0001062993-15-004552.txt : 20150814
0001062993-15-004552.hdr.sgml : 20150814
20150814144021
ACCESSION NUMBER: 0001062993-15-004552
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 151054967
BUSINESS ADDRESS:
STREET 1: 551 COON RAPIDS BOULEVARD, SUITE 100
CITY: COON RAPIDS
STATE: MN
ZIP: 55433
BUSINESS PHONE: 763-421-5300
MAIL ADDRESS:
STREET 1: 551 COON RAPIDS BOULEVARD, SUITE 100
CITY: COON RAPIDS
STATE: MN
ZIP: 55433
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001557485
XXXXXXXX
06-30-2015
06-30-2015
SNS Financial Group, LLC
551 COON RAPIDS BOULEVARD, SUITE 100
COON RAPIDS
MN
55433
13F HOLDINGS REPORT
028-15525
N
Joseph VanDam
Chief Compliance Officer
763-421-5300
Joseph L VanDam
Coon Rapids
MN
08-14-2015
0
121
329699
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
865
5605
SH
SOLE
0
0
5605
ABBOTT LABS
COM
002824100
408
8306
SH
SOLE
0
0
8306
ABBVIE INC
COM
00287Y109
696
10359
SH
SOLE
0
0
10359
ADVISORSHARES TR
ADVISR GLBECHO
00768Y776
351
5515
SH
SOLE
0
0
5515
ADVISORSHARES TR
MEIDELL TCT AD
00768Y826
929
30036
SH
SOLE
0
0
30036
ALTRIA GROUP INC
COM
02209S103
362
7394
SH
SOLE
0
0
7394
AMAZON COM INC
COM
023135106
454
1047
SH
SOLE
0
0
1047
AMAZON COM INC
CALL
023135906
282
600
SH
Call
SOLE
0
0
600
AMAZON COM INC
PUT
023135956
281
700
SH
Put
SOLE
0
0
700
AMERICAN ELEC PWR INC
COM
025537101
334
6313
SH
SOLE
0
0
6313
AMERICAN EXPRESS CO
COM
025816109
257
3311
SH
SOLE
0
0
3311
APACHE CORP
COM
037411105
243
4209
SH
SOLE
0
0
4209
APOLLO INVT CORP
COM
03761U106
143
20264
SH
SOLE
0
0
20264
APPLE INC
COM
037833100
5808
46306
SH
SOLE
0
0
46306
APPLE INC
CALL
037833900
1057
10200
SH
Call
SOLE
0
0
10200
APPLE INC
PUT
037833950
443
4100
SH
Put
SOLE
0
0
4100
AT&T INC
COM
00206R102
1979
55715
SH
SOLE
0
0
55715
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
205
1
SH
SOLE
0
0
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1454
10680
SH
SOLE
0
0
10680
BRISTOL MYERS SQUIBB CO
COM
110122108
424
6379
SH
SOLE
0
0
6379
CHESAPEAKE ENERGY CORP
COM
165167107
166
14853
SH
SOLE
0
0
14853
CHIPOTLE MEXICAN GRILL INC
COM
169656105
605
1000
SH
SOLE
0
0
1000
CISCO SYS INC
COM
17275R102
4212
153379
SH
SOLE
0
0
153379
CONOCOPHILLIPS
COM
20825C104
402
6538
SH
SOLE
0
0
6538
DEERE & CO
COM
244199105
252
2600
SH
SOLE
0
0
2600
DISNEY WLAT CO
COM DISNEY
254687106
781
6844
SH
SOLE
0
0
6844
DUKE ENERGY CORP NEW
COM NEW
26441C204
1301
18421
SH
SOLE
0
0
18421
ECOLAB INC
COM
278865100
211
1866
SH
SOLE
0
0
1866
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
207
3232
SH
SOLE
0
0
3232
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
348
6664
SH
SOLE
0
0
6664
EXPRESS SCRIPTS HLDG CO
COM
30219G108
222
2501
SH
SOLE
0
0
2501
EXXON MOBIL CORP
COM
30231G102
314
3779
SH
SOLE
0
0
3779
FACEBOOK INC
CL A
30303M102
638
7439
SH
SOLE
0
0
7439
FIRST TR EXCHAN TRADED FD VI
FST TR GLB FD
33739H101
2065
83284
SH
SOLE
0
0
83284
FIRST TR EXCHANGE TRADED FD
MULTI ASSET DI
