0001085146-23-000363.txt : 20230125
0001085146-23-000363.hdr.sgml : 20230125
20230125074726
ACCESSION NUMBER: 0001085146-23-000363
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230125
DATE AS OF CHANGE: 20230125
EFFECTIVENESS DATE: 20230125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 23549837
BUSINESS ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
BUSINESS PHONE: 612-378-7560
MAIL ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001557485
XXXXXXXX
12-31-2022
12-31-2022
false
SNS Financial Group, LLC
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN
55414
13F HOLDINGS REPORT
028-15525
N
Jason Ranallo
Vice President
612-378-7560
/s/Jason Ranallo
Minneapolis
MN
01-23-2023
5
291
740691669
1
Anchor
2
Dimensional Fund Advisors
3
Parametric
4
Other
5
Vector WM
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
BBG001S5T7X2
18708
156
SH
DFND
2,6
0
156
0
3M CO
COM
88579Y101
BBG001S5T7X2
3181025
26526
SH
SOLE
5
21921
0
4605
ABBOTT LABS
COM
002824100
BBG001S5N9M6
10759
98
SH
DFND
2
0
98
0
ABBOTT LABS
COM
002824100
BBG001S5N9M6
1655219
15076
SH
SOLE
5
12626
0
2450
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
1621081
10031
SH
SOLE
5
7301
0
2730
ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
40402
250
SH
DFND
2,3
0
250
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
BBG001SJLJT9
92620
22000
SH
SOLE
5
22000
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
370641
1389
SH
SOLE
5
1294
0
95
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
BBG001SCXK90
18412
69
SH
DFND
2,3
0
69
0
AIM IMMUNOTECH INC
COM
00901B105
BBG001SB9J29
3119
10000
SH
SOLE
5
10000
0
0
AIR PRODS & CHEMS INC
COM
009158106
BBG001S5NSB6
10226
33
SH
DFND
2,3
0
33
0
AIR PRODS & CHEMS INC
COM
009158106
BBG001S5NSB6
249144
804
SH
SOLE
5
54
0
750
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
1110110
12582
SH
SOLE
5
10867
0
1715
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
44821
508
SH
DFND
2,3
0
508
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
49156
554
SH
DFND
2,3
0
554
0
ALPHABET INC
CAP STK CL C
02079K107
BBG009S3NB21
1179222
13290
SH
SOLE
5
11990
0
1300
AMAZON COM INC
COM
023135106
BBG001S5PQL7
41328
492
SH
DFND
2
0
492
0
AMAZON COM INC
COM
023135106
BBG001S5PQL7
1372980
16345
SH
SOLE
5
15125
0
1220
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
BBG00Q9MQZW3
12783904
171573
SH
SOLE
5
164137
0
7436
AMERICAN TOWER CORP NEW
COM
03027X100
BBG001S5NPQ6
6403
30
SH
DFND
3
0
30
0
AMERICAN TOWER CORP NEW
COM
03027X100
BBG001S5NPQ6
311807
1461
SH
SOLE
5
218
0
1243
AMGEN INC
COM
031162100
BBG001S5NNL6
20749
79
SH
DFND
2
0
79
0
AMGEN INC
COM
031162100
BBG001S5NNL6
1833490
6981
SH
SOLE
5
5530
0
1451
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
BBG001SLQWW6
185200
20000
SH
SOLE
5
20000
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
21311622
164024
SH
SOLE
5
155373
0
8651
APPLE INC
COM
037833100
BBG001S5N8V8
162283
1249
SH
DFND
2
0
1249
0
APPLE INC
COM
037833100
BBG001S5N8V8
1299300
10000
PRN
Call
SOLE
5
10000
0
0
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
BBG007HWZ845
7640
10000
SH
SOLE
5
