0001062993-16-011186.txt : 20160816
0001062993-16-011186.hdr.sgml : 20160816
20160815184241
ACCESSION NUMBER: 0001062993-16-011186
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160816
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 161834317
BUSINESS ADDRESS:
STREET 1: 551 COON RAPIDS BOULEVARD, SUITE 100
CITY: COON RAPIDS
STATE: MN
ZIP: 55433
BUSINESS PHONE: 763-421-5300
MAIL ADDRESS:
STREET 1: 551 COON RAPIDS BOULEVARD, SUITE 100
CITY: COON RAPIDS
STATE: MN
ZIP: 55433
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001557485
XXXXXXXX
06-30-2016
06-30-2016
SNS Financial Group, LLC
551 COON RAPIDS BOULEVARD, SUITE 100
COON RAPIDS
MN
55433
13F HOLDINGS REPORT
028-15525
N
Joseph VanDam
Chief Compliance Officer
763-421-5300
Joseph L VanDam
Coon Rapids
MN
08-14-2016
0
133
397857
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
976
5571
SH
SOLE
0
0
5571
ABBOTT LABS
COM
002824100
421
10706
SH
SOLE
0
0
10706
ABBVIE INC
COM
00287Y109
5589
90281
SH
SOLE
0
0
90281
ADTRAN INC
COM
00738A106
186
10000
SH
SOLE
0
0
10000
ADVISORSHARES TR
ADVISR GLBECHO
00768Y776
526
8847
SH
SOLE
0
0
8847
ADVISORSHARES TR
MEIDELL TCT AD
00768Y826
1160
43590
SH
SOLE
0
0
43590
ALLSTATE CORP
COM
020002101
1691
24178
SH
SOLE
0
0
24178
ALPHABET INC
CAP STK CL C
02079K107
514
743
SH
SOLE
0
0
743
ALPHABET INC
CALL
02079K907
1470
2000
SH
Call
SOLE
0
0
2000
ALTRIA GROUP INC
COM
02209S103
430
6237
SH
SOLE
0
0
6237
AMAZON COM INC
COM
023135106
849
1186
SH
SOLE
0
0
1186
AMAZON COM INC
CALL
023135906
1696
2300
SH
Call
SOLE
0
0
2300
AMGEN INC
COM
031162100
1585
10418
SH
SOLE
0
0
10418
APACHE CORP
COM
037411105
234
4209
SH
SOLE
0
0
4209
APOLLO INVT CORP
COM
03761U106
327
59000
SH
SOLE
0
0
59000
APPLE INC
COM
037833100
8236
86152
SH
SOLE
0
0
86152
APPLE INC
CALL
037833900
379
4000
SH
Call
SOLE
0
0
4000
AT&T INC
COM
00206R102
4408
102016
SH
SOLE
0
0
102016
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
217
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1341
9265
SH
SOLE
0
0
9265
BIOGEN INC
CALL
09062X903
530
2000
SH
Call
SOLE
0
0
2000
BRISTOL MYERS SQUIBB CO
COM
110122108
439
5971
SH
SOLE
0
0
5971
CBOE HLDGS INC
COM
12503M108
1220
18308
SH
SOLE
0
0
18308
CENTURYLINK INC
COM
156700106
1687
58143
SH
SOLE
0
0
58143
CHESAPEAKE ENERGY CORP
COM
165167107
60
14030
SH
SOLE
0
0
14030
CHEVRON CORP NEW
COM
166764100
342
3266
SH
SOLE
0
0
3266
CISCO SYS INC
COM
17275R102
1886
65722
SH
SOLE
0
0
65722
CLEARFIELD INC
COM
18482P103
2652
148227
SH
SOLE
0
0
148227
CME GROUP INC
COM
12572Q105
4993
51260
SH
SOLE
0
0
51260
COMSCORE INC
COM
20564W105
687
28750
SH
SOLE
0
0
28750
CONOCOPHILLIPS
COM
20825C104
275
6296
SH
SOLE
0
0
6296
DUKE ENERGY HOLDINGS CORP NEW
COM NEW
26441C204
2203
25674
SH
SOLE
0
0
25674
DXP ENTERPRISES INC NEW
COM NEW
233377407
164
11000
SH
SOLE
0
0
11000
ECOLAB INC
COM
278865100
221
1866
SH
SOLE
0
0
1866
ENERGY TRANSFER PARTNERS L P
UNIT LTD PARTN
29273R109
417
10966
SH
SOLE
0
0
10966
EXXON MOBIL CORP
COM
30231G102
608
6484
SH
SOLE
0
0
6484
FACEBOOK INC
CL A
30303M102
210
1839
SH
SOLE
0
0
1839
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R886
950
57240
SH
SOLE
0
0
57240
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT 5 ETF
