Vice President

0001085146-22-002527.txt : 20220722 0001085146-22-002527.hdr.sgml : 20220722 20220721211007 ACCESSION NUMBER: 0001085146-22-002527 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220721 EFFECTIVENESS DATE: 20220722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNS Financial Group, LLC CENTRAL INDEX KEY: 0001557485 IRS NUMBER: 271489903 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15525 FILM NUMBER: 221098313 BUSINESS ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 BUSINESS PHONE: 612-378-7560 MAIL ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001557485 XXXXXXXX 06-30-2022 06-30-2022 false SNS Financial Group, LLC

43 MAIN STREET SE SUITE 236 MINNEAPOLIS MN 55414

13F HOLDINGS REPORT 028-15525 N Jason Ranallo Vice President 612-378-7560 /s/Jason Ranallo Minneapolis MN 07-20-2022 5 285 767452 1 Anchor 2 Dimensional Fund Advisors 3 Parametric 4 Other 5 Vector WM INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 4046 31266 SH SOLE 5 25946 0 5320 3M CO COM 88579Y101 4 31 SH DFND 2 0 31 0 ABBOTT LABS COM 002824100 5 42 SH DFND 2 0 42 0 ABBOTT LABS COM 002824100 1626 14968 SH SOLE 5 12518 0 2450 ABBVIE INC COM 00287Y109 19 123 SH DFND 2,3 0 123 0 ABBVIE INC COM 00287Y109 1509 9853 SH SOLE 5 7123 0 2730 ACACIA RESH CORP ACACIA TCH COM 003881307 111 22000 SH SOLE 5 22000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 9 33 SH DFND 2,3 0 33 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 386 1389 SH SOLE 5 1294 0 95 AIM IMMUNOTECH INC COM 00901B105 8 10000 SH SOLE 5 10000 0 0 ALPHABET INC CAP STK CL A 02079K305 1332 611 SH SOLE 5 528 0 83 ALPHABET INC CAP STK CL A 02079K305 11 5 SH DFND 2 0 5 0 ALPHABET INC CAP STK CL C 02079K107 20 9 SH DFND 2,3 0 9 0 ALPHABET INC CAP STK CL C 02079K107 1433 655 SH SOLE 5 590 0 65 AMARIN CORP PLC SPONS ADR NEW 023111206 20 13500 SH SOLE 5 13500 0 0 AMAZON COM INC COM 023135106 1646 15500 SH SOLE 5 14280 0 1220 AMAZON COM INC COM 023135106 28 262 SH DFND 2 0 262 0 AMAZON COM INC COM 023135106 149 1400 PRN Put SOLE 5 1400 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 9441 138107 SH SOLE 5 134716 0 3391 AMERICAN TOWER CORP NEW COM 03027X100 8 32 SH DFND 3 0 32 0 AMERICAN TOWER CORP NEW COM 03027X100 373 1450 SH SOLE 5 207 0 1243 AMGEN INC COM 031162100 1696 6970 SH SOLE 5 5567 0 1403 AMGEN INC COM 031162100 7 28 SH DFND 2 0 28 0 AMPIO PHARMACEUTICALS INC COM 03209T109 7 40000 SH SOLE 5 40000 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 200 20000 SH SOLE 5 20000 0 0 APPLE INC COM 037833100 22590 165231 SH SOLE 5 156487 0 8743 APPLE INC COM 037833100 60 436 SH DFND 2 0 436 0 APPLE INC COM 037833100 1367 10000 PRN Call SOLE 5 10000 0 0 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 17 10000 SH SOLE 5 10000 0 0 AT&T INC COM 00206R102 7 332 SH DFND 2 0 332 0 AT&T INC COM 00206R102 220 10514 SH SOLE 5 10514 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 4 19 SH DFND 2 0 19 0 AUTOMATIC DATA PROCESSING IN COM 053015103 316 1495 SH SOLE 5 1495 0 0 B2GOLD CORP COM 11777Q209 49 14400 SH SOLE 5 14400 0 0 BANK NEW YORK MELLON CORP COM 064058100 1254 30071 SH SOLE 5 22795 0 7276 BANK NEW YORK MELLON CORP COM 064058100 2 36 SH DFND 2 0 36 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2025 7418 SH SOLE 5 7093 0 325 