0001593968-17-000841.txt : 20170630 0001593968-17-000841.hdr.sgml : 20170630 20170630184253 ACCESSION NUMBER: 0001593968-17-000841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boardman D. Dixon CENTRAL INDEX KEY: 0001678605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 17943632 MAIL ADDRESS: STREET 1: C/O KADMON HOLDINGS, LLC STREET 2: 450 E. 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2017-06-29 0001557142 Kadmon Holdings, Inc. KDMN 0001678605 Boardman D. Dixon C/O KADMON HOLDINGS, INC. 450 E 29TH STREET NEW YORK NY 10016 true false false false Stock Option (right to buy) 4.12 2017-06-29 4 A false 50000 4.12 A 2027-06-29 Common Stock, par value $0.001 50000 50000 D The option becomes vested and exercisable on June 29, 2018. Only represents derivative securities of this class. /s/Steven N. Gordon, Attorney-in-Fact 2017-06-30