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
372793
6605
SH
SOLE
5
6605
0
0
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
103889
2343
SH
DFND
2,6
0
2343
0
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
301424
6798
SH
SOLE
5
6580
0
218
CONAGRA BRANDS INC
COM
205887102
BBG001S5PGY5
584462
21315
SH
SOLE
5
17452
2500
1363
CONAGRA BRANDS INC
COM
205887102
BBG001S5PGY5
1563
57
SH
DFND
2
0
57
0
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
723149
1280
SH
SOLE
5
1280
0
0
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
72880
129
SH
DFND
2,3
0
129
0
CSX CORP
COM
126408103
BBG001S5Q7Q3
208578
6783
SH
SOLE
5
6783
0
0
CSX CORP
COM
126408103
BBG001S5Q7Q3
11439
372
SH
DFND
2,3
0
372
0
DIMENSIONAL ETF TRUST
INTL CORE EQUITY
25434V799
BBG01631TNW2
766464
32825
SH
SOLE
5
21425
0
11400
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
BBG011DXXNJ2
5625847
120856
SH
SOLE
4,5
118526
0
2330
DIMENSIONAL ETF TRUST
US SMALL CAP VAL
25434V815
BBG015DG3GG1
1973961
77899
SH
SOLE
5
77899
0
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
13212
163
SH
DFND
2,3
0
163
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
307567
3795
SH
SOLE
5
3795
0
0
DOLBY LABORATORIES INC
COM CL A
25659T107
BBG001SDXGH8
3884
49
SH
DFND
2,3
0
49
0
DOLBY LABORATORIES INC
COM CL A
25659T107
BBG001SDXGH8
209722
2646
SH
SOLE
5
2646
0
0
DONALDSON INC
COM
257651109
BBG001S5QDV4
271601
4554
SH
SOLE
5
4554
0
0
ECOLAB INC
COM
278865100
BBG001S5QRB5
11386
67
SH
DFND
2,3
0
67
0
ECOLAB INC
COM
278865100
BBG001S5QRB5
547888
3224
SH
SOLE
5
3099
0
125
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
BBG00DZVQMF1
13100
20000
SH
SOLE
5
20000
0
0
ELI LILLY & CO
COM
532457108
BBG001S5STL8
68216
127
SH
DFND
2
0
127
0
ELI LILLY & CO
COM
532457108
BBG001S5STL8
181550
338
SH
SOLE
5
338
0
0
EQUIFAX INC
COM
294429105
BBG001S5QSK3
266527
1455
SH
SOLE
5
1455
0
0
EQUIFAX INC
COM
294429105
BBG001S5QSK3
3298
18
SH
DFND
2
0
18
0
EVOGENE LTD
SHS
M4119S104
BBG001SR80P1
5865
10000
SH
SOLE
5
10000
0
0
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
441474
3755
SH
SOLE
5
3275
0
480
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
97945
833
SH
DFND
2,6
0
833
0
FASTENAL CO
COM
311900104
BBG001S5R1F7
472891
8655
SH
SOLE
5
8105
0
550
FASTENAL CO
COM
311900104
BBG001S5R1F7
8415
154
SH
DFND
2
0
154
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
BBG005YW3DQ0
910365
20550
SH
SOLE
5
20254
0
296
FIRST TR EXCHNG TRADED FD VI
CBOE EQT DEP NOV
33740F839
BBG00QQFKRG1
449106
12658
SH
SOLE
5
12658
0
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
BBG00FZ4KG74
12056025
286673
SH
SOLE
5
283090
581
3002
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
BBG001SP68G0
3952107
118185
SH
SOLE
5
117485
0
700
FORD MTR CO DEL
COM
345370860
BBG001S5TZ33
174551
14054
SH
SOLE
5
14054
0
0
FORD MTR CO DEL
COM
345370860
BBG001S5TZ33
7179
578
SH
DFND
2
0
578
0
GENERAL ELECTRIC CO
COM NEW
369604301
BBG001S5PVD5
197143
1782
SH
SOLE
5
1782
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
BBG001S5PVD5
14493
131
SH
DFND
2
0
131
0
GRACO INC
COM
384109104
BBG001S5RK56
5321
73
SH
DFND
2,3
0
73
0
GRACO INC
COM
384109104
BBG001S5RK56
410534
5633
SH
SOLE
5
5633
0
0
HERSHEY CO
COM
427866108
BBG001S5S148
11205
56
SH
DFND
1,2,3
0
56
0
HERSHEY CO
COM
427866108
BBG001S5S148
1392437
6959
SH
SOLE
5
4699
1186
1074
HIVE DIGITAL TECHNOLOGIES LT
COM NEW
433921103
BBG001SFKS45
30800
10000
SH
SOLE
5
10000
0
0
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
54691
181
SH
DFND
2
0
181
0
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
558090
1847
SH
SOLE
5
1717
0
130
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
15149
82
SH
DFND
