0001085146-22-003352.txt : 20221012
0001085146-22-003352.hdr.sgml : 20221012
20221011201135
ACCESSION NUMBER: 0001085146-22-003352
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221012
DATE AS OF CHANGE: 20221011
EFFECTIVENESS DATE: 20221012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 221305244
BUSINESS ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
BUSINESS PHONE: 612-378-7560
MAIL ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001557485
XXXXXXXX
09-30-2022
09-30-2022
false
SNS Financial Group, LLC
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN
55414
13F HOLDINGS REPORT
028-15525
N
Jason Ranallo
Vice President
612-378-7560
/s/Jason Ranallo
Minneapolis
MN
10-11-2022
5
278
695246
1
Anchor
2
Dimensional Fund Advisors
3
Parametric
4
Other
5
Vector WM
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
3383
30611
SH
SOLE
5
25466
0
5145
3M CO
COM
88579Y101
6
56
SH
DFND
2
0
56
0
ABBOTT LABS
COM
002824100
8
78
SH
DFND
2
0
78
0
ABBOTT LABS
COM
002824100
1447
14953
SH
SOLE
5
12503
0
2450
ABBVIE INC
COM
00287Y109
1323
9854
SH
SOLE
5
7124
0
2730
ABBVIE INC
COM
00287Y109
22
165
SH
DFND
2,3
0
165
0
ACACIA RESH CORP
ACACIA TCH COM
003881307
89
22000
SH
SOLE
5
22000
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
12
48
SH
DFND
2,3
0
48
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
357
1389
SH
SOLE
5
1294
0
95
AIM IMMUNOTECH INC
COM
00901B105
6
10000
SH
SOLE
5
10000
0
0
ALPHABET INC
CAP STK CL A
02079K305
16
166
SH
DFND
2,3
0
166
0
ALPHABET INC
CAP STK CL A
02079K305
1198
12525
SH
SOLE
5
10865
0
1660
ALPHABET INC
CAP STK CL C
02079K107
20
212
SH
DFND
2,3
0
212
0
ALPHABET INC
CAP STK CL C
02079K107
1268
13190
SH
SOLE
5
11890
0
1300
AMAZON COM INC
COM
023135106
36
320
SH
DFND
2
0
320
0
AMAZON COM INC
COM
023135106
1839
16273
SH
SOLE
5
15053
0
1220
AMAZON COM INC
COM
023135106
158
1400
PRN
Put
SOLE
5
1400
0
0
AMERICAN CENTY ETF TR
US SML CP VALU
025072877
9993
151087
SH
SOLE
5
147219
0
3868
AMERICAN TOWER CORP NEW
COM
03027X100
311
1450
SH
SOLE
5
207
0
1243
AMERICAN TOWER CORP NEW
COM
03027X100
7
32
SH
DFND
3
0
32
0
AMGEN INC
COM
031162100
7
31
SH
DFND
2
0
31
0
AMGEN INC
COM
031162100
1574
6982
SH
SOLE
5
5567
0
1415
AMPIO PHARMACEUTICALS INC
COM
03209T109
2
40000
SH
SOLE
5
40000
0
0
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
206
20000
SH
SOLE
5
20000
0
0
APPLE INC
COM
037833100
106
765
SH
DFND
2
0
765
0
APPLE INC
COM
037833100
22773
164782
SH
SOLE
5
156038
0
8744
APPLE INC
COM
037833100
1382
10000
PRN
Call
SOLE
5
10000
0
0
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
8
10000
SH
SOLE
5
10000
0
0
AT&T INC
COM
00206R102
162
10530
SH
SOLE
5
10530
0
0
AT&T INC
COM
00206R102
4
240
SH
DFND
2
0
240
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
340
1495
SH
SOLE
5
1495
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
8
37
SH
DFND
2
0
37
0
B2GOLD CORP
COM
11777Q209
46
14400
SH
SOLE
5
14400
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1162
30171
SH
SOLE
5
22795
0
7376
BANK NEW YORK MELLON CORP
COM
064058100
2
63
SH
DFND
2
0
63
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1979
7413
SH
SOLE
5
7088
0
325
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
17
64
SH
DFND