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9 34 SH DFND 2 0 34 0 BITFARMS LTD COM 09173B107 31 27400 SH SOLE 5 27400 0 0 BK OF AMERICA CORP COM 060505104 414 13296 SH SOLE 5 4296 0 9000 BK OF AMERICA CORP COM 060505104 7 240 SH DFND 2 0 240 0 BRISTOL-MYERS SQUIBB CO COM 110122108 14 175 SH DFND 2,3 0 175 0 BRISTOL-MYERS SQUIBB CO COM 110122108 430 5543 SH SOLE 5 5543 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1304 9107 SH SOLE 5 6941 0 2166 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 11 75 SH DFND 1,2,3 0 75 0 CATERPILLAR INC COM 149123101 4 23 SH DFND 2 0 23 0 CATERPILLAR INC COM 149123101 687 3842 SH SOLE 5 3842 0 0 CELCUITY INC COM 15102K100 124 13593 SH SOLE 5 0 0 13593 CHEMED CORP NEW COM 16359R103 232 495 SH SOLE 5 495 0 0 CHEMED CORP NEW COM 16359R103 1 2 SH DFND 2 0 2 0 CHEVRON CORP NEW COM 166764100 14 99 SH DFND 2,3 0 99 0 CHEVRON CORP NEW COM 166764100 196 1356 SH SOLE 5 1356 0 0 CIGNA CORP NEW COM 125523100 4 15 SH DFND 2 0 15 0 CIGNA CORP NEW COM 125523100 204 775 SH SOLE 5 775 0 0 CISCO SYS INC COM 17275R102 1726 40488 SH SOLE 5 34244 0 6244 CISCO SYS INC COM 17275R102 6 141 SH DFND 2,3 0 141 0 CLEANSPARK INC COM NEW 18452B209 53 13640 SH SOLE 5 13640 0 0 CLOVIS ONCOLOGY INC COM 189464100 18 10000 SH SOLE 5 10000 0 0 CME GROUP INC COM 12572Q105 569 2779 SH SOLE 5 2779 0 0 CME GROUP INC COM 12572Q105 2 12 SH DFND 2 0 12 0 COCA COLA CO COM 191216100 480 7573 SH SOLE 5 7573 0 0 COCA COLA CO COM 191216100 9 150 SH DFND 2 0 150 0 COMCAST CORP NEW CL A 20030N101 8 211 SH DFND 2 0 211 0 COMCAST CORP NEW CL A 20030N101 325 8293 SH SOLE 5 8075 0 218 CONAGRA BRANDS INC COM 205887102 2165 63232 SH SOLE 5 49185 0 14047 CONAGRA BRANDS INC COM 205887102 1 18 SH DFND 2 0 18 0 CORNING INC COM 219350105 1 39 SH DFND 2 0 39 0 CORNING INC COM 219350105 1845 58550 SH SOLE 5 45178 0 13372 COSTCO WHSL CORP NEW COM 22160K105 7 14 SH DFND 2,3 0 14 0 COSTCO WHSL CORP NEW COM 22160K105 974 2033 SH SOLE 5 1430 0 603 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 2825 69327 SH SOLE 5 69327 0 0 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 504 22355 SH SOLE 5 22355 0 0 DISNEY WALT CO COM 254687106 622 6592 SH SOLE 5 4092 0 2500 DISNEY WALT CO COM 254687106 7 70 SH DFND 2,3 0 70 0 DONALDSON INC COM 257651109 210 4368 SH SOLE 5 4368 0 0 ECOLAB INC COM 278865100 7 46 SH DFND 2,3 0 46 0 ECOLAB INC COM 278865100 510 3306 SH SOLE 5 3181 0 125 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 27 20000 SH SOLE 5 20000 0 0 EMERSON ELEC CO COM 291011104 2 23 SH DFND 2 0 23 0 EMERSON ELEC CO COM 291011104 306 3841 SH SOLE 5 2336 0 1505 ENZO BIOCHEM INC COM 294100102 129 62500 SH SOLE 5 0 0 62500 EQUIFAX INC COM 294429105 266 1453 SH SOLE 5 1453 0 0 EQUIFAX INC COM 294429105 1 6 SH DFND 2 0 6 0 EVOGENE LTD SHS M4119S104 8 10000 SH SOLE 5 10000 0 0 EXXON MOBIL CORP COM 30231G102 619 7225 SH SOLE 5 6745 0 480 EXXON MOBIL CORP COM 30231G102 12 144 SH DFND 2 0 144 0 FASTENAL CO COM 311900104 450 9010 SH SOLE 5 8460 0 550 FASTENAL CO COM 311900104 2 39 SH DFND 2 0 39 0 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 244 9128 SH SOLE 5 9128 0 0 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1537 37108 SH SOLE 5 31209 0 5899 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 410 12658 SH SOLE 5 12658 0 