10000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
10791
45
SH
DFND
2
0
45
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
BBG001S82KF6
358964
1495
SH
SOLE
5
1495
0
0
B2GOLD CORP
COM
11777Q209
BBG001T0CNW6
57
16
SH
DFND
2
0
16
0
B2GOLD CORP
COM
11777Q209
BBG001T0CNW6
51408
14400
SH
SOLE
5
14400
0
0
BANK AMERICA CORP
COM
060505104
BBG001S5P0Y0
33782
1020
SH
DFND
2,6
0
1020
0
BANK AMERICA CORP
COM
060505104
BBG001S5P0Y0
441852
13341
SH
SOLE
5
4341
0
9000
BANK NEW YORK MELLON CORP
COM
064058100
BBG001S5P6Q6
4097
90
SH
DFND
2
0
90
0
BANK NEW YORK MELLON CORP
COM
064058100
BBG001S5P6Q6
1270645
27914
SH
SOLE
5
20810
0
7104
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
49115
159
SH
DFND
2
0
159
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
BBG001S90346
2312116
7485
SH
SOLE
5
7160
0
325
BITFARMS LTD
COM
09173B107
BBG00PGMZVM7
12056
27400
SH
SOLE
5
27400
0
0
BOEING CO
COM
097023105
BBG001S5P0V3
257651
1353
SH
SOLE
5
453
0
900
BOEING CO
COM
097023105
BBG001S5P0V3
8953
47
SH
DFND
2
0
47
0
BOSTON SCIENTIFIC CORP
COM
101137107
BBG001S63L94
204421
4418
SH
SOLE
5
4418
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
BBG001S63L94
11059
239
SH
DFND
1,2,3
0
239
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
406014
5643
SH
SOLE
5
5643
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
23600
328
SH
DFND
2,3
0
328
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
BBG001SR7MB9
10114
75
SH
DFND
1,2,3
0
75
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
BBG001SR7MB9
1165822
8645
SH
SOLE
5
6341
0
2304
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
13894
58
SH
DFND
2
0
58
0
CATERPILLAR INC
COM
149123101
BBG001S5PJ06
937095
3912
SH
SOLE
5
3912
0
0
CELCUITY INC
COM
15102K100
BBG00HKBW054
190438
13593
SH
SOLE
5
0
0
13593
CHEMED CORP NEW
COM
16359R103
BBG001S679X0
2552
5
SH
DFND
2
0
5
0
CHEMED CORP NEW
COM
16359R103
BBG001S679X0
252663
495
SH
SOLE
5
495
0
0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
231529
1290
SH
SOLE
5
1290
0
0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
54385
303
SH
DFND
2,3,6
0
303
0
CIGNA CORP NEW
COM
125523100
BBG00KXRCDQ9
221998
670
SH
SOLE
5
670
0
0
CIGNA CORP NEW
COM
125523100
BBG00KXRCDQ9
14248
43
SH
DFND
2
0
43
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
35873
753
SH
DFND
2,3,6
0
753
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
1801907
37823
SH
SOLE
5
31625
0
6198
CLEANSPARK INC
COM NEW
18452B209
BBG001S7F576
27826
13640
SH
SOLE
5
13640
0
0
CME GROUP INC
COM
12572Q105
BBG001S86547
3868
23
SH
DFND
2
0
23
0
CME GROUP INC
COM
12572Q105
BBG001S86547
457563
2721
SH
SOLE
5
2721
0
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
494441
7773
SH
SOLE
5
7773
0
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
24045
378
SH
DFND
2
0
378
0
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
278676
7969
SH
SOLE
5
7751
0
218
COMCAST CORP NEW
CL A
20030N101
BBG001S5PXL2
31088
889
SH
DFND
2,6
0
889
0
CONAGRA BRANDS INC
COM
205887102
BBG001S5PGY5
3212
83
SH
DFND
2
0
83
0
CONAGRA BRANDS INC
COM
205887102
BBG001S5PGY5
2392956
61833
SH
SOLE
5
47336
0
14497
CORNING INC
COM
219350105
BBG001S5RLH1
3290
103
SH
DFND