2
0
64
0
BITFARMS LTD
COM
09173B107
29
27400
SH
SOLE
5
27400
0
0
BK OF AMERICA CORP
COM
060505104
402
13296
SH
SOLE
5
4296
0
9000
BK OF AMERICA CORP
COM
060505104
13
415
SH
DFND
2
0
415
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
394
5543
SH
SOLE
5
5543
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
12
164
SH
DFND
2,3
0
164
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1321
9107
SH
SOLE
5
6941
0
2166
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
11
79
SH
DFND
1,2,3
0
79
0
CATERPILLAR INC
COM
149123101
3
19
SH
DFND
2
0
19
0
CATERPILLAR INC
COM
149123101
631
3843
SH
SOLE
5
3843
0
0
CELCUITY INC
COM
15102K100
136
13593
SH
SOLE
5
0
0
13593
CHEMED CORP NEW
COM
16359R103
1
2
SH
DFND
2
0
2
0
CHEMED CORP NEW
COM
16359R103
216
495
SH
SOLE
5
495
0
0
CHEVRON CORP NEW
COM
166764100
22
155
SH
DFND
2,3
0
155
0
CHEVRON CORP NEW
COM
166764100
195
1356
SH
SOLE
5
1356
0
0
CIGNA CORP NEW
COM
125523100
7
27
SH
DFND
2
0
27
0
CIGNA CORP NEW
COM
125523100
215
775
SH
SOLE
5
775
0
0
CISCO SYS INC
COM
17275R102
9
217
SH
DFND
2,3
0
217
0
CISCO SYS INC
COM
17275R102
1588
39709
SH
SOLE
5
34065
0
5644
CLEANSPARK INC
COM NEW
18452B209
43
13640
SH
SOLE
5
13640
0
0
CLOVIS ONCOLOGY INC
COM
189464100
12
10000
SH
SOLE
5
10000
0
0
CME GROUP INC
COM
12572Q105
3
19
SH
DFND
2
0
19
0
CME GROUP INC
COM
12572Q105
492
2779
SH
SOLE
5
2779
0
0
COCA COLA CO
COM
191216100
428
7573
SH
SOLE
5
7573
0
0
COCA COLA CO
COM
191216100
15
271
SH
DFND
2
0
271
0
COMCAST CORP NEW
CL A
20030N101
3
92
SH
DFND
2
0
92
0
COMCAST CORP NEW
CL A
20030N101
243
8293
SH
SOLE
5
8075
0
218
CONAGRA BRANDS INC
COM
205887102
2067
63334
SH
SOLE
5
49137
0
14197
CONAGRA BRANDS INC
COM
205887102
2
55
SH
DFND
2
0
55
0
CORNING INC
COM
219350105
1611
55512
SH
SOLE
5
42960
0
12552
CORNING INC
COM
219350105
1
37
SH
DFND
2
0
37
0
COSTCO WHSL CORP NEW
COM
22160K105
10
22
SH
DFND
2,3
0
22
0
COSTCO WHSL CORP NEW
COM
22160K105
960
2033
SH
SOLE
5
1430
0
603
DIMENSIONAL ETF TRUST
US EQUITY ETF
25434V401
5566
143375
SH
SOLE
5
138130
0
5245
DIMENSIONAL ETF TRUST
US SMALL CAP VAL
25434V815
1080
49570
SH
SOLE
5
49570
0
0
DISNEY WALT CO
COM
254687106
622
6592
SH
SOLE
5
4092
0
2500
DISNEY WALT CO
COM
254687106
10
101
SH
DFND
2,3
0
101
0
DONALDSON INC
COM
257651109
214
4368
SH
SOLE
5
4368
0
0
ECOLAB INC
COM
278865100
479
3307
SH
SOLE
5
3182
0
125
ECOLAB INC
COM
278865100
8
52
SH
DFND
2,3
0
52
0
ELECTRAMECCANICA VEHS CORP
COM NEW
284849205
24
20000
SH
SOLE
5
20000
0
0
EMERSON ELEC CO
COM
291011104
3
41
SH
DFND
2
0
41
0
EMERSON ELEC CO
COM
291011104
281
3841
SH
SOLE
5
2336
0
1505
ENZO BIOCHEM INC
COM
294100102
139
62500
SH
SOLE
5
0
0
62500
EQUIFAX INC
COM
294429105
249
1453
SH
SOLE
5
1453
0
0
EQUIFAX INC
COM
294429105
2
12
SH
DFND
2
0
12
0
EVOGENE LTD
SHS
M4119S104
8
10000
SH
SOLE
5
10000
0
0
EXXON MOBIL CORP
COM
30231G102
632
7236
SH
SOLE
5
6756
0
480
EXXON MOBIL CORP
COM
30231G102
22
249
SH
DFND
2
0
249
0
FASTENAL CO
COM
311900104
420
9112
SH
SOLE
5
8562
0
550
FASTENAL CO
COM
311900104
3
67
SH
DFND
2
0
67
0
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
231
9128
SH
SOLE
5
9128
0
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
1523
37108
SH
SOLE
5
31209
0
5899
FIRST TR EXCHNG TRADED FD VI