33738R605
3599
160954
SH
SOLE
0
0
160954
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
1613
65369
SH
SOLE
0
0
65369
FIRST TR EXCHANGE TRADED FD VI
FST TR GB FD
33739H101
1509
69696
SH
SOLE
0
0
69696
FIRST TR MULTI CP VAL ALPHA
COM SHS
33733C108
543
12790
SH
SOLE
0
0
12790
FIRST TR STOXX EURO DIV FD
COMMON SHS
33735T109
1403
119478
SH
SOLE
0
0
119478
GENERAL ELECTRIC CO
COM
369604103
5491
174436
SH
SOLE
0
0
174436
GENERAL MLS INC
COM
370334104
3506
49161
SH
SOLE
0
0
49161
GLAXOSMITHLINE PLC
SPONSORED ADR
37733W105
1666
38446
SH
SOLE
0
0
38446
HOME DEPOT INC
COM
437076102
1671
13087
SH
SOLE
0
0
13087
HONEYWELL INTL INC
COM
438516106
496
4261
SH
SOLE
0
0
4261
INTEL CORP
COM
458140100
1833
55873
SH
SOLE
0
0
55873
INTL BUSINESS MACHS
COM
459200101
328
2164
SH
SOLE
0
0
2164
ISHARES TR
1-3 YR TR BD ETF
464287457
1948
22830
SH
SOLE
0
0
22830
ISHARES TR
CALL
464287905
17186
277200
SH
Call
SOLE
0
0
277200
ISHARES TR
CALL
464287905
14125
123900
SH
Call
SOLE
0
0
123900
ISHARES TR
CALL
464287904
9945
265200
SH
Call
SOLE
0
0
265200
ISHARES TR
CORE S&P500 ETF
464287200
2559
12156
SH
SOLE
0
0
12156
ISHARES TR
CORE US AGGBD ET
464287226
3208
28491
SH
SOLE
0
0
28491
ISHARES TR
EAFE GRWTH ETF
464288885
561
8582
SH
SOLE
0
0
8582
ISHARES TR
JP MOR EM MK ETF
464288281
775
6733
SH
SOLE
0
0
6733
ISHARES TR
MSCI EAFE ETF
464287465
14580
261201
SH
SOLE
0
0
261201
ISHARES TR
MSCI EMG MKT ETF
464287234
8187
238263
SH
SOLE
0
0
238263
ISHARES TR
PUT
464287955
13133
123900
SH
Put
SOLE
0
0
123900
ISHARES TR
PUT
464287955
7762
138600
SH
Put
SOLE
0
0
138600
ISHARES TR
PUT
464287954
4376
132600
SH
Put
SOLE
0
0
132600
ISHARES TR
RUSSELL 2000 ETF
464287655
21646
188260
SH
SOLE
0
0
188260
ISHARES TR
S&P 500 GRWT ETF
464287309
442
3794
SH
SOLE
0
0
3794
ISHARES TR
S&P MC 400GR ETF
464287606
420
2483
SH
SOLE
0
0
2483
ISHARES TR
S&P MC 400VL ETF
464287705
1061
8287
SH
SOLE
0
0
8287
ISHARES TR
SP SMCP600GR ETF
464287887
504
3925
SH
SOLE
0
0
3925
ISHARES TR
SP SMCP600VL ETF
464287879
1069
9149
SH
SOLE
0
0
9149
J P MORGAN EXCHANGE TRADED F
DIV RTN INT EQ
46641Q209
570
11525
SH
SOLE
0
0
11525
J P MORGAN EXCHANGE TRADED F
JPMORGAN DIVER
46641Q407
1097
19129
SH
SOLE
0
0
19129
JOHNSON & JOHNSON
COM
478160104
602
4964
SH
SOLE
0
0
4964
KINDER MORGAN INC DEL
COM
49456B101
201
10725
SH
SOLE
0
0
10725
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
903
17528
SH
SOLE
0
0
17528
LINEAR TECHNOLOGY CORP
COM
535678106
212
4556
SH
SOLE
0
0
4556
LOCKHEED MARTIN CORP
COM
539830109
1906
7682
SH
SOLE
0
0
7682
LOWES COS INC
COM
548661107
10176
128537
SH
SOLE
0
0
128537
MARKET VECTORS ETF TR
INVT GRD FL RT
57060U514
1703
68625
SH
SOLE
0
0
68625
MEDTRONIC PLC
SHS
G5960L103
247
2850
SH
SOLE
0
0
2850
MICROSOFT CORP
COM
594918104
5268
102958
SH
SOLE
0
0
102958
NETFLIX INC
COM
64110L106
229
2500
SH
SOLE
0
0
2500
NETFLIX INC
CALL
64110L906
243
2400
SH
Call
SOLE
0
0
2400
ORACLE CORP
COM
68389X105
518
12649
SH
SOLE
0
0
12649
PARK CITY GROUP INC
COM
700215304
247
27500
SH
SOLE
0
0
27500
PEPSICO INC
COM
713448108
279
2630
SH
SOLE
0
0
2630
PFIZER INC
COM
717081103
669
18990
SH
SOLE
0
0
18990
PHILIP MORRIS INTL INC
COM
718172109
983
9665
SH
SOLE
0
0
9665
POLYMET MINING CORP
COM