2
0
103
0
CORNING INC
COM
219350105
BBG001S5RLH1
1029264
32225
SH
SOLE
5
22769
0
9456
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
980562
2148
SH
SOLE
5
1545
0
603
COSTCO WHSL CORP NEW
COM
22160K105
BBG001S9KRQ7
15978
35
SH
DFND
2,3
0
35
0
CSX CORP
COM
126408103
BBG001S5Q7Q3
209859
6774
SH
SOLE
5
6774
0
0
CSX CORP
COM
126408103
BBG001S5Q7Q3
7745
250
SH
DFND
2
0
250
0
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
BBG011DXXNJ2
5451950
131025
SH
SOLE
4,5
128695
0
2330
DIMENSIONAL ETF TRUST
US SMALL CAP VAL
25434V815
BBG015DG3GG1
1151186
46475
SH
SOLE
5
46475
0
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
13901
160
SH
DFND
2,3
0
160
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
543849
6260
SH
SOLE
5
3760
0
2500
DONALDSON INC
COM
257651109
BBG001S5QDV4
257144
4368
SH
SOLE
5
4368
0
0
DOW INC
COM
260557103
BBG00BN96931
15319
304
SH
DFND
2,6
0
304
0
DOW INC
COM
260557103
BBG00BN96931
185334
3678
SH
SOLE
5
1929
0
1749
ECOLAB INC
COM
278865100
BBG001S5QRB5
7597
52
SH
DFND
2,3
0
52
0
ECOLAB INC
COM
278865100
BBG001S5QRB5
483142
3307
SH
SOLE
5
3182
0
125
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
BBG00DZVQMF1
12074
20000
SH
SOLE
5
20000
0
0
EMERSON ELEC CO
COM
291011104
BBG001S5QVT7
6244
65
SH
DFND
2
0
65
0
EMERSON ELEC CO
COM
291011104
BBG001S5QVT7
368966
3841
SH
SOLE
5
2336
0
1505
ENZO BIOCHEM INC
COM
294100102
BBG001S5QWQ8
89375
62500
SH
SOLE
5
0
0
62500
EQUIFAX INC
COM
294429105
BBG001S5QSK3
282405
1453
SH
SOLE
5
1453
0
0
EQUIFAX INC
COM
294429105
BBG001S5QSK3
2527
13
SH
DFND
2
0
13
0
EVOGENE LTD
SHS
M4119S104
BBG001SR80P1
7000
10000
SH
SOLE
5
10000
0
0
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
57246
519
SH
DFND
2,6
0
519
0
EXXON MOBIL CORP
COM
30231G102
BBG001S69V32
799287
7246
SH
SOLE
5
6766
0
480
FASTENAL CO
COM
311900104
BBG001S5R1F7
443956
9382
SH
SOLE
5
8832
0
550
FASTENAL CO
COM
311900104
BBG001S5R1F7
4401
93
SH
DFND
2
0
93
0
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
BBG005GHHC44
210638
8601
SH
SOLE
5
8601
0
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
BBG005YW3DQ0
1387609
29809
SH
SOLE
5
26910
0
2899
FIRST TR EXCHNG TRADED FD VI
CBOE EQT DEP NOV
33740F839
BBG00QQFKRG1
413537
12658
SH
SOLE
5
12658
0
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
BBG00FZ4KG74
13031885
296719
SH
SOLE
5
292759
0
3960
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
BBG001SP68G0
8492705
232295
SH
SOLE
5
226720
0
5575
FORD MTR CO DEL
COM
345370860
BBG001S5TZ33
163657
14072
SH
SOLE
5
14072
0
0
FORD MTR CO DEL
COM
345370860
BBG001S5TZ33
5548
477
SH
DFND
2
0
477
0
GENERAL MLS INC
COM
370334104
BBG001S5RKR2
236796
2824
SH
SOLE
5
2824
0
0
GENERAL MLS INC
COM
370334104
BBG001S5RKR2
9643
115
SH
DFND
2
0
115
0
GILEAD SCIENCES INC
COM
375558103
BBG001S6Y1X7
341597
3979
SH
SOLE
5
1326
0
2653
GILEAD SCIENCES INC
COM
375558103
BBG001S6Y1X7
12620
147
SH
DFND
2
0
147
0
GRACO INC
COM
384109104
BBG001S5RK56
445934
6630
SH
SOLE
5
6630
0
0
GRACO INC
COM
384109104
BBG001S5RK56
4305
64
SH
DFND
2,3
0
64
0
HERSHEY CO
COM
427866108
BBG001S5S148
1826485
7887
SH
SOLE
5
6181
0
1706
HERSHEY CO
COM
427866108
BBG001S5S148
16905
73
SH