CBOE EQT DEP NOV
33740F839
411
12658
SH
SOLE
5
12658
0
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
23310
535369
SH
SOLE
5
531409
0
3960
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
7497
233345
SH
SOLE
5
228345
0
5000
FORD MTR CO DEL
COM
345370860
156
13963
SH
SOLE
5
13963
0
0
FORD MTR CO DEL
COM
345370860
2
138
SH
DFND
2
0
138
0
GENERAL MLS INC
COM
370334104
6
77
SH
DFND
2
0
77
0
GENERAL MLS INC
COM
370334104
224
2924
SH
SOLE
5
2924
0
0
GILEAD SCIENCES INC
COM
375558103
6
90
SH
DFND
2
0
90
0
GILEAD SCIENCES INC
COM
375558103
245
3979
SH
SOLE
5
1326
0
2653
GRACO INC
COM
384109104
2
41
SH
DFND
2,3
0
41
0
GRACO INC
COM
384109104
419
6995
SH
SOLE
5
6995
0
0
HERSHEY CO
COM
427866108
1844
8364
SH
SOLE
5
6481
0
1883
HERSHEY CO
COM
427866108
16
71
SH
DFND
1,2,3
0
71
0
HIVE BLOCKCHAIN TECHNLGIES L
COM NEW
43366H704
38
10000
SH
SOLE
5
10000
0
0
HOME DEPOT INC
COM
437076102
11
41
SH
DFND
2
0
41
0
HOME DEPOT INC
COM
437076102
530
1920
SH
SOLE
5
1790
0
130
HONEYWELL INTL INC
COM
438516106
1130
6769
SH
SOLE
5
6769
0
0
HONEYWELL INTL INC
COM
438516106
7
39
SH
DFND
2
0
39
0
HORMEL FOODS CORP
COM
440452100
294
6473
SH
SOLE
5
6473
0
0
HORMEL FOODS CORP
COM
440452100
1
30
SH
DFND
2
0
30
0
INSULET CORP
COM
45784P101
200
870
SH
SOLE
5
870
0
0
INSULET CORP
COM
45784P101
0
2
SH
DFND
2
0
2
0
INTEL CORP
COM
458140100
226
8779
SH
SOLE
5
8779
0
0
INTEL CORP
COM
458140100
0
13
SH
DFND
2
0
13
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
508
4275
SH
SOLE
5
4275
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
8
69
SH
DFND
2
0
69
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
11500
542987
SH
SOLE
5
532844
0
10143
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
17829
854278
SH
SOLE
5
832546
0
21732
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
15957
782566
SH
SOLE
5
764526
0
18040
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
465
23310
SH
SOLE
5
23310
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
46138J791
188
10095
SH
SOLE
5
10095
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1369
5114
SH
SOLE
5
5114
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
294
1100
PRN
Call
SOLE
5
600
0
500
INVESCO QQQ TR
UNIT SER 1
46090E103
27
100
PRN
Put
SOLE
5
0
0
100
ISHARES TR
1 3 YR TREAS BD
464287457
273
3366
SH
SOLE
5
3084
0
282
ISHARES TR
3 7 YR TREAS BD
464288661
66588
582670
SH
SOLE
5
567856
0
14814
ISHARES TR
CORE HIGH DV ETF
46429B663
19828
217197
SH
SOLE
5
211596
0
5601
ISHARES TR
CORE S&P SCP ETF
464287804
340
3898
SH
SOLE
5
3898
0
0
ISHARES TR
CORE S&P500 ETF
464287200
2972
8287
SH
SOLE
5
8120
0
167
ISHARES TR
CORE US AGGBD ET
464287226
923
9583
SH
SOLE
5
9394
0
189
ISHARES TR
ESG AWARE MSCI
46435U663
549
17885
SH
SOLE
5
17885
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
592
7460
SH
SOLE
5
7460
0
0
ISHARES TR
ESG AWR US AGRGT
46435U549
359
7737
SH
SOLE
5
7737
0
0
ISHARES TR
ESG MSCI LEADR
46435U218
706
11435
SH
SOLE
5
11435
0
0
ISHARES TR
MSCI ACWI ETF
464288257
3139
40334
SH
SOLE
5
40309
0
25
ISHARES TR
MSCI EAFE ETF
464287465
13445
240044
SH
SOLE
5
226260
0
13784
ISHARES TR
MSCI EMG MKT ETF
464287234
5361
153704
SH
SOLE
5
133865
0
19839
ISHARES TR
MSCI USA ESG SLC
464288802
302
3984
SH
SOLE