2
0
82
0
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
1226859
6641
SH
SOLE
5
6641
0
0
HORMEL FOODS CORP
COM
440452100
BBG001S5S0D0
2587
68
SH
DFND
2
0
68
0
HORMEL FOODS CORP
COM
440452100
BBG001S5S0D0
262644
6906
SH
SOLE
5
6906
0
0
INTEL CORP
COM
458140100
BBG001S5SF65
272214
7657
SH
SOLE
5
7657
0
0
INTEL CORP
COM
458140100
BBG001S5SF65
37612
1058
SH
DFND
2,6
0
1058
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG001S5S399
23711
169
SH
DFND
2
0
169
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG001S5S399
605762
4318
SH
SOLE
5
4318
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
BBG00KJR0YJ0
13931169
656202
SH
SOLE
5
641212
0
14990
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
BBG00KJR2GD3
18369140
888686
SH
SOLE
5
867881
0
20805
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
BBG00KJR2J47
27705648
1377705
SH
SOLE
5
1343885
0
33820
INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
46138J791
BBG00KJR2K35
471549
25102
SH
SOLE
5
25102
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
1921657
5356
SH
SOLE
5
5266
0
90
ISHARES TR
3 7 YR TREAS BD
464288661
BBG001SSD812
56328427
497777
SH
SOLE
5
480456
1270
16051
ISHARES TR
CORE HIGH DV ETF
46429B663
BBG001V0XLT8
661366
6606
SH
SOLE
5
6606
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
BBG001SFC7W9
285411
3011
SH
SOLE
5
3011
0
0
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
3550192
8229
SH
SOLE
5
8229
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
BBG00D7BBRS7
267050
3863
SH
SOLE
5
3863
0
0
ISHARES TR
ESG AWARE MSCI
46435U663
BBG00KK87757
518349
15344
SH
SOLE
5
15344
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
BBG00FFPFTS4
750984
7963
SH
SOLE
5
7963
0
0
ISHARES TR
ESG AWR US AGRGT
46435U549
BBG00MC0P0K7
362129
7994
SH
SOLE
5
7994
0
0
ISHARES TR
ESG MSCI LEADR
46435U218
BBG00P35VT10
731645
9662
SH
SOLE
5
9662
0
0
ISHARES TR
MSCI ACWI ETF
464288257
BBG001S56QV7
3250496
35190
SH
SOLE
5
35165
0
25
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
13399222
194417
SH
SOLE
5
192246
0
2171
ISHARES TR
MSCI EMG MKT ETF
464287234
BBG001SK77D5
3495994
92121
SH
SOLE
5
90837
0
1284
ISHARES TR
MSCI USA ESG SLC
464288802
BBG001SN86J4
396387
4387
SH
SOLE
5
4387
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
BBG004TRTWW3
92073336
695955
SH
SOLE
5
675665
111
20179
ISHARES TR
NATIONAL MUN ETF
464288414
BBG001SZV978
11638496
113502
SH
SOLE
4,5
110172
0
3330
ISHARES TR
RUS 1000 ETF
464287622
BBG001S562W9
743372
3151
SH
SOLE
5
3151
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
BBG001S56320
662529
2486
SH
SOLE
5
2486
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
BBG001S561V2
338268
3224
SH
SOLE
5
3224
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
2532975
14265
SH
SOLE
5
12874
0
1391
ISHARES TR
S&P 100 ETF
464287101
BBG001SGB026
25934024
128785
SH
SOLE
5
124294
0
4491
ISHARES TR
S&P 500 GRWT ETF
464287309
BBG001S561Q8
426684
6216
SH
SOLE
5
6216
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
BBG001SFQJM9
3518448
34663
SH
SOLE
5
33171
0
1492
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
221992
2035
SH
SOLE
5
1863
0
172
ISHARES TR
SP SMCP600VL ETF
464287879
BBG001SFQL26
203627
2269
SH
SOLE
5
1863
0
406
ISHARES TR
US HLTHCARE ETF
464287762
BBG001SFGXR4
233267
860
SH
SOLE
5
860
0
0
J P MORGAN EXCHANGE TRADED F
EQUITY PREMIUM
46641Q332
BBG00TSG0SK6
651022
12155
SH
SOLE
5
12155
0
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
69153
444
SH
DFND
2,6
0
444
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
991553
6366
SH
SOLE
5
6366
0
0
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
93828
647
SH
DFND
2,6
0
647
0
