0001571610-24-000008.txt : 20240430 0001571610-24-000008.hdr.sgml : 20240430 20240430163906 ACCESSION NUMBER: 0001571610-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240426 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANTORO NICOLA JR CENTRAL INDEX KEY: 0001571610 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35777 FILM NUMBER: 24897952 MAIL ADDRESS: STREET 1: C/O FXCM INC STREET 2: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rithm Capital Corp. CENTRAL INDEX KEY: 0001556593 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 453449660 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 799 BROADWAY CITY: New York STATE: NY ZIP: 10003 BUSINESS PHONE: (212) 850-7770 MAIL ADDRESS: STREET 1: 799 BROADWAY CITY: New York STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment Corp. DATE OF NAME CHANGE: 20121227 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment LLC DATE OF NAME CHANGE: 20121214 FORMER COMPANY: FORMER CONFORMED NAME: Spinco Inc. DATE OF NAME CHANGE: 20120821 4 1 wk-form4_1714509535.xml FORM 4 X0508 4 2024-04-26 0 0001556593 Rithm Capital Corp. RITM 0001571610 SANTORO NICOLA JR 799 BROADWAY 8TH FLOOR NEW YORK NY 10003 0 1 0 0 Chief Financial Officer 0 Common Stock 2024-04-26 4 A 0 1082 0 A 111528 D Class B Profits Units of Rithm Capital Management LLC 2024-04-26 4 A 0 1146 0 A Common Stock 1146 52547 D Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. Includes 49,643 unvested restricted stock units. Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement. Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards. Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units. /s/ Nicola Santoro, Jr. 2024-04-30