0001062993-17-004712.txt : 20171109
0001062993-17-004712.hdr.sgml : 20171109
20171108194044
ACCESSION NUMBER: 0001062993-17-004712
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171108
EFFECTIVENESS DATE: 20171109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shamrock Asset Management LLC
CENTRAL INDEX KEY: 0001555909
IRS NUMBER: 752703322
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15010
FILM NUMBER: 171187934
BUSINESS ADDRESS:
STREET 1: 14643 DALLAS PARKWAY, SUITE 570
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: 214-265-9400
MAIL ADDRESS:
STREET 1: 14643 DALLAS PARKWAY, SUITE 570
CITY: DALLAS
STATE: TX
ZIP: 75254
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001555909
XXXXXXXX
09-30-2017
09-30-2017
Shamrock Asset Management LLC
14643 DALLAS PARKWAY, SUITE 570
DALLAS
TX
75254
13F HOLDINGS REPORT
028-15010
N
Edward Fjordbak
Chief Compliance Officer
214-265-9400
Edward Fjordbak
Dallas
TX
10-31-2017
0
280
155742
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO COM
Stock
88579Y101
47
223
SH
SOLE
0
0
223
ABBOTT LABS COM
Stock
002824100
769
14412
SH
SOLE
0
0
14412
ABBVIE INC COM
Stock
00287Y109
247
2777
SH
SOLE
0
0
2776
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
831
6154
SH
SOLE
0
0
6154
ADIENT PLC ORD SHS
Stock
G0084W101
0
1
SH
SOLE
0
0
1
ADOBE SYS INC COM
Stock
00724F101
22
148
SH
SOLE
0
0
148
AIR PRODS & CHEMS INC COM
Stock
009158106
10
66
SH
SOLE
0
0
66
ALERIAN MLP ETF
ETF
00162Q866
11
990
SH
SOLE
0
0
990
ALLEGION PUB LTD CO ORD SHS
Stock
G0176J109
1
16
SH
SOLE
0
0
16
ALLIANCEBERNSTEIN GBL HGH INCM COM
CEF
01879R106
28
2146
SH
SOLE
0
0
2145
ALPHABET INC CAP STK CL A
Stock
02079K305
74
76
SH
SOLE
0
0
76
ALPHABET INC CAP STK CL C
Stock
02079K107
24
25
SH
SOLE
0
0
25
ALPINE GLOBAL PREMIER PPTYS FD COM SBI
CEF
02083A103
28
4172
SH
SOLE
0
0
4172
ALPS SECTOR DIVIDEND DOGS ETF
ETF
00162Q858
13
300
SH
SOLE
0
0
300
ALTRIA GROUP INC COM
Stock
02209S103
59
931
SH
SOLE
0
0
931
AMAZON COM INC COM
Stock
023135106
278
289
SH
SOLE
0
0
289
AMERICAN ELEC PWR INC COM
Stock
025537101
4
62
SH
SOLE
0
0
62
AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
928
11466
SH
SOLE
0
0
11466
AMERIGAS PARTNERS L P UNIT L P INT
Stock
030975106
29
640
SH
SOLE
0
0
640
AMGEN INC COM
Stock
031162100
612
3283
SH
SOLE
0
0
3283
ANALOG DEVICES INC COM
Stock
032654105
735
8532
SH
SOLE
0
0
8532
APPLE INC COM
Stock
037833100
219
1419
SH
SOLE
0
0
1419
APPLIED MATLS INC COM
Stock
038222105
5
100
SH
SOLE
0
0
100
AQUA AMERICA INC COM
Stock
03836W103
17
524
SH
SOLE
0
0
