0001593968-19-000933.txt : 20190405 0001593968-19-000933.hdr.sgml : 20190405 20190405161505 ACCESSION NUMBER: 0001593968-19-000933 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190403 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Steven N. CENTRAL INDEX KEY: 0001678737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 19735289 MAIL ADDRESS: STREET 1: C/O KADMON HOLDINGS, LLC STREET 2: 450 E 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2019-04-03 0001557142 Kadmon Holdings, Inc. KDMN 0001678737 Gordon Steven N. C/O KADMON HOLDINGS, INC. 450 E. 29TH STREET NEW YORK NY 10016 false true false false Exec VP, GC, Chief Admin, Comp Performance Stock Option (right to buy) 4.06 2019-04-03 4 A false 68334 A 2019-04-03 2028-04-03 Common Stock, par value $0.001 68334 68334 D On April 3, 2018, the reporting person was granted performance based stock options to purchase an aggregate of 307,500 shares of Kadmon Holdings, Inc. common stock (the "Performance Options"), which may be earned based on the achievement of three separate performance milestones related to the Company's operating and research and development activities. Any Performance Options earned will generally vest in three equal installments on specified vesting dates between the date of achievement and the third anniversary of the grant date based on continued employment. The compensation committee of the board of directors of the Company has determined the first and second Performance Goals have been achieved, and 68,334 Performance Options vested on April 3, 2019. Only represents derivative securities of this class. /s/Steven N. Gordon 2019-04-05