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 25761 555557 SH SOLE 5 549813 0 5744 FIRST TR MORNINGSTAR DIVID L SHS 336917109 7471 212130 SH SOLE 5 207130 0 5000 FORD MTR CO DEL COM 345370860 1 112 SH DFND 2 0 112 0 FORD MTR CO DEL COM 345370860 155 13963 SH SOLE 5 13963 0 0 GENERAL MLS INC COM 370334104 3 41 SH DFND 2 0 41 0 GENERAL MLS INC COM 370334104 221 2924 SH SOLE 5 2924 0 0 GILEAD SCIENCES INC COM 375558103 246 3979 SH SOLE 5 1326 0 2653 GILEAD SCIENCES INC COM 375558103 3 48 SH DFND 2 0 48 0 GRACO INC COM 384109104 416 6995 SH SOLE 5 6995 0 0 GRACO INC COM 384109104 2 38 SH DFND 2,3 0 38 0 HERSHEY CO COM 427866108 14 63 SH DFND 1,2,3 0 63 0 HERSHEY CO COM 427866108 1800 8364 SH SOLE 5 6481 0 1883 HIVE BLOCKCHAIN TECHNLGIES L COM NEW 43366H704 30 10000 SH SOLE 5 10000 0 0 HOME DEPOT INC COM 437076102 9 34 SH DFND 2 0 34 0 HOME DEPOT INC COM 437076102 527 1920 SH SOLE 5 1790 0 130 HONEYWELL INTL INC COM 438516106 1177 6769 SH SOLE 5 6769 0 0 HONEYWELL INTL INC COM 438516106 4 23 SH DFND 2 0 23 0 HORMEL FOODS CORP COM 440452100 1 11 SH DFND 2 0 11 0 HORMEL FOODS CORP COM 440452100 307 6473 SH SOLE 5 6473 0 0 INTEL CORP COM 458140100 4 104 SH DFND 2 0 104 0 INTEL CORP COM 458140100 334 8934 SH SOLE 5 8934 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6 40 SH DFND 2 0 40 0 INTERNATIONAL BUSINESS MACHS COM 459200101 604 4275 SH SOLE 5 4275 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 18151 856570 SH SOLE 5 842131 0 14439 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 16535 789269 SH SOLE 5 767537 0 21732 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 27266 1314646 SH SOLE 5 1283261 0 31385 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 229 11210 SH SOLE 5 11210 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1463 5208 SH SOLE 5 5208 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 308 1100 PRN Call SOLE 5 600 0 500 INVESCO QQQ TR UNIT SER 1 46090E103 28 100 PRN Put SOLE 5 0 0 100 ISHARES TR 1 3 YR TREAS BD 464287457 286 3452 SH SOLE 5 3170 0 282 ISHARES TR 3 7 YR TREAS BD 464288661 70285 588951 SH SOLE 5 572971 0 15980 ISHARES TR CORE HIGH DV ETF 46429B663 22233 221383 SH SOLE 5 213992 0 7391 ISHARES TR CORE S&P SCP ETF 464287804 366 3965 SH SOLE 5 3965 0 0 ISHARES TR CORE S&P500 ETF 464287200 3117 8221 SH SOLE 5 8054 0 167 ISHARES TR CORE US AGGBD ET 464287226 1030 10134 SH SOLE 5 9916 0 218 ISHARES TR ESG AWARE MSCI 46435U663 536 17005 SH SOLE 5 17005 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 392 4670 SH SOLE 5 4670 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 391 7998 SH SOLE 5 7998 0 0 ISHARES TR ESG MSCI LEADR 46435U218 715 10770 SH SOLE 5 10770 0 0 ISHARES TR MSCI ACWI ETF 464288257 3384 40334 SH SOLE 5 40309 0 25 ISHARES TR MSCI EAFE ETF 464287465 12765 204272 SH SOLE 5 192168 0 12104 ISHARES TR MSCI EMG MKT ETF 464287234 5588 139356 SH SOLE 5 120677 0 18679 ISHARES TR MSCI USA ESG SLC 464288802 321 3984 SH SOLE 5 3984 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 74658 668202 SH SOLE 4,5 650193 0 18009 ISHARES TR NATIONAL MUN ETF 464288414 13901 130697 SH SOLE 5 130097 0 600 ISHARES TR RUS 1000 ETF 464287622 433 2085 SH SOLE 5 2085 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 356 1626 SH SOLE 5 1626 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 