5
3984
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
69377
667474
SH
SOLE
4,5
651088
0
16386
ISHARES TR
NATIONAL MUN ETF
464288414
18831
183573
SH
SOLE
5
179603
0
3970
ISHARES TR
RUS 1000 ETF
464287622
415
2105
SH
SOLE
5
2105
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
342
1626
SH
SOLE
5
1626
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
374
3891
SH
SOLE
5
3891
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4678
28364
SH
SOLE
5
25265
0
3099
ISHARES TR
RUSSELL 2000 ETF
464287655
214
1300
PRN
Call
SOLE
5
1300
0
0
ISHARES TR
S&P 100 ETF
464287101
19739
121468
SH
SOLE
4,5
118165
0
3303
ISHARES TR
S&P MC 400VL ETF
464287705
3397
37749
SH
SOLE
5
36162
0
1587
ISHARES TR
SELECT DIVID ETF
464287168
239
2230
SH
SOLE
5
2058
0
172
ISHARES TR
SP SMCP600VL ETF
464287879
522
6327
SH
SOLE
5
5588
0
739
ISHARES TR
US HLTHCARE ETF
464287762
218
860
SH
SOLE
5
860
0
0
JOHNSON & JOHNSON
COM
478160104
1388
8499
SH
SOLE
5
6352
0
2147
JOHNSON & JOHNSON
COM
478160104
32
198
SH
DFND
2,3
0
198
0
JPMORGAN CHASE & CO
COM
46625H100
403
3861
SH
SOLE
5
1439
0
2422
JPMORGAN CHASE & CO
COM
46625H100
16
149
SH
DFND
2
0
149
0
MCDONALDS CORP
COM
580135101
9
38
SH
DFND
2
0
38
0
MCDONALDS CORP
COM
580135101
686
2971
SH
SOLE
5
2971
0
0
MEDTRONIC PLC
SHS
G5960L103
2
24
SH
DFND
2
0
24
0
MEDTRONIC PLC
SHS
G5960L103
1149
14111
SH
SOLE
5
13146
0
965
MERCK & CO INC
COM
58933Y105
14
164
SH
DFND
2
0
164
0
MERCK & CO INC
COM
58933Y105
3213
37013
SH
SOLE
5
30364
0
6649
META PLATFORMS INC
CL A
30303M102
628
4630
SH
SOLE
5
4373
0
257
META PLATFORMS INC
CL A
30303M102
9
66
SH
DFND
2
0
66
0
MGP INGREDIENTS INC NEW
COM
55303J106
372
3500
SH
SOLE
5
3500
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
229
3750
SH
SOLE
5
0
0
3750
MICROCHIP TECHNOLOGY INC.
COM
595017104
3
49
SH
DFND
2
0
49
0
MICROSOFT CORP
COM
594918104
6509
27947
SH
SOLE
5
24054
0
3893
MICROSOFT CORP
COM
594918104
102
436
SH
DFND
2,3
0
436
0
MONDELEZ INTL INC
CL A
609207105
3
55
SH
DFND
2
0
55
0
MONDELEZ INTL INC
CL A
609207105
287
5195
SH
SOLE
5
5195
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
3
12
SH
DFND
2
0
12
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2074
9228
SH
SOLE
5
7200
0
2028
NETFLIX INC
COM
64110L106
281
1195
SH
SOLE
5
1190
0
5
NETFLIX INC
COM
64110L106
4
19
SH
DFND
2
0
19
0
NEXTERA ENERGY INC
COM
65339F101
246
3140
SH
SOLE
5
3140
0
0
NEXTERA ENERGY INC
COM
65339F101
14
176
SH
DFND
2,3
0
176
0
NIKE INC
CL B
654106103
218
2615
SH
SOLE
5
2615
0
0
NIKE INC
CL B
654106103
8
99
SH
DFND
2,3
0
99
0
NUCOR CORP
COM
670346105
2
19
SH
DFND
2
0
19
0
NUCOR CORP
COM
670346105
344
3200
SH
SOLE
5
3200
0
0
ORACLE CORP
COM
68389X105
7
110
SH
DFND
2
0
110
0
ORACLE CORP
COM
68389X105
355
5819
SH
SOLE
5
5819
0
0
OTTER TAIL CORP
COM
689648103
453
7371
SH
SOLE
5
7371
0
0
PACCAR INC
COM
693718108
2393
28598
SH
SOLE
5
21890
0
6708
PACCAR INC
COM
693718108
5
64
SH
DFND
2,3
0
64
0
PACER FDS TR
TRENDP US LAR CP
69374H105
314
8344
SH
SOLE
5
8344
0
0
PEPSICO INC
COM
713448108
20
122
SH
DFND
2
0
122
0
PEPSICO INC
COM
713448108
534
3271
SH
SOLE
5
3271
0
0
PFIZER INC
COM
717081103
11
257
SH
DFND
2
0
257
0
PFIZER INC
COM
717081103
2811
64231
SH
SOLE
5
57297
0
6934
PHILIP MORRIS INTL INC
COM