33738R100
2865
143538
SH
SOLE
0
0
143538
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
3758
153681
SH
SOLE
0
0
153681
FIRST TR EXCHANGE TRADED FD
DORSEY WRIGHT
33738R886
1097
56116
SH
SOLE
0
0
56116
FIRST TRUST MULTI CP VAL ALPHA
COM SHS
33733C108
647
13915
SH
SOLE
0
0
13915
GENERAL ELECTRIC CO
COM
369604103
5311
199876
SH
SOLE
0
0
199876
GENERAL MLS INC
COM
370334104
2837
50917
SH
SOLE
0
0
50917
GILEAD SCIENCES INC
COM
375558103
4361
37252
SH
SOLE
0
0
37252
HEALTH CARE REIT INC
COM
42217K106
247
3768
SH
SOLE
0
0
3768
HONEYWELL INTL INC
COM
438516106
516
5061
SH
SOLE
0
0
5061
INTEL CORP
COM
458140100
1320
43398
SH
SOLE
0
0
43398
INTEL CORP
CALL
458140900
273
7900
SH
Call
SOLE
0
0
7900
INTERNATIONAL BUSINESS MACHS
COM
459200101
1600
9834
SH
SOLE
0
0
9834
INTERNATIONAL BUSINESS MACHS
CALL
459200901
286
1700
SH
Call
SOLE
0
0
1700
ISHARES
EM MK MINVOL ETF
464286533
305
5286
SH
SOLE
0
0
5286
ISHARES
JP MOR EM MK ETF
464288281
861
7837
SH
SOLE
0
0
7837
ISHARES
3-7 YR TR BD ETF
464288661
1739
14145
SH
SOLE
0
0
14145
ISHARES
EAFE GRWTH ETF
464288885
516
7380
SH
SOLE
0
0
7380
ISHARES TR
CORE S&P500 ETF
464287200
4665
22512
SH
SOLE
0
0
22512
ISHARES TR
CORE US AGGBD ET
464287226
3637
33435
SH
SOLE
0
0
33435
ISHARES TR
MSCI EMG MKT ETF
464287234
9235
233079
SH
SOLE
0
0
233079
ISHARES TR
S&P 500 GRWT ETF
464287309
1585
13918
SH
SOLE
0
0
13918
ISHARES TR
S&P 500 VAL ETF
464287408
1000
10849
SH
SOLE
0
0
10849
ISHARES TR
1-3 YR TR BD ETF
464287457
1825
21501
SH
SOLE
0
0
21501
ISHARES TR
MSCI EAFE ETF
464287465
17434
274587
SH
SOLE
0
0
274587
ISHARES TR
S&P MC 400GR ETF
464287606
1424
8402
SH
SOLE
0
0
8402
ISHARES TR
RUS 2000 GRW ETF
464287648
4690
30340
SH
SOLE
0
0
30340
ISHARES TR
RUSSELL 2000 ETF
464287655
24249
194212
SH
SOLE
0
0
194212
ISHARES TR
US REAL ES ETF
464287739
4357
61104
SH
SOLE
0
0
61104
ISHARES TR
SP SMCP600GR ETF
464287887
1611
12295
SH
SOLE
0
0
12295
ISHARES TR
CALL
464287905
15395
119300
SH
Call
SOLE
0
0
119300
ISHARES TR
PUT
464287954
4142
106200
SH
Put
SOLE
0
0
106200
ISHARES TR
PUT
464287955
9431
152100
SH
Put
SOLE
0
0
152100
ISHARES TR
PUT
464287955
485
4600
SH
Put
SOLE
0
0
4600
ISHARES TR
PUT
464287956
368
1600
SH
Put
SOLE
0
0
1600
JOHNSON & JOHNSON
COM
478160104
591
6067
SH
SOLE
0
0
6067
JP MORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2642
66722
SH
SOLE
0
0
66722
KANSAS CITY SOUTHERN
COM NEW
485170302
288
3158
SH
SOLE
0
0
3158
KINDER MORGAN INC DEL
COM
49456B101
310
8076
SH
SOLE
0
0
8076
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
1011
19193
SH
SOLE
0
0
19193
LILLY ELI & CO
COM
532457108
515
6167
SH
SOLE
0
0
6167
LOCKHEED MARTIN CORP
COM
539830109
1317
7086
SH
SOLE
0
0
7086
MACYS INC
COM
55616P104
358
5303
SH
SOLE
0
0
5303
MARKET VECTORS ETF TR
INVT GRD FL RT
57060U514
1847
74312
SH
SOLE
0
0
74312
MCDONALDS CORP
COM
580135101
4069
42802
SH
SOLE
0
0
42802
MEDTRONIC PLC
SHS
G5960L103
204
2750
SH
SOLE
0
0