309 3041 SH SOLE 5 3041 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4856 28675 SH SOLE 5 25576 0 3099 ISHARES TR RUSSELL 2000 ETF 464287655 220 1300 PRN Call SOLE 5 1300 0 0 ISHARES TR S&P 100 ETF 464287101 20789 120536 SH SOLE 4,5 116693 0 3843 ISHARES TR S&P MC 400VL ETF 464287705 3318 35141 SH SOLE 5 34129 0 1012 ISHARES TR SELECT DIVID ETF 464287168 262 2230 SH SOLE 5 2058 0 172 ISHARES TR SP SMCP600VL ETF 464287879 569 6391 SH SOLE 5 5652 0 739 ISHARES TR US HLTHCARE ETF 464287762 231 860 SH SOLE 5 860 0 0 J P MORGAN EXCHANGE TRADED F US AGGREGATE ETF 46641Q241 209 4356 SH SOLE 5 4356 0 0 JOHNSON & JOHNSON COM 478160104 1509 8499 SH SOLE 5 6352 0 2147 JOHNSON & JOHNSON COM 478160104 24 138 SH DFND 2,3 0 138 0 JPMORGAN CHASE & CO COM 46625H100 15 132 SH DFND 2 0 132 0 JPMORGAN CHASE & CO COM 46625H100 435 3861 SH SOLE 5 1439 0 2422 MCDONALDS CORP COM 580135101 5 20 SH DFND 2 0 20 0 MCDONALDS CORP COM 580135101 732 2967 SH SOLE 5 2967 0 0 MEDTRONIC PLC SHS G5960L103 3 28 SH DFND 2 0 28 0 MEDTRONIC PLC SHS G5960L103 1276 14111 SH SOLE 5 13146 0 965 MERCK & CO INC COM 58933Y105 3420 37231 SH SOLE 5 30582 0 6649 MERCK & CO INC COM 58933Y105 9 93 SH DFND 2 0 93 0 META PLATFORMS INC CL A 30303M102 5 32 SH DFND 2 0 32 0 META PLATFORMS INC CL A 30303M102 747 4630 SH SOLE 5 4373 0 257 MGP INGREDIENTS INC NEW COM 55303J106 350 3500 SH SOLE 5 3500 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 2 30 SH DFND 2 0 30 0 MICROCHIP TECHNOLOGY INC. COM 595017104 218 3750 SH SOLE 5 0 0 3750 MICROSOFT CORP COM 594918104 71 275 SH DFND 2,3 0 275 0 MICROSOFT CORP COM 594918104 7154 27854 SH SOLE 5 23969 0 3885 MONDELEZ INTL INC CL A 609207105 2 25 SH DFND 2 0 25 0 MONDELEZ INTL INC CL A 609207105 324 5195 SH SOLE 5 5195 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1 6 SH DFND 2 0 6 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1975 9390 SH SOLE 5 7212 0 2178 NETFLIX INC COM 64110L106 209 1195 SH SOLE 5 1190 0 5 NETFLIX INC COM 64110L106 1 7 SH DFND 2 0 7 0 NEXTERA ENERGY INC COM 65339F101 243 3140 SH SOLE 5 3140 0 0 NEXTERA ENERGY INC COM 65339F101 10 129 SH DFND 2,3 0 129 0 NIKE INC CL B 654106103 267 2605 SH SOLE 5 2605 0 0 NIKE INC CL B 654106103 7 69 SH DFND 2,3 0 69 0 NUCOR CORP COM 670346105 2 21 SH DFND 2 0 21 0 NUCOR CORP COM 670346105 336 3200 SH SOLE 5 3200 0 0 ORACLE CORP COM 68389X105 4 63 SH DFND 2 0 63 0 ORACLE CORP COM 68389X105 407 5819 SH SOLE 5 5819 0 0 OTTER TAIL CORP COM 689648103 495 7371 SH SOLE 5 7371 0 0 PACCAR INC COM 693718108 4 47 SH DFND 2,3 0 47 0 PACCAR INC COM 693718108 2355 28597 SH SOLE 5 21889 0 6708 PACER FDS TR TRENDP US LAR CP 69374H105 313 8344 SH SOLE 5 8344 0 0 PEPSICO INC COM 713448108 545 3271 SH SOLE 5 3271 0 0 PEPSICO INC COM 713448108 11 67 SH DFND 2 0 67 0 PFIZER INC COM 717081103 3443 65669 SH SOLE 5 58023 0 7646 PFIZER INC COM 717081103 9 164 SH DFND 2 0 164 0 PHILIP MORRIS INTL INC COM 718172109 284 2837 SH SOLE 5 2837 0 0 PHILIP MORRIS INTL INC COM 718172109 5 47 SH DFND 2 0 47 0 POLARIS INC COM 731068102 939 9460 SH SOLE 5 9460 0 0 PROCTER AND GAMBLE CO COM 742718109 1521 10580 SH SOLE 5 10580 0 0 PROCTER AND GAMBLE CO COM 742718109 7 48 SH DFND 2 0 48 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 1 20 SH DFND 2 0 20 