524
ARISTA NETWORKS INC COM
Stock
040413106
19
102
SH
SOLE
0
0
102
AT&T INC COM
Stock
00206R102
182
4644
SH
SOLE
0
0
4644
BANK AMER CORP COM
Stock
060505104
6
218
SH
SOLE
0
0
217
BANK NEW YORK MELLON CORP COM
Stock
064058100
21
387
SH
SOLE
0
0
387
BARCLAYS BK PLC IPATH S&P500 VIX
ETF
06746L422
6
150
SH
SOLE
0
0
150
BAXTER INTL INC COM
Stock
071813109
27
438
SH
SOLE
0
0
437
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
37
200
SH
SOLE
0
0
200
BIOGEN INC COM
Stock
09062X103
13
40
SH
SOLE
0
0
40
BLACKROCK INVT QUALITY MUN TR COM
CEF
09247D105
175
11730
SH
SOLE
0
0
11730
BLACKROCK UTIL & INFRASTRCTURE COM
CEF
09248D104
42
2000
SH
SOLE
0
0
2000
BLACKSTONE GROUP L P COM UNIT LTD
Stock
09253U108
45
1360
SH
SOLE
0
0
1360
BROOKFIELD INFRAST PARTNERS LP LP INT UNIT
Stock
G16252101
1222
28326
SH
SOLE
0
0
28326
CADENCE DESIGN SYSTEM INC COM
Stock
127387108
25
638
SH
SOLE
0
0
638
CANADIAN NATL RY CO COM
Stock
136375102
17
200
SH
SOLE
0
0
200
CBS CORP NEW CL B
Stock
124857202
356
6139
SH
SOLE
0
0
6139
CELANESE CORP DEL COM SER A
Stock
150870103
40
382
SH
SOLE
0
0
382
CELGENE CORP COM
Stock
151020104
42
285
SH
SOLE
0
0
285
CENTENE CORP DEL COM
Stock
15135B101
25
261
SH
SOLE
0
0
261
CENTURYLINK INC COM
Stock
156700106
0
2
SH
SOLE
0
0
2
CHENIERE ENERGY INC COM NEW
Stock
16411R208
196
4352
SH
SOLE
0
0
4352
CHEVRON CORP NEW COM
Stock
166764100
1590
13534
SH
SOLE
0
0
13533
CISCO SYS INC COM
Stock
17275R102
3
100
SH
SOLE
0
0
100
COCA COLA CO COM
Stock
191216100
27
594
SH
SOLE
0
0
594
COHEN & STEERS QUALITY RLTY FD COM
CEF
19247L106
51
4035
SH
SOLE
0
0
4035
COMCAST CORP NEW CL A
Stock
20030N101
35
906
SH
SOLE
0
0
906
CONOCOPHILLIPS COM
Stock
20825C104
1063
21248
SH
SOLE
0
0
21248
CONSOLIDATED EDISON INC COM
Stock
209115104
24
300
SH
SOLE
0
0
300
CORECIVIC INC COM
REIT
21871N101
16
589
SH
SOLE
0
0
588
CORNING INC COM
Stock
219350105
6
197
SH
SOLE
0
0
197
COSTCO WHSL CORP NEW COM
Stock
22160K105
109
662
SH
SOLE
0
0
662
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
1
10
SH
SOLE
0
0
10
CSS INDS INC COM
Stock
125906107
2
70
SH
SOLE
0
0
70
CVS HEALTH CORP COM
Stock
126650100
409
5026
SH
SOLE
0
0
5026
DEVON ENERGY CORP NEW COM
Stock
25179M103
17
466
SH
SOLE
0
0
466
DIAGEO P L C SPON ADR NEW
ADR
25243Q205
577
4370
SH
SOLE
0
0
4370
DIREXION DAILY SMALL CAP BULL 3X SHARES
ETF
25459W847
1
10
SH
SOLE
0
0
10
DISCOVER FINL SVCS COM
Stock
254709108
18
283
SH
SOLE
0
0
283
DNP SELECT INCOME FD COM
CEF
23325P104
68
5960
SH
SOLE
0
0
5960
DOW CHEM CO COM
Stock
260543103
0
0
SH
SOLE
0
0
0
EATON CORP PLC SHS