718172109
240
2844
SH
SOLE
5
2844
0
0
PHILIP MORRIS INTL INC
COM
718172109
3
37
SH
DFND
2
0
37
0
POLARIS INC
COM
731068102
905
9460
SH
SOLE
5
9460
0
0
PROCTER AND GAMBLE CO
COM
742718109
14
111
SH
DFND
2
0
111
0
PROCTER AND GAMBLE CO
COM
742718109
1336
10580
SH
SOLE
5
10580
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
2054
36523
SH
SOLE
5
28059
0
8464
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
2
35
SH
DFND
2
0
35
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
7
82
SH
DFND
2
0
82
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
432
5274
SH
SOLE
5
2384
0
2890
SCHWAB CHARLES CORP
COM
808513105
654
9100
SH
SOLE
5
2102
0
6998
SCHWAB CHARLES CORP
COM
808513105
13
184
SH
DFND
2,3
0
184
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
5102
227755
SH
SOLE
5
222638
0
5117
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
40642
1444799
SH
SOLE
4,5
1414139
0
30660
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
26578
632955
SH
SOLE
5
616072
0
16883
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
4498
67704
SH
SOLE
5
64160
0
3544
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
882
23328
SH
SOLE
4,5
22785
0
543
SELECT SECTOR SPDR TR
ENERGY
81369Y506
2281
31665
SH
SOLE
5
23446
0
8219
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
202
6643
SH
SOLE
5
6643
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
855
13049
SH
SOLE
5
6287
0
6762
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
600
5052
SH
SOLE
5
5052
0
0
SERVICE CORP INTL
COM
817565104
2
30
SH
DFND
2,3
0
30
0
SERVICE CORP INTL
COM
817565104
1527
26440
SH
SOLE
5
20047
0
6393
SOUTHERN CO
COM
842587107
3
46
SH
DFND
2
0
46
0
SOUTHERN CO
COM
842587107
340
4997
SH
SOLE
5
4997
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
3537
12274
SH
SOLE
5
11163
0
1111
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
29
100
PRN
Call
SOLE
5
100
0
0
SPDR GOLD TR
GOLD SHS
78463V107
844
5458
SH
SOLE
5
4958
0
500
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1504
58309
SH
SOLE
5
45563
0
12746
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
512
16508
SH
SOLE
5
15853
0
655
SPDR S&P 500 ETF TR
TR UNIT
78462F103
32175
89678
SH
SOLE
5
85364
0
4314
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3679
10300
PRN
Call
SOLE
5
7900
0
2400
SPDR S&P 500 ETF TR
TR UNIT
78462F103
643
1800
PRN
Put
SOLE
5
1800
0
0
SPDR SER TR
ICE PFD SEC ETF
78464A292
2257
64733
SH
SOLE
5
61509
0
3224
SPDR SER TR
NUVEEN BLMBRG MU
78468R721
235
5351
SH
SOLE
5
5351
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
1150
26078
SH
SOLE
5
24943
0
1135
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
1340
53692
SH
SOLE
5
50041
0
3651
SPDR SER TR
PORTFOLIO S&P600
78468R853
333
9781
SH
SOLE
5
4691
0
5090
SPDR SER TR
PORTFOLIO SHORT
78464A474
559
19119
SH
SOLE
5
19119
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
348
3122
SH
SOLE
5
122
0
3000
SPDR SER TR
S&P KENSHO CLEAN
78468R655
351
4131
SH
SOLE
5
4131
0
0
STARBUCKS CORP
COM
855244109
9
101
SH
DFND
2,3
0
101
0
STARBUCKS CORP
COM
855244109
354
4206
SH
SOLE
5
2706
0
1500
TARGET CORP
COM
87612E106
4
25
SH
DFND
2
0
25
0
TARGET CORP
COM
87612E106
1532
10324
SH
SOLE
5
10324
0
0
TERADYNE INC
COM