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2309 36488 SH SOLE 5 28055 0 8433 RAYTHEON TECHNOLOGIES CORP COM 75513E101 491 5114 SH SOLE 5 2224 0 2890 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4 46 SH DFND 2 0 46 0 SCHWAB CHARLES CORP COM 808513105 7 114 SH DFND 2,3 0 114 0 SCHWAB CHARLES CORP COM 808513105 575 9100 SH SOLE 5 2102 0 6998 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5784 227897 SH SOLE 5 222780 0 5117 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 44348 1410099 SH SOLE 4,5 1389412 0 20688 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 229 4566 SH SOLE 5 4566 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4563 95327 SH SOLE 5 94961 0 366 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 28091 635690 SH SOLE 5 618467 0 17223 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4567 63753 SH SOLE 5 62679 0 1074 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 16697 373867 SH SOLE 5 364736 0 9131 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 935 23977 SH SOLE 4,5 23436 0 541 SELECT SECTOR SPDR TR ENERGY 81369Y506 2294 32073 SH SOLE 5 23929 0 8144 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 209 6643 SH SOLE 5 6643 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 211 1646 SH SOLE 5 1546 0 100 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 922 13150 SH SOLE 5 6388 0 6762 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 642 5052 SH SOLE 5 5052 0 0 SERVICE CORP INTL COM 817565104 2 35 SH DFND 2,3 0 35 0 SERVICE CORP INTL COM 817565104 1828 26440 SH SOLE 5 20047 0 6393 SOUTHERN CO COM 842587107 2 33 SH DFND 2 0 33 0 SOUTHERN CO COM 842587107 361 5057 SH SOLE 5 5057 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3803 12327 SH SOLE 5 11216 0 1111 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 31 100 PRN Call SOLE 5 100 0 0 SPDR GOLD TR GOLD SHS 78463V107 923 5478 SH SOLE 5 4978 0 500 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1675 58075 SH SOLE 5 45329 0 12746 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 577 16596 SH SOLE 5 15941 0 655 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 226 4650 SH SOLE 5 4650 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 34096 90010 SH SOLE 5 85696 0 4314 SPDR S&P 500 ETF TR TR UNIT 78462F103 3961 10500 PRN Call SOLE 5 8100 0 2400 SPDR S&P 500 ETF TR TR UNIT 78462F103 2943 7800 PRN Put SOLE 5 7800 0 0 SPDR SER TR ICE PFD SEC ETF 78464A292 1210 33740 SH SOLE 5 32741 0 999 SPDR SER TR PORTFOLI S&P1500 78464A805 1247 26818 SH SOLE 5 25683 0 1135 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1248 47344 SH SOLE 5 43726 0 3618 SPDR SER TR PORTFOLIO S&P600 78468R853 352 9781 SH SOLE 5 4691 0 5090 SPDR SER TR PORTFOLIO SHORT 78464A474 417 14041 SH SOLE 5 14041 0 0 SPDR SER TR S&P DIVID ETF 78464A763 370 3122 SH SOLE 5 122 0 3000 SPDR SER TR S&P KENSHO CLEAN 78468R655 322 4131 SH SOLE 5 4131 0 0 STARBUCKS CORP COM 855244109 6 77 SH DFND 2,3 0 77 0 STARBUCKS CORP COM 855244109 321 4206 SH SOLE 5 2706 0 1500 TARGET CORP COM 87612E106 4 27 SH DFND 2 0 27 0 TARGET CORP COM 87612E106 1457 10315 SH SOLE 5 10315 0 0 TERADYNE INC COM 880770102 1 11 SH DFND 2 0 11 0 TERADYNE INC COM 880770102 420 4692 SH SOLE 5 4692 0 0 TESLA INC COM 88160R101 8 12 SH DFND 2 0 12 0 TESLA INC COM 88160R101 2808 4170 