2750
MICROSOFT CORP
COM
594918104
4811
108966
SH
SOLE
0
0
108966
ORACLE CORP
COM
68389X105
472
11700
SH
SOLE
0
0
11700
PEPSICO INC
COM
713448108
210
2250
SH
SOLE
0
0
2250
PFIZER INC
COM
717081103
1915
57110
SH
SOLE
0
0
57110
PHILIP MORRIS INTL INC
COM
718172109
901
11242
SH
SOLE
0
0
11242
POLYMET MINING CORP
COM
731916102
14
12525
SH
SOLE
0
0
12525
PROCTER & GAMBLE CO
COM
742718109
1551
19826
SH
SOLE
0
0
19826
SCHLUMBERGER LTD
COM
806857108
451
5232
SH
SOLE
0
0
5232
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
2528
33988
SH
SOLE
0
0
33988
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
443
5898
SH
SOLE
0
0
5898
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2600
106660
SH
SOLE
0
0
106660
SEQUENOM INC
COM NEW
817337405
371
122000
SH
SOLE
0
0
122000
SOUTHERN CO
COM
842587107
1494
35651
SH
SOLE
0
0
35651
SPDR S&P 500 ETF TR
TR UNIT
78462F103
37534
182339
SH
SOLE
0
0
182339
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
17737
100883
SH
SOLE
0
0
100883
SPDR DOW JONES INDL AVRG ETF
PUT
78467X959
17112
99200
SH
Put
SOLE
0
0
99200
SPDR GOLD TRUST
GOLD SHS
78463V107
503
4477
SH
SOLE
0
0
4477
SPDR S&P 500 ETF TR
PUT
78462F953
20282
100500
SH
Put
SOLE
0
0
100500
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3064
11217
SH
SOLE
0
0
11217
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
2140
69935
SH
SOLE
0
0
69935
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
2166
46417
SH
SOLE
0
0
46417
SSGA ACTIVE ETF
BLKSTN GSOSRLN
78467V608
890
18073
SH
SOLE
0
0
18073
ST JUDE MED INC
COM
790849103
219
3000
SH
SOLE
0
0
3000
TARGET CORP
COM
87612E106
835
10230
SH
SOLE
0
0
10230
TD AMERITRADE HLDG CORP
COM
87236Y108
1538
41775
SH
SOLE
0
0
41775
TESORO CORP
CALL
881609901
209
2500
SH
Call
SOLE
0
0
2500
UNION PAC CORP
CALL
907818908
225
2000
SH
Call
SOLE
0
0
2000
UNITED PARCEL SERVICE INC
CL B
911312106
358
3698
SH
SOLE
0
0
3698
UNITED STATES OIL FUND LP
UNITS
91232N108
4421
222365
SH
SOLE
0
0
222365
UNITEDHEALTH GROUP INC
COM
91324P102
564
4620
SH
SOLE
0
0
4620
VANGAURD BD INDEX FD INC
TOTAL BND MRKT
921937835
651
8008
SH
SOLE
0
0
8008
VANGAURD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
325
6016
SH
SOLE
0
0
6016
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908553
1936
25915
SH
SOLE
0
0
25915
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1395
13036
SH
SOLE
0
0
13036
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
830
20300
SH
SOLE
0
0
20300
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
5313
134001
SH
SOLE
0
0
134001
VERIZON COMMUNICATIONS INC
COM
92343V104
4045
86777
SH
SOLE
0
0
86777
WAL-MART STORES INC
COM
931142103
4205
59280
SH
SOLE
0
0
59280
WASTE MGMT INC DEL
COM
94106L109
3729
80443
SH
SOLE
0
0
80443
WELLS FARGO & CO
COM
949746101
548
9737
SH
SOLE
0
0
9737
WISDOMTREE TR
INTL DIV EX FINL
97717W786
3005
70618
SH
SOLE
0
0
70618
WYNN RESORTS LTD
CALL
983134907
238
2000
SH
Call
SOLE
0
0
2000