DFND
1,2,3
0
73
0
HIVE BLOCKCHAIN TECHNLGIES L
COM NEW
43366H704
BBG001SFKS45
14400
10000
SH
SOLE
5
10000
0
0
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
601082
1903
SH
SOLE
5
1773
0
130
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
30954
98
SH
DFND
2
0
98
0
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
1485313
6931
SH
SOLE
5
6931
0
0
HONEYWELL INTL INC
COM
438516106
BBG001S5X1N1
13072
61
SH
DFND
2
0
61
0
HORMEL FOODS CORP
COM
440452100
BBG001S5S0D0
2004
44
SH
DFND
2
0
44
0
HORMEL FOODS CORP
COM
440452100
BBG001S5S0D0
294833
6473
SH
SOLE
5
6473
0
0
INSULET CORP
COM
45784P101
BBG001SRF439
256119
870
SH
SOLE
5
870
0
0
INSULET CORP
COM
45784P101
BBG001SRF439
1472
5
SH
DFND
2
0
5
0
INTEL CORP
COM
458140100
BBG001S5SF65
235074
8894
SH
SOLE
5
8894
0
0
INTEL CORP
COM
458140100
BBG001S5SF65
19902
753
SH
DFND
2,6
0
753
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG001S5S399
616339
4375
SH
SOLE
5
4375
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG001S5S399
14653
104
SH
DFND
2
0
104
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
BBG00KJR0YJ0
17538168
835947
SH
SOLE
5
810479
0
25468
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
BBG00KJR2GD3
17169525
838147
SH
SOLE
5
820107
0
18040
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
BBG00KJR2J47
4844576
240545
SH
SOLE
5
230975
0
9570
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
1444579
5425
SH
SOLE
5
5335
0
90
INVESCO QQQ TR
UNIT SER 1
46090E103
BBG001S9GN63
159768
600
PRN
Call
SOLE
5
600
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
BBG001SKXPR1
250328
3084
SH
SOLE
5
3084
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
BBG001SSD812
61404873
534467
SH
SOLE
5
518161
0
16306
ISHARES TR
CORE HIGH DV ETF
46429B663
BBG001V0XLT8
25692005
246470
SH
SOLE
5
232934
0
13536
ISHARES TR
CORE S&P SCP ETF
464287804
BBG001SFC7W9
371584
3926
SH
SOLE
5
3926
0
0
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
3147903
8193
SH
SOLE
5
8193
0
0
ISHARES TR
CORE US AGGBD ET
464287226
BBG001SM1QT8
778873
8030
SH
SOLE
5
7841
0
189
ISHARES TR
ESG AW MSCI EAFE
46435G516
BBG00D7BBRS7
235152
3577
SH
SOLE
5
3577
0
0
ISHARES TR
ESG AWARE MSCI
46435U663
BBG00KK87757
603841
18365
SH
SOLE
5
18365
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
BBG00FFPFTS4
632235
7460
SH
SOLE
5
7460
0
0
ISHARES TR
ESG AWR US AGRGT
46435U549
BBG00MC0P0K7
386166
8262
SH
SOLE
5
8262
0
0
ISHARES TR
ESG MSCI LEADR
46435U218
BBG00P35VT10
766875
11565
SH
SOLE
5
11565
0
0
ISHARES TR
MSCI ACWI ETF
464288257
BBG001S56QV7
3368996
39691
SH
SOLE
5
39666
0
25
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
15598143
237632
SH
SOLE
5
225548
0
12084
ISHARES TR
MSCI EMG MKT ETF
464287234
BBG001SK77D5
4344569
114632
SH
SOLE
5
111132
0
3500
ISHARES TR
MSCI USA ESG SLC
464288802
BBG001SN86J4
370769
4504
SH
SOLE
5
4504
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
BBG004TRTWW3
79756243
699862
SH
SOLE
5
680374
0
19488
ISHARES TR
NATIONAL MUN ETF
464288414
BBG001SZV978
17589762
166696
SH
SOLE
4,5
163366
0
3330
ISHARES TR
RUS 1000 ETF
464287622
BBG001S562W9
443145
2105
SH
SOLE
5
2105
