0001593968-17-000974.txt : 20170809 0001593968-17-000974.hdr.sgml : 20170809 20170809183534 ACCESSION NUMBER: 0001593968-17-000974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170808 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Steven N. CENTRAL INDEX KEY: 0001678737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 171019290 MAIL ADDRESS: STREET 1: C/O KADMON HOLDINGS, LLC STREET 2: 450 E 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-08-08 0001557142 Kadmon Holdings, Inc. KDMN 0001678737 Gordon Steven N. C/O KADMON HOLDINGS, INC. 450 E. 29TH STREET NEW YORK NY 10016 false true false false Exec VP, GC, Chief Admin, Comp Common Stock, par value $0.001 2017-08-08 4 P false 1000 2.471 A 84721 D Common Stock, par value $0.001 2017-08-08 4 J false 0 0 D 148763 I Steven Gordon Gift Trust Dtd 3-31-2011 In connection with the January 23, 2017 liquidation and pro rata distribution of the Issuer's securities previously reported as held indirectly by the reporting person through Kadmon I, LLC, the amount of securities directly and indirectly beneficially owned by the reporting person have been adjusted to reflect changes in the form of ownership and related reductions as a result of rounding in connection with the pro rata distribution. /s/Steven N. Gordon 2017-08-09