880770102
353
4692
SH
SOLE
5
4692
0
0
TERADYNE INC
COM
880770102
1
10
SH
DFND
2
0
10
0
TESLA INC
COM
88160R101
3318
12510
SH
SOLE
5
12465
0
45
TESLA INC
COM
88160R101
15
57
SH
DFND
2
0
57
0
TEXAS INSTRS INC
COM
882508104
14
89
SH
DFND
2,3
0
89
0
TEXAS INSTRS INC
COM
882508104
252
1630
SH
SOLE
5
1630
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
432
851
SH
SOLE
5
851
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
24
47
SH
DFND
2,3
0
47
0
TRACTOR SUPPLY CO
COM
892356106
3
16
SH
DFND
2
0
16
0
TRACTOR SUPPLY CO
COM
892356106
2489
13389
SH
SOLE
5
9257
0
4132
UNION PAC CORP
COM
907818108
2420
12423
SH
SOLE
5
9336
0
3087
UNION PAC CORP
COM
907818108
10
49
SH
DFND
2
0
49
0
UNITED PARCEL SERVICE INC
CL B
911312106
6
38
SH
DFND
2
0
38
0
UNITED PARCEL SERVICE INC
CL B
911312106
1151
7123
SH
SOLE
5
7073
0
50
UNITEDHEALTH GROUP INC
COM
91324P102
4120
8158
SH
SOLE
5
8158
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
28
56
SH
DFND
2
0
56
0
US BANCORP DEL
COM NEW
902973304
1789
43840
SH
SOLE
5
35323
0
8517
US BANCORP DEL
COM NEW
902973304
2
53
SH
DFND
2
0
53
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
5351
72816
SH
SOLE
5
72758
0
58
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1585
21180
SH
SOLE
5
20250
0
930
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
26219
367577
SH
SOLE
4,5
354805
0
12772
VANGUARD INDEX FDS
GROWTH ETF
922908736
7845
36669
SH
SOLE
5
35575
0
1094
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
10023
82314
SH
SOLE
5
80424
0
1890
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1165
14536
SH
SOLE
5
11297
0
3239
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
458
1388
SH
SOLE
5
1310
0
78
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
4248
29620
SH
SOLE
5
27901
0
1719
VANGUARD INDEX FDS
SMALL CP ETF
922908751
275
1607
SH
SOLE
5
1607
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
9638
53702
SH
SOLE
4,5
52871
0
831
VANGUARD INDEX FDS
VALUE ETF
922908744
296
2395
SH
SOLE
5
2380
0
15
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
5012
112994
SH
SOLE
5
110759
0
2235
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
18172
497993
SH
SOLE
4,5
481868
0
16125
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
5442
68993
SH
SOLE
5
65649
0
3344
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
867
6412
SH
SOLE
5
6412
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
974
26782
SH
SOLE
5
26225
0
557
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
1848
14733
SH
SOLE
5
13948
0
785
VISA INC
COM CL A
92826C839
506
2847
SH
SOLE
5
1522
0
1325
VISA INC
COM CL A
92826C839
28
155
SH
DFND
2,3
0
155
0
WASTE MGMT INC DEL
COM
94106L109
5
33
SH
DFND
2
0
33
0
WASTE MGMT INC DEL
COM
94106L109
212
1321
SH
SOLE
5
1321
0
0
WELLS FARGO CO NEW
COM
949746101
13
313
SH
DFND
2,3
0
313
0
WELLS FARGO CO NEW
COM
949746101
262
6502
SH
SOLE
5
6502
0
0
WHEELS UP EXPERIENCE INC
COM CL A
96328L106
21
18300
SH
SOLE
5
0
0
18300
WISDOMTREE TR
YIELD ENHANCD US
97717X511
2727
64581
SH
SOLE
5
64581
0
0
WORLD GOLD TR
SPDR GLD MINIS
98149E303
17090
518186
SH
SOLE
5
508927
0
9259
XCEL ENERGY INC
COM
98389B100
7
116
SH
DFND
1,2
0
116
0
XCEL ENERGY INC
COM
98389B100
481
7459
SH
SOLE
5
7459
0
0