Stock
G29183103
19
244
SH
SOLE
0
0
244
EATON VANCE TX MNG BY WRT OPP COM
CEF
27828Y108
61
4000
SH
SOLE
0
0
4000
ELKHORN DWA COMMODITY ROTATION ETF
ETF
287711816
42
1782
SH
SOLE
0
0
1782
ELKHORN LUNT LOW VOL/HIGH BETA TACTICAL ETF
ETF
287711790
8396
268502
SH
SOLE
0
0
268502
EMERSON ELEC CO COM
Stock
291011104
37
583
SH
SOLE
0
0
583
EMQQ THE EMERGING MARKETS INTERNET AND ECOMMERCE ETF
ETF
301505889
726
19965
SH
SOLE
0
0
19965
ENERGY TRANSFER EQUITY L P COM UT LTD PTN
Stock
29273V100
61
3500
SH
SOLE
0
0
3500
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
324
12432
SH
SOLE
0
0
12432
EXXON MOBIL CORP COM
Stock
30231G102
192
2345
SH
SOLE
0
0
2344
FACEBOOK INC CL A
Stock
30303M102
22
127
SH
SOLE
0
0
127
FIDELITY MSCI FINANCIALS INDEX ETF
ETF
316092501
446
11745
SH
SOLE
0
0
11745
FIDELITY MSCI HEALTH CARE INDEX ETF
ETF
316092600
384
9708
SH
SOLE
0
0
9708
FIDELITY MSCI INDUSTRIALS INDEX ETF
ETF
316092709
55
1504
SH
SOLE
0
0
1504
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF
ETF
316092808
69
1504
SH
SOLE
0
0
1504
FIDELITY MSCI UTILITIES INDEX ETF
ETF
316092865
361
10444
SH
SOLE
0
0
10444
FIDELITY NATL INFORMATION SVCS COM
Stock
31620M106
7
75
SH
SOLE
0
0
75
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
16
612
SH
SOLE
0
0
612
FIRST TRUST ASIA PACIFIC EX-JAPAN ALPHADEX FUND
ETF
33737J109
6
184
SH
SOLE
0
0
184
FIRST TRUST CHINDIA ETF
ETF
33733A102
2625
68535
SH
SOLE
0
0
68535
FIRST TRUST EUROPE ALPHADEX FUND
ETF
33737J117
2668
70756
SH
SOLE
0
0
70756
FIRST TRUST FINANCIALS ALPHADEX FUND
ETF
33734X135
20
690
SH
SOLE
0
0
690
FIRST TRUST HEALTH CARE ALPHADEX FUND
ETF
33734X143
5243
77773
SH
SOLE
0
0
77773
FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND
ETF
33734X150
0
0
SH
SOLE
0
0
0
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
ETF
33734K109
7086
129062
SH
SOLE
0
0
129062
FIRST TRUST MATERIALS ALPHADEX FUND
ETF
33734X168
5308
131550
SH
SOLE
0
0
131550
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
ETF
33739E108
1460
72721
SH
SOLE
0
0
72721
FIRST TRUST RIVERFRONT DYNAMIC DEVELOPED INTERNATIONAL ETF
ETF
33739P608
2329
36939
SH
SOLE
0
0
36939
FIRST TRUST RIVERFRONT DYNAMIC EUROPE ETF
ETF
33739P806
8
120
SH
SOLE
0
0
120
FIRST TRUST SENIOR LOAN FUND
ETF
33738D309
582
12076
SH
SOLE
0
0
12076
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND
ETF
33737M300
5471
132792
SH
SOLE
0
0
132792
FIRST TRUST TACTICAL HIGH YIELD ETF
ETF
33738D408
648
13204
SH
SOLE
0
0
13204
FIRST TRUST TECHNOLOGY ALPHADEX FUND
ETF
33734X176
5427
113124
SH
SOLE
0
0
113124