731916102
111
144505
SH
SOLE
0
0
144505
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
1868
43667
SH
SOLE
0
0
43667
POWERSHARES ETF TR II
SOVEREIGN DEBT
73936T573
1547
52290
SH
SOLE
0
0
52290
POWERSHARES QQQ TRUST
CALL
73935A904
215
2000
SH
Call
SOLE
0
0
2000
PRICELINE GRP INC
PUT
741503953
2875
2500
SH
Put
SOLE
0
0
2500
PROCTER & GAMBLE CO
COM
742718109
244
2882
SH
SOLE
0
0
2882
QUALCOMM INC
COM
747525103
2760
51527
SH
SOLE
0
0
51527
SCHLUMBERGER LTD
COM
806857108
327
4133
SH
SOLE
0
0
4133
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1722
31223
SH
SOLE
0
0
31223
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
280
4103
SH
SOLE
0
0
4103
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1656
38191
SH
SOLE
0
0
38191
SEQUENOM INC
COM NEW
817337405
111
122000
SH
SOLE
0
0
122000
SOUTHERN CO
COM
842587107
2898
54044
SH
SOLE
0
0
54044
SPDR DOW JONES INDL AVRG ETF
CALL
78467X909
32449
175400
SH
Call
SOLE
0
0
175400
SPDR DOW JONES INDL AVRG ETF
PUT
78467X959
14470
87700
SH
Put
SOLE
0
0
87700
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
18244
101920
SH
SOLE
0
0
101920
SPDR GOLD TR
CALL
78463V907
249
1900
SH
Call
SOLE
0
0
1900
SPDR GOLD TR
GOLD SHS
78463V107
627
4956
SH
SOLE
0
0
4956
SPDR S&P 500 ETF TR
CALL
78462F903
758
3500
SH
Call
SOLE
0
0
3500
SPDR S&P 500 ETF TR
PUT
78462F953
16804
85700
SH
Put
SOLE
0
0
85700
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36340
173484
SH
SOLE
0
0
173484
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2890
10616
SH
SOLE
0
0
10616
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
1655
53756
SH
SOLE
0
0
53756
SPDR SERIES TRUST
DJ REIT ETF
78464A607
1716
17254
SH
SOLE
0
0
17254
SPDR SERIES TRUST
WELLS FG PFD ETF
78464A292
1080
23449
SH
SOLE
0
0
23449
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
2354
47147
SH
SOLE
0
0
47147
ST JUDE MED INC
COM
790849103
312
4000
SH
SOLE
0
0
4000
TARGET CORP
COM
87612E106
5169
74026
SH
SOLE
0
0
74026
TD AMERITRADE HLDG CORP
COM
87236Y108
1197
42045
SH
SOLE
0
0
42045
TESLA MTRS INC
CALL
88160R901
235
1000
SH
Call
SOLE
0
0
1000
UNITED PARCEL SERVICE INC
CL B
911312106
309
2868
SH
SOLE
0
0
2868
UNITEDHEALTH GROUP INC
COM
91324P102
751
5319
SH
SOLE
0
0
5319
US BANCORP DEL
COM NEW
902973304
5095
126332
SH
SOLE
0
0
126332
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
816
9683
SH
SOLE
0
0
9683
VANGUARD INDEX FDS
REIT ETF
922908553
1762
19872
SH
SOLE
0
0
19872
VANGUARD INDEX FDS
S& 500 ETF SHS
922908363
622
3236
SH
SOLE
0
0
3236
VANGUARD INDEX FDS
SMALL CP ETF
922908751
295
2551
SH
SOLE
0
0
2551
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1548
14442
SH
SOLE
0
0
14442
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
860
24416
SH
SOLE
0
0
24416
VANGUARD INTL EQUITYINDEX F
FTSE EUROPE ETF
922042874
242
5185
SH
SOLE
0
0
5185
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
497
14052
SH
SOLE
0
0
14052
VERIZON COMMUNICATIONS INC
COM
92343V104
435
7798
SH
SOLE
0
0
7798
WAL-MART STORES INC
COM
931142103
318
4355
SH
SOLE
0
0
4355
WASTE MGMT INC DEL
COM
94106L109
5404
81538
SH
SOLE
0
0
81538
WELLS FARGO & CO NEW
COM
949746101
536
11329
SH
SOLE
0
0
11329
WELLTOWER INC
COM
95040Q104
226
2967
SH
SOLE
0
0
2967