0001593968-19-001129.txt : 20190516 0001593968-19-001129.hdr.sgml : 20190516 20190516165651 ACCESSION NUMBER: 0001593968-19-001129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boardman D. Dixon CENTRAL INDEX KEY: 0001678605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 19833080 MAIL ADDRESS: STREET 1: C/O KADMON HOLDINGS, LLC STREET 2: 450 E. 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2019-05-15 0001557142 Kadmon Holdings, Inc. KDMN 0001678605 Boardman D. Dixon C/O KADMON HOLDINGS, INC. 450 E 29TH STREET NEW YORK NY 10016 true false false false Stock Option (right to buy) 2.29 2019-05-15 4 A false 100000 2.29 A 2020-05-15 2029-05-15 Common stock, par value $0.001 100000 198079 D The stock option becomes vested and exercisable on May 15, 2020. Only represents derivative securities of this class. /s/Steven N. Gordon, Attorney-in-Fact 2019-05-16