SH SOLE 5 4155 0 15 TEXAS INSTRS INC COM 882508104 7 48 SH DFND 2,3 0 48 0 TEXAS INSTRS INC COM 882508104 258 1681 SH SOLE 5 1681 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 23 42 SH DFND 2,3 0 42 0 THERMO FISHER SCIENTIFIC INC COM 883556102 463 851 SH SOLE 5 851 0 0 TRACTOR SUPPLY CO COM 892356106 2 9 SH DFND 2 0 9 0 TRACTOR SUPPLY CO COM 892356106 2594 13381 SH SOLE 5 9257 0 4124 UNION PAC CORP COM 907818108 2631 12336 SH SOLE 5 9256 0 3080 UNION PAC CORP COM 907818108 6 27 SH DFND 2 0 27 0 UNITED PARCEL SERVICE INC CL B 911312106 1300 7123 SH SOLE 5 7073 0 50 UNITED PARCEL SERVICE INC CL B 911312106 5 30 SH DFND 2 0 30 0 UNITEDHEALTH GROUP INC COM 91324P102 4254 8283 SH SOLE 5 8283 0 0 UNITEDHEALTH GROUP INC COM 91324P102 16 31 SH DFND 2 0 31 0 US BANCORP DEL COM NEW 902973304 2 50 SH DFND 2 0 50 0 US BANCORP DEL COM NEW 902973304 2096 45090 SH SOLE 5 35987 0 9103 VANGUARD BD INDEX FDS INTERMED TERM 921937819 4226 54422 SH SOLE 5 53159 0 1263 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1236 16094 SH SOLE 5 16094 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 35277 468735 SH SOLE 4,5 454677 0 14058 VANGUARD INDEX FDS GROWTH ETF 922908736 8047 36103 SH SOLE 5 35009 0 1094 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10871 83934 SH SOLE 5 81614 0 2320 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1320 14490 SH SOLE 5 11296 0 3194 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 484 1388 SH SOLE 5 1310 0 78 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4592 30649 SH SOLE 5 28930 0 1719 VANGUARD INDEX FDS SMALL CP ETF 922908751 283 1607 SH SOLE 5 1607 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9258 49080 SH SOLE 4,5 48439 0 641 VANGUARD INDEX FDS VALUE ETF 922908744 321 2431 SH SOLE 5 2416 0 15 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5218 104444 SH SOLE 5 102274 0 2170 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 20737 497894 SH SOLE 4,5 481901 0 15993 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 5932 69512 SH SOLE 5 66168 0 3344 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 945 6584 SH SOLE 5 6584 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 1093 26782 SH SOLE 5 26225 0 557 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 200 1970 SH SOLE 5 1970 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 948 7195 SH SOLE 5 7195 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 208 884 SH SOLE 5 884 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 21 411 SH DFND 2,3 0 411 0 VERIZON COMMUNICATIONS INC COM 92343V104 197 3889 SH SOLE 5 3889 0 0 VISA INC COM CL A 92826C839 21 109 SH DFND 2,3 0 109 0 VISA INC COM CL A 92826C839 562 2855 SH SOLE 5 1530 0 1325 WASTE MGMT INC DEL COM 94106L109 3 17 SH DFND 2 0 17 0 WASTE MGMT INC DEL COM 94106L109 201 1315 SH SOLE 5 1315 0 0 WELLS FARGO CO NEW COM 949746101 8 214 SH DFND 2,3 0 214 0 WELLS FARGO CO NEW COM 949746101 255 6502 SH SOLE 5 6502 0 0 WHEELS UP EXPERIENCE INC COM CL A 96328L106 36 18300 SH SOLE 5 0 0 18300 WISDOMTREE TR YIELD ENHANCD US 97717X511 2236 50019 SH SOLE 5 48569 0 1450 WORLD GOLD TR SPDR GLD MINIS 98149E303 18163 506229 SH SOLE 5 497030 0 9199 XCEL ENERGY INC COM 98389B100 7 100 SH DFND 1,2 0 100 0 XCEL ENERGY INC COM 98389B100 523 7340 SH SOLE 5 7340 0 0