0001593968-19-000933.txt : 20190405
0001593968-19-000933.hdr.sgml : 20190405
20190405161505
ACCESSION NUMBER: 0001593968-19-000933
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190403
FILED AS OF DATE: 20190405
DATE AS OF CHANGE: 20190405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gordon Steven N.
CENTRAL INDEX KEY: 0001678737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37841
FILM NUMBER: 19735289
MAIL ADDRESS:
STREET 1: C/O KADMON HOLDINGS, LLC
STREET 2: 450 E 29TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kadmon Holdings, Inc.
CENTRAL INDEX KEY: 0001557142
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 273576929
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 450 EAST 29TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-308-6000
MAIL ADDRESS:
STREET 1: 450 EAST 29TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: Kadmon Holdings, LLC
DATE OF NAME CHANGE: 20120829
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2019-04-03
0001557142
Kadmon Holdings, Inc.
KDMN
0001678737
Gordon Steven N.
C/O KADMON HOLDINGS, INC.
450 E. 29TH STREET
NEW YORK
NY
10016
false
true
false
false
Exec VP, GC, Chief Admin, Comp
Performance Stock Option (right to buy)
4.06
2019-04-03
4
A
false
68334
A
2019-04-03
2028-04-03
Common Stock, par value $0.001
68334
68334
D
On April 3, 2018, the reporting person was granted performance based stock options to purchase an aggregate of 307,500 shares of Kadmon Holdings, Inc. common stock (the "Performance Options"), which may be earned based on the achievement of three separate performance milestones related to the Company's operating and research and development activities. Any Performance Options earned will generally vest in three equal installments on specified vesting dates between the date of achievement and the third anniversary of the grant date based on continued employment. The compensation committee of the board of directors of the Company has determined the first and second Performance Goals have been achieved, and 68,334 Performance Options vested on April 3, 2019.
Only represents derivative securities of this class.
/s/Steven N. Gordon
2019-04-05