0001104659-16-134425.txt : 20160726 0001104659-16-134425.hdr.sgml : 20160726 20160726183511 ACCESSION NUMBER: 0001104659-16-134425 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, LLC CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wiviott Susan CENTRAL INDEX KEY: 0001678417 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 161785326 MAIL ADDRESS: STREET 1: C/O KADMON HOLDINGS, LLC STREET 2: 450 E 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 3 1 a3.xml 3 X0206 3 2016-07-26 0 0001557142 Kadmon Holdings, LLC KDMN 0001678417 Wiviott Susan C/O KADMON HOLDINGS, LLC, 450 E. 29TH STREET NEW YORK NY 10016 1 0 0 0 Common Stock, par value $0.001 4168 D Stock Option (right to buy) 12 2016-07-26 2021-08-11 Common Stock, par value $0.001 1539 D Stock Option (right to buy) 12 2016-07-26 2022-06-25 Common Stock, par value $0.001 1539 D Stock Option (right to buy) 12 2016-07-26 2023-12-19 Common Stock, par value $0.001 1539 D Stock Option (right to buy) 12 2016-07-26 2024-12-31 Common Stock, par value $0.001 6154 D Stock Option (right to buy) 12 2025-12-31 Common Stock, par value $0.001 3077 D The option becomes exercisable on December 31, 2016. This filing reflects the conversion of Kadmon Holdings, LLC, a Delaware limited liability company, into Kadmon Holdings, Inc., a Delaware corporation, pursuant to a statutory conversion set to occur on or about July 26, 2016. /s/ Steven N. Gordon, Attorney-in-Fact 2016-07-26