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
BBG001S56320
404057
1886
SH
SOLE
5
1886
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
BBG001S561V2
401451
3811
SH
SOLE
5
3811
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
4029645
23111
SH
SOLE
5
21218
0
1893
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
139488
800
PRN
Call
SOLE
5
800
0
0
ISHARES TR
S&P 100 ETF
464287101
BBG001SGB026
22087616
129493
SH
SOLE
5
125317
0
4176
ISHARES TR
S&P 500 GRWT ETF
464287309
BBG001S561Q8
337136
5763
SH
SOLE
5
5763
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
BBG001SFQJM9
3583440
35550
SH
SOLE
5
33963
0
1587
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
271104
2248
SH
SOLE
5
2076
0
172
ISHARES TR
SP SMCP600VL ETF
464287879
BBG001SFQL26
434179
4755
SH
SOLE
5
4016
0
739
ISHARES TR
US HLTHCARE ETF
464287762
BBG001SFGXR4
243991
860
SH
SOLE
5
860
0
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
62534
354
SH
DFND
2,6
0
354
0
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
1546625
8755
SH
SOLE
5
6608
0
2147
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
69330
517
SH
DFND
2,6
0
517
0
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
520844
3884
SH
SOLE
5
1462
0
2422
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
42075
121
SH
DFND
2,3
0
121
0
MASTERCARD INCORPORATED
CL A
57636Q104
BBG001SKNNS6
182777
526
SH
SOLE
5
456
0
70
MCDONALDS CORP
COM
580135101
BBG001S5T110
784194
2976
SH
SOLE
5
2976
0
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
15285
58
SH
DFND
2
0
58
0
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
19130
244
SH
DFND
2,6
0
244
0
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
1015946
12957
SH
SOLE
5
12957
0
0
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
4091507
36637
SH
SOLE
5
29867
0
6770
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
43108
386
SH
DFND
2,6
0
386
0
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
20939
174
SH
DFND
2
0
174
0
META PLATFORMS INC
CL A
30303M102
BBG001SQCQC5
556693
4626
SH
SOLE
5
4369
0
257
MGP INGREDIENTS INC NEW
COM
55303J106
BBG001S5XTL2
372330
3500
SH
SOLE
5
3500
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
BBG001S787B5
5760
82
SH
DFND
2
0
82
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
BBG001S787B5
263438
3750
SH
SOLE
5
0
0
3750
MICROSOFT CORP
COM
594918104
BBG001S5TD05
134539
561
SH
DFND
2,3,6
0
561
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
6656518
27756
SH
SOLE
5
23762
0
3994
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
354950
5295
SH
SOLE
5
5295
0
0
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
7910
118
SH
DFND
2
0
118
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
BBG001S5T9L1
4654
18
SH
DFND
2
0
18
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
BBG001S5T9L1
2285989
8840
SH
SOLE
5
6759
0
2081
NETFLIX INC
COM
64110L106
BBG001SF6L46
342945
1163
SH
SOLE
5
1158
0
5
NETFLIX INC
COM
64110L106
BBG001SF6L46
10616
36
SH
DFND
2
0
36
0
NEXTERA ENERGY INC
COM
65339F101
BBG001S5RB29
33524
401
SH
DFND
2,3,6
0
401
0
NEXTERA ENERGY INC
COM
65339F101
BBG001S5RB29
267018
3194
SH
SOLE
5
3194
0
0
NIKE INC
CL B
654106103