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
259731
1791
SH
SOLE
5
1569
0
222
LOCKHEED MARTIN CORP
COM
539830109
BBG001S7PS57
14314
35
SH
DFND
2
0
35
0
LOCKHEED MARTIN CORP
COM
539830109
BBG001S7PS57
220023
538
SH
SOLE
5
538
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
61367
155
SH
DFND
2,3
0
155
0
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
234296
592
SH
SOLE
5
522
0
70
MCDONALDS CORP
COM
580135101
BBG001S5T110
21076
80
SH
DFND
2
0
80
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
598198
2271
SH
SOLE
5
2271
0
0
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
23394
296
SH
DFND
2,6
0
296
0
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
1018309
12883
SH
SOLE
5
12883
0
0
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
48832
471
SH
DFND
2,6
0
471
0
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
1509445
14501
SH
SOLE
5
12656
1200
645
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
102372
341
SH
DFND
2
0
341
0
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
1302311
4338
SH
SOLE
5
4113
0
225
MGP INGREDIENTS INC NEW
COM
55303J106
BBG001S5XTL2
369180
3500
SH
SOLE
5
3500
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
6813406
21578
SH
SOLE
5
19702
853
1023
MICROSOFT CORP
COM
594918104
BBG001S5TD05
305015
966
SH
DFND
2,3,6
0
966
0
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
11173
160
SH
DFND
2
0
160
0
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
325176
4657
SH
SOLE
5
4657
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
BBG001S5T9L1
6555
24
SH
DFND
2
0
24
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
BBG001S5T9L1
1494524
5471
SH
SOLE
5
3794
882
795
NETFLIX INC
COM
64110L106
BBG001SF6L46
425556
1127
SH
SOLE
5
1122
0
5
NETFLIX INC
COM
64110L106
BBG001SF6L46
18880
50
SH
DFND
2
0
50
0
NIKE INC
CL B
654106103
BBG001S6NTK2
222433
2318
SH
SOLE
5
2318
0
0
NIKE INC
CL B
654106103
BBG001S6NTK2
10949
114
SH
DFND
2,3
0
114
0
NORTHERN OIL & GAS INC
COM
665531307
BBG001SK2P31
203050
5000
SH
SOLE
5
5000
0
0
NUCOR CORP
COM
670346105
BBG001S5TRV0
494737
3154
SH
SOLE
5
3154
0
0
NUCOR CORP
COM
670346105
BBG001S5TRV0
13020
83
SH
DFND
2
0
83
0
NVIDIA CORPORATION
COM
67066G104
BBG001S5TZJ6
239245
550
SH
SOLE
5
417
0
133
NVIDIA CORPORATION
COM
67066G104
BBG001S5TZJ6
95698
220
SH
DFND
2
0
220
0
ORACLE CORP
COM
68389X105
BBG001S5SJG6
545065
5146
SH
SOLE
5
5146
0
0
ORACLE CORP
COM
68389X105
BBG001S5SJG6
26798
253
SH
DFND
2
0
253
0
OTTER TAIL CORP
COM
689648103
BBG001S5TYX3
566288
7459
SH
SOLE
5
7459
0
0
PACCAR INC
COM
693718108
BBG001S5V1S8
1781744
20957
SH
SOLE
5
14881
3449
2627
PACCAR INC
COM
693718108
BBG001S5V1S8
14029
165
SH
DFND
2,3
0
165
0
PEPSICO INC
COM
713448108
BBG001S695T1
42869
253
SH
DFND
2
0
253
0
PEPSICO INC
COM
713448108
BBG001S695T1
539159
3182
SH
SOLE
5
3182
0
0
PFIZER INC
COM
717081103
BBG001S5V466
1885246
56836
SH
SOLE
5
45238
5958
5640
PFIZER INC
COM
717081103
BBG001S5V466
26536
800
SH
DFND
2,6
0
800
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
212075
2259
SH
SOLE
5
2259
0
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
29946
319
SH
DFND
2,6
0
319
0
POLARIS INC
COM
731068102
BBG001S7HWZ4
964337
9260
SH
SOLE
5
9260
0
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
1418197
9723
SH
SOLE
5
9723
0
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
43904
301
SH
DFND
2
0
301
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
BBG001S5V3C1
305998
5377
SH
SOLE
5
4749
0
628
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
BBG001S5V3C1
4212
74
SH
DFND
2
0
74
0
QUALCOMM INC
COM
747525103
BBG001S6VS70
899253
8097
SH
SOLE
5
5051
1160
1886
QUALCOMM INC
COM
747525103
BBG001S6VS70
17437
157
SH