FIRST TRUST UTILITIES ALPHADEX FUND
ETF
33734X184
17
638
SH
SOLE
0
0
638
FIRST TRUST VALUELINE 100 EXCHANGE-TRADED FUND
ETF
33735G107
5
242
SH
SOLE
0
0
242
FLEETCOR TECHNOLOGIES INC COM
Stock
339041105
15
96
SH
SOLE
0
0
96
FORD MTR CO DEL COM PAR $0.01
Stock
345370860
4
300
SH
SOLE
0
0
300
FRONTIER COMMUNICATIONS CORP COM NEW
Stock
35906A306
0
1
SH
SOLE
0
0
1
GALLAGHER ARTHUR J & CO COM
Stock
363576109
731
11883
SH
SOLE
0
0
11883
GENERAL ELECTRIC CO COM
Stock
369604103
665
27507
SH
SOLE
0
0
27507
GENOCEA BIOSCIENCES INC COM
Stock
372427104
1
500
SH
SOLE
0
0
500
GILEAD SCIENCES INC COM
Stock
375558103
587
7245
SH
SOLE
0
0
7245
GLAXOSMITHKLINE PLC SPONSORED ADR
ADR
37733W105
20
493
SH
SOLE
0
0
493
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF
ETF
78355W106
1664
17421
SH
SOLE
0
0
17421
HARRIS CORP DEL COM
Stock
413875105
1205
9149
SH
SOLE
0
0
9149
HARTFORD FINL SVCS GROUP INC COM
Stock
416515104
4
71
SH
SOLE
0
0
71
HOME DEPOT INC COM
Stock
437076102
1908
11668
SH
SOLE
0
0
11668
HONEYWELL INTL INC COM
Stock
438516106
643
4538
SH
SOLE
0
0
4538
HUNTINGTON INGALLS INDS INC COM
Stock
446413106
37
162
SH
SOLE
0
0
162
INDUSTRIAL SELECT SECTOR SPDR FUND
ETF
81369Y704
20
275
SH
SOLE
0
0
275
INGERSOLL-RAND PLC SHS
Stock
G47791101
4
50
SH
SOLE
0
0
50
INTEL CORP COM
Stock
458140100
15
396
SH
SOLE
0
0
396
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
23
160
SH
SOLE
0
0
160
INTERPUBLIC GROUP COS INC COM
Stock
460690100
2
87
SH
SOLE
0
0
87
INTL PAPER CO COM
Stock
460146103
14
247
SH
SOLE
0
0
247
INVESCO CALIF VALUE MUN INC TR COM
CEF
46132H106
350
26664
SH
SOLE
0
0
26664
ISHARES 20 YEAR TREASURY BOND ETF
ETF
464287432
167
1339
SH
SOLE
0
0
1339
ISHARES 7-10 YEAR TREASURY BOND ETF
ETF
464287440
497
4665
SH
SOLE
0
0
4665
ISHARES AGENCY BOND ETF
ETF
464288166
34
302
SH
SOLE
0
0
302
ISHARES COHEN & STEERS REIT ETF
ETF
464287564
5
46
SH
SOLE
0
0
46
ISHARES CORE MSCI EMERGING MARKETS ETF
ETF
46434G103
4732
87603
SH
SOLE
0
0
87603
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
ETF
46432F834
16123
264395
SH
SOLE
0
0
264395
ISHARES CORE S&P 500 ETF
ETF
464287200
17
67
SH
SOLE
0
0
67
ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF
ETF
464287150
25434
441332
SH
SOLE
0
0
441332
ISHARES CORE S&P U.S. GROWTH ETF
ETF
464287671
598
11851
SH
SOLE
0
0
11851
ISHARES CORE S&P U.S. VALUE ETF
ETF
464287663
7
129
SH
SOLE
0
0
129
ISHARES FLOATING RATE BOND ETF
ETF
46429B655
11
219
SH
SOLE
0
0
219
ISHARES GSCI COMMODITY-INDEXED TRUST
ETF
46428R107
1
82
SH
SOLE
0
0
82
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