BBG001S6NTK2
13690
117
SH
DFND
2,3
0
117
0
NIKE INC
CL B
654106103
BBG001S6NTK2
274505
2346
SH
SOLE
5
2346
0
0
NUCOR CORP
COM
670346105
BBG001S5TRV0
7807
59
SH
DFND
2
0
59
0
NUCOR CORP
COM
670346105
BBG001S5TRV0
416808
3150
SH
SOLE
5
3150
0
0
ORACLE CORP
COM
68389X105
BBG001S5SJG6
14631
179
SH
DFND
2
0
179
0
ORACLE CORP
COM
68389X105
BBG001S5SJG6
481040
5885
SH
SOLE
5
5885
0
0
OTTER TAIL CORP
COM
689648103
BBG001S5TYX3
437918
7459
SH
SOLE
5
7459
0
0
PACCAR INC
COM
693718108
BBG001S5V1S8
2765997
27179
SH
SOLE
5
20986
0
6193
PACCAR INC
COM
693718108
BBG001S5V1S8
8956
88
SH
DFND
2,3
0
88
0
PACER FDS TR
TRENDP US LAR CP
69374H105
BBG009BJW8D9
312817
8344
SH
SOLE
5
8344
0
0
PEPSICO INC
COM
713448108
BBG001S695T1
591011
3251
SH
SOLE
5
3251
0
0
PEPSICO INC
COM
713448108
BBG001S695T1
34140
188
SH
DFND
2
0
188
0
PFIZER INC
COM
717081103
BBG001S5V466
2512635
49037
SH
SOLE
5
44254
0
4783
PFIZER INC
COM
717081103
BBG001S5V466
34587
675
SH
DFND
2,6
0
675
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
31154
304
SH
DFND
2,6
0
304
0
PHILIP MORRIS INTL INC
COM
718172109
BBG001STP9N1
293295
2862
SH
SOLE
5
2862
0
0
POLARIS INC
COM
731068102
BBG001S7HWZ4
945360
9360
SH
SOLE
5
9360
0
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
27432
181
SH
DFND
2
0
181
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
1502717
9915
SH
SOLE
5
9915
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
BBG001S5V3C1
1401679
22877
SH
SOLE
5
16191
0
6686
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
BBG001S5V3C1
2696
44
SH
DFND
2
0
44
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
BBG001S5X5Q9
26744
265
SH
DFND
2,6
0
265
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
BBG001S5X5Q9
507980
5033
SH
SOLE
5
2143
0
2890
SCHWAB CHARLES CORP
COM
808513105
BBG001S5VXD4
19316
232
SH
DFND
2,3
0
232
0
SCHWAB CHARLES CORP
COM
808513105
BBG001S5VXD4
760830
9138
SH
SOLE
5
2140
0
6998
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
BBG001T6L7D9
6059782
256011
SH
SOLE
4,5
248903
0
7108
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
BBG001T5XQY3
47820818
1484658
SH
SOLE
4,5
1447397
0
37261
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
BBG0051GPYJ9
227634
4326
SH
SOLE
5
4326
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
BBG001WBMLH8
4417263
96764
SH
SOLE
5
96299
0
465
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
BBG001T5XQT9
28869636
644268
SH
SOLE
5
623899
0
20369
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
BBG0025RWLM4
5417767
71721
SH
SOLE
5
69972
0
1749
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
BBG001T5XQV6
19142292
423971
SH
SOLE
5
412613
0
11358
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
BBG001T5XQW5
932731
23025
SH
SOLE
4,5
22479
0
546
SELECT SECTOR SPDR TR
ENERGY
81369Y506
BBG001S7T1S7
2824006
32285
SH
SOLE
5
22945
0
9340
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
BBG001S7T223
227179
6643
SH
SOLE
5
6643
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
BBG001S7SCQ6
305074
2246
SH
SOLE
5
1546
0
700
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
BBG001S7TD56
420321
5962
SH
SOLE
5
5962