DFND
2
0
157
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
BBG001T6L7D9
5957069
248833
SH
SOLE
4,5
242265
227
6341
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
BBG001T5XQY3
53156611
1565271
SH
SOLE
4,5
1523564
1061
40646
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
BBG0051GPYJ9
238335
4326
SH
SOLE
5
4326
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
BBG001WBMLH8
5207441
117735
SH
SOLE
5
117089
154
492
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
BBG001T5XQT9
32216950
646278
SH
SOLE
5
624260
0
22018
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
BBG0025RWLM4
2610933
36898
SH
SOLE
5
35824
0
1074
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
BBG001T5XQV6
23078696
456101
SH
SOLE
5
445494
930
9677
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
BBG001T5XQW5
792209
19126
SH
SOLE
4,5
18575
0
551
SELECT SECTOR SPDR TR
ENERGY
81369Y506
BBG001S7T1S7
2064748
22843
SH
SOLE
5
16930
2345
3568
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
BBG001S7T223
213770
6445
SH
SOLE
5
6445
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
BBG001S7SCQ6
299407
2326
SH
SOLE
5
1426
0
900
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
BBG001S7TD56
1114072
18905
SH
SOLE
5
13347
2605
2953
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
BBG001S7TCZ5
811782
4952
SH
SOLE
5
4952
0
0
SERVICE CORP INTL
COM
817565104
BBG001S5WBJ5
1247424
21831
SH
SOLE
5
14126
4088
3617
SERVICE CORP INTL
COM
817565104
BBG001S5WBJ5
2800
49
SH
DFND
2,3
0
49
0
SOUTHERN CO
COM
842587107
BBG001S5W777
295237
4562
SH
SOLE
5
4562
0
0
SOUTHERN CO
COM
842587107
BBG001S5W777
24400
377
SH
DFND
2
0
377
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
BBG001S8LH99
2465237
7340
SH
SOLE
5
6365
0
975
SPDR GOLD TR
GOLD SHS
78463V107
BBG001SCPX28
617392
3601
SH
SOLE
5
3601
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
BBG001SRXRJ1
1375728
44364
SH
SOLE
5
44364
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
BBG001T2PHC3
488273
9130
SH
SOLE
5
9130
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
32228801
75111
SH
SOLE
5
72810
0
2301
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
512976
1200
PRN
Call
SOLE
5
1200
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
BBG001S63NQ1
254757
556
SH
SOLE
5
556
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
BBG001SG6843
554347
10561
SH
SOLE
5
10150
0
411
SPDR SER TR
PORTFOLIO SHORT
78464A474
BBG001T6B0P2
673950
22986
SH
SOLE
5
22986
0
0
SPDR SER TR
S&P KENSHO CLEAN
78468R655
BBG00M9BL931
278662
4131
SH
SOLE
5
4131
0
0
STARBUCKS CORP
COM
855244109
BBG001S72KH6
218775
2397
SH
SOLE
5
2397
0
0
STARBUCKS CORP
COM
855244109
BBG001S72KH6
12048
132
SH
DFND
2,3
0
132
0
TARGET CORP
COM
87612E106
BBG001SC0K41
1121007
10138
SH
SOLE
5
10138
0
0
TARGET CORP
COM
87612E106
BBG001SC0K41
13711
124
SH
DFND
2,6
0
124
0
TERADYNE INC
COM
880770102
BBG001S5WMZ3
4220
42
SH
DFND
2
0
42
0
TERADYNE INC
COM
880770102
BBG001S5WMZ3
412188
4103
SH
SOLE
5
4103
0
0
TESLA INC
COM
88160R101
BBG001SQKGD7
2070571
8275
SH
SOLE
5
8230
0
45
TESLA INC
COM
88160R101
BBG001SQKGD7
39535
158
SH
DFND
2
0
158
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
261890
1647
SH
SOLE
5
1647
0
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
23852
150
SH
DFND
2,3
0
150
0
THE CIGNA GROUP
COM
125523100
BBG00KXRCDQ9
1075910
3761
SH
SOLE
5
2557
436
768
THE CIGNA GROUP
COM
125523100
BBG00KXRCDQ9
15448
54
SH
DFND
2
0
54
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
437631
864
SH
SOLE
5
864
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
27355
54
SH
DFND
2,3
0
54
0
TRACTOR SUPPLY CO
COM
892356106
BBG001S7K017
5686
28
SH
DFND
2
0
28
0