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
BBG001S7TD56
352500
5000
PRN
Call
SOLE
5
0
0
5000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
BBG001S7TCZ5
628671
5052
SH
SOLE
5
5052
0
0
SERVICE CORP INTL
COM
817565104
BBG001S5WBJ5
1660466
24016
SH
SOLE
5
18332
0
5684
SERVICE CORP INTL
COM
817565104
BBG001S5WBJ5
4909
71
SH
DFND
2,3
0
71
0
SOUTHERN CO
COM
842587107
BBG001S5W777
358170
5016
SH
SOLE
5
5016
0
0
SOUTHERN CO
COM
842587107
BBG001S5W777
4713
66
SH
DFND
2
0
66
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
BBG001S8LH99
3836722
11554
SH
SOLE
5
10448
0
1106
SPDR GOLD TR
GOLD SHS
78463V107
BBG001SCPX28
930984
5488
SH
SOLE
5
4988
0
500
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
BBG001SRXRJ1
2913465
98129
SH
SOLE
5
85724
0
12405
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
BBG001SRXRD7
534841
16227
SH
SOLE
5
15568
0
659
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
BBG001T2PHC3
451618
9228
SH
SOLE
5
9228
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
34679959
90262
SH
SOLE
5
85988
0
4274
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
2179851
5700
PRN
Call
SOLE
5
4800
0
900
SPDR SER TR
ICE PFD SEC ETF
78464A292
BBG001T5L3N9
1258220
38337
SH
SOLE
5
38337
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
BBG001SG6843
1219042
25778
SH
SOLE
5
24643
0
1135
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
BBG001STKD11
1200475
47771
SH
SOLE
5
44131
0
3640
SPDR SER TR
PORTFOLIO S&P600
78468R853
BBG004T58LZ5
361604
9781
SH
SOLE
5
4691
0
5090
SPDR SER TR
PORTFOLIO SHORT
78464A474
BBG001T6B0P2
505072
17191
SH
SOLE
5
17191
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
BBG001SPTBP8
390536
3122
SH
SOLE
5
122
0
3000
SPDR SER TR
S&P KENSHO CLEAN
78468R655
BBG00M9BL931
338767
4131
SH
SOLE
5
4131
0
0
STARBUCKS CORP
COM
855244109
BBG001S72KH6
429437
4329
SH
SOLE
5
2829
0
1500
STARBUCKS CORP
COM
855244109
BBG001S72KH6
13194
133
SH
DFND
2,3
0
133
0
TARGET CORP
COM
87612E106
BBG001SC0K41
1589604
10666
SH
SOLE
5
10666
0
0
TARGET CORP
COM
87612E106
BBG001SC0K41
22505
151
SH
DFND
2,6
0
151
0
TERADYNE INC
COM
880770102
BBG001S5WMZ3
2795
32
SH
DFND
2
0
32
0
TERADYNE INC
COM
880770102
BBG001S5WMZ3
409846
4692
SH
SOLE
5
4692
0
0
TESLA INC
COM
88160R101
BBG001SQKGD7
1553793
12614
SH
SOLE
5
12569
0
45
TESLA INC
COM
88160R101
BBG001SQKGD7
8746
71
SH
DFND
2
0
71
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
19992
121
SH
DFND
2,3
0
121
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
269309
1630
SH
SOLE
5
1630
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
28651
52
SH
DFND
2,3
0
52
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
BBG001S5WS08
472198
857
SH
SOLE
5
857
0
0
TRACTOR SUPPLY CO
COM
892356106
BBG001S7K017
6074
27
SH
DFND
2
0
27
0
TRACTOR SUPPLY CO
COM
892356106
BBG001S7K017
2892813
12859
SH
SOLE
5
8914
0
3945
UNION PAC CORP
COM
907818108
BBG001S5X2M0
2535286
12244
SH
SOLE
5
9050
0
3194
UNION PAC CORP
COM
907818108
BBG001S5X2M0
12217
59
SH
DFND
2
0
59
0
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
1191847
6856
SH
SOLE
5
6806
0
50
UNITED PARCEL SERVICE INC
CL B
911312106
BBG001SDGSH1
22078