TRACTOR SUPPLY CO
COM
892356106
BBG001S7K017
1440390
7094
SH
SOLE
5
4864
1186
1044
UNION PAC CORP
COM
907818108
BBG001S5X2M0
2089167
10260
SH
SOLE
5
7914
1115
1231
UNION PAC CORP
COM
907818108
BBG001S5X2M0
19956
98
SH
DFND
2
0
98
0
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
1070360
6867
SH
SOLE
5
6817
0
50
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
19017
122
SH
DFND
2,6
0
122
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
48403
96
SH
DFND
2
0
96
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
4078898
8090
SH
SOLE
5
8090
0
0
US BANCORP DEL
COM NEW
902973304
BBG001S6T8C1
5166
154
SH
DFND
2
0
154
0
US BANCORP DEL
COM NEW
902973304
BBG001S6T8C1
1006411
30006
SH
SOLE
5
18878
5515
5613
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
BBG001ST39R1
1534563
21222
SH
SOLE
5
19432
0
1790
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
BBG001ST39Q2
1003037
13344
SH
SOLE
5
13344
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
BBG001SK7DK4
27390308
392524
SH
SOLE
4,5
379903
464
12157
VANGUARD INDEX FDS
GROWTH ETF
922908736
BBG001SHTTS4
8100134
29746
SH
SOLE
5
29069
0
677
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
BBG001SRN7W1
15951763
121806
SH
SOLE
5
119322
0
2484
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
BBG001SMD2X3
862654
11293
SH
SOLE
5
7866
1557
1870
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
BBG001TC6MC1
499442
1267
SH
SOLE
5
1189
0
78
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
BBG001SHVTR2
4060935
25462
SH
SOLE
5
24912
0
550
VANGUARD INDEX FDS
SMALL CP ETF
922908751
BBG001SHTTV0
242766
1284
SH
SOLE
5
1284
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
BBG001SHTB03
7713147
36313
SH
SOLE
4,5
36018
0
295
VANGUARD INDEX FDS
VALUE ETF
922908744
BBG001SHVR78
203033
1472
SH
SOLE
5
1472
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
BBG001SP7T00
5280107
101795
SH
SOLE
5
99860
0
1935
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
20499212
522806
SH
SOLE
4,5
506683
147
15976
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
BBG001T2YZG9
5308558
56971
SH
SOLE
5
53661
0
3310
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
BBG001SQX4T3
699185
4478
SH
SOLE
5
4478
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
BBG001SSPWL4
1387746
31742
SH
SOLE
5
31446
0
296
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
279170
2702
SH
SOLE
5
2702
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
BBG001T0Y6Y7
1699122
11188
SH
SOLE
4,5
11188
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
BBG001SHVR32
208911
885
SH
SOLE
5
885
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
637959
19684
SH
SOLE
5
10940
3863
4881
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
15168
468
SH
DFND
2
0
468
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
59573
259
SH
DFND
2,3
0
259
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
351543
1528
SH
SOLE
5
1528
0
0
WALMART INC
COM
931142103
BBG001S5XH92
31986
200
SH
DFND
2
0
200
0
WALMART INC
COM
931142103
BBG001S5XH92
182960
1144
SH
SOLE
5
1144
0
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
24067
589
SH
DFND
2,3
0
589
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
292190
7151
SH
SOLE
5
7151
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
BBG004LMH3Z6
37102682
584386
SH
SOLE
5
568123
0
16263
WISDOMTREE TR
YIELD ENHANCD US
97717X511
BBG009KCY2C6
658930
15874
SH
SOLE
5
14184
0
1690
WORLD GOLD TR
SPDR GLD MINIS
98149E303
BBG00L8YYQ05
18900393
515559
SH
SOLE
5
504878
77
10604
XCEL ENERGY INC
COM
98389B100
BBG001S7F0X8
6171
107
SH
DFND
1,2
0
107
0
XCEL ENERGY INC
COM
98389B100
BBG001S7F0X8
404799
7011
SH
SOLE
5
7011
0
0