127
SH
DFND
2,6
0
127
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
43475
82
SH
DFND
2
0
82
0
UNITEDHEALTH GROUP INC
COM
91324P102
BBG001S6WCJ1
4325208
8158
SH
SOLE
5
8158
0
0
US BANCORP DEL
COM NEW
902973304
BBG001S6T8C1
1285683
29160
SH
SOLE
5
22684
0
6476
US BANCORP DEL
COM NEW
902973304
BBG001S6T8C1
3968
90
SH
DFND
2
0
90
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
BBG001ST39R1
2808999
37796
SH
SOLE
5
34172
0
3624
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
BBG001ST39Q2
1965847
26114
SH
SOLE
5
26114
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
BBG001SK7DK4
27085260
377022
SH
SOLE
4,5
364671
0
12351
VANGUARD INDEX FDS
GROWTH ETF
922908736
BBG001SHTTS4
7353361
34505
SH
SOLE
5
33828
0
677
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
BBG001SRN7W1
11496315
85007
SH
SOLE
5
82736
0
2271
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
BBG001SMD2X3
1157003
14028
SH
SOLE
5
10603
0
3425
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
BBG001TC6MC1
488765
1391
SH
SOLE
5
1313
0
78
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
BBG001SHVTR2
4656175
29321
SH
SOLE
5
27602
0
1719
VANGUARD INDEX FDS
SMALL CP ETF
922908751
BBG001SHTTV0
294949
1607
SH
SOLE
5
1607
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
BBG001SHTB03
9837742
51455
SH
SOLE
4,5
50519
0
936
VANGUARD INDEX FDS
VALUE ETF
922908744
BBG001SHVR78
329589
2348
SH
SOLE
5
2348
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
BBG001SP7T00
5659502
112874
SH
SOLE
5
110639
0
2235
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
20340223
521812
SH
SOLE
4,5
502990
0
18822
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
BBG001T2YZG9
5738703
66582
SH
SOLE
5
63238
0
3344
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
BBG001SQX4T3
836924
5512
SH
SOLE
5
5512
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
BBG001SSPWL4
1112275
26502
SH
SOLE
5
26206
0
296
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
215695
1993
SH
SOLE
5
1993
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
BBG001T0Y6Y7
1497444
11310
SH
SOLE
4,5
11310
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
BBG001SHVR32
219480
885
SH
SOLE
5
885
0
0
VISA INC
COM CL A
92826C839
BBG001SRCFY3
616918
2969
SH
SOLE
5
1644
0
1325
VISA INC
COM CL A
92826C839
BBG001SRCFY3
43214
208
SH
DFND
2,3
0
208
0
WALMART INC
COM
931142103
BBG001S5XH92
21479
151
SH
DFND
2
0
151
0
WALMART INC
COM
931142103
BBG001S5XH92
198434
1395
SH
SOLE
5
1395
0
0
WASTE MGMT INC DEL
COM
94106L109
BBG001S5XH47
6275
40
SH
DFND
2
0
40
0
WASTE MGMT INC DEL
COM
94106L109
BBG001S5XH47
208005
1326
SH
SOLE
5
1326
0
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
268504
6503
SH
SOLE
5
6503
0
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
19984
484
SH
DFND
2,3
0
484
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
BBG009KCY2C6
1577794
36994
SH
SOLE
5
35304
0
1690
WORLD GOLD TR
SPDR GLD MINIS
98149E303
BBG00L8YYQ05
18816339
519932
SH
SOLE
5
510288
0
9644
XCEL ENERGY INC
COM
98389B100
BBG001S7F0X8
8754
124
SH
DFND
1,2
0
124
0
XCEL ENERGY INC
COM
98389B100
BBG001S7F0X8
521976
7394
SH
SOLE
5
7394
0
0