ETF
464288513
56
630
SH
SOLE
0
0
630
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
ETF
464287242
1489
12281
SH
SOLE
0
0
12281
ISHARES INTERNATIONAL SELECT DIVIDEND ETF
ETF
464288448
66
1956
SH
SOLE
0
0
1956
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF
ETF
464288281
1296
11128
SH
SOLE
0
0
11128
ISHARES MBS ETF
ETF
464288588
9
83
SH
SOLE
0
0
83
ISHARES MSCI ACWI EX US INDEX FUND
ETF
464288240
7
150
SH
SOLE
0
0
150
ISHARES MSCI ALL PERU CAPPED ETF
ETF
464289842
22
563
SH
SOLE
0
0
563
ISHARES MSCI AUSTRIA CAPPED ETF
ETF
464286202
42
1777
SH
SOLE
0
0
1777
ISHARES MSCI BELGIUM CAPPED ETF
ETF
464286301
42
1963
SH
SOLE
0
0
1963
ISHARES MSCI BRAZIL CAPPED ETF
ETF
464286400
55
1312
SH
SOLE
0
0
1312
ISHARES MSCI CANADA ETF
ETF
464286509
24
824
SH
SOLE
0
0
824
ISHARES MSCI CHILE CAPPED ETF
ETF
464286640
21
441
SH
SOLE
0
0
441
ISHARES MSCI EAFE ETF
ETF
464287465
16
240
SH
SOLE
0
0
240
ISHARES MSCI EAFE SMALL-CAP ETF
ETF
464288273
1298
20937
SH
SOLE
0
0
20937
ISHARES MSCI EMERGING MARKETS ETF
ETF
464287234
9
195
SH
SOLE
0
0
195
ISHARES MSCI GERMANY ETF
ETF
464286806
32
986
SH
SOLE
0
0
986
ISHARES MSCI INDIA INDEX FUND
ETF
46429B598
40
1205
SH
SOLE
0
0
1205
ISHARES MSCI INDONESIA ETF
ETF
46429B309
39
1473
SH
SOLE
0
0
1473
ISHARES MSCI JAPAN ETF
ETF
46434G822
34
617
SH
SOLE
0
0
617
ISHARES MSCI NETHERLANDS ETF
ETF
464286814
42
1323
SH
SOLE
0
0
1323
ISHARES MSCI NEW ZEALAND CAPPED ETF
ETF
464289123
21
438
SH
SOLE
0
0
438
ISHARES MSCI PHILIPPINES ETF
ETF
46429B408
20
529
SH
SOLE
0
0
529
ISHARES MSCI POLAND CAPPED ETF
ETF
46429B606
42
1584
SH
SOLE
0
0
1584
ISHARES MSCI SOUTH AFRICA ETF
ETF
464286780
49
834
SH
SOLE
0
0
834
ISHARES MSCI SOUTH KOREA CAPPED ETF
ETF
464286772
62
898
SH
SOLE
0
0
898
ISHARES MSCI SWITZERLAND CAPPED ETF
ETF
464286749
41
1159
SH
SOLE
0
0
1159
ISHARES MSCI TAIWAN CAPPED ETF
ETF
46434G772
40
1121
SH
SOLE
0
0
1121
ISHARES MSCI THAILAND CAPPED ETF
ETF
464286624
42
488
SH
SOLE
0
0
488
ISHARES MSCI TURKEY ETF
ETF
464286715
11
261
SH
SOLE
0
0
261
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND
ETF
464287556
441
1321
SH
SOLE
0
0
1321
ISHARES NATIONAL MUNI BOND ETF
ETF
464288414
137
1238
SH
SOLE
0
0
1238
ISHARES RUSSELL 1000 ETF
ETF
464287622
43
306
SH
SOLE
0
0
306
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
24
195
SH
SOLE
0
0
195
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
42
354
SH
SOLE
0
0
354
ISHARES RUSSELL 3000 ETF
ETF
464287689
28
190
SH
SOLE
0
0
190
ISHARES RUSSELL MID-CAP ETF
ETF
464287499
930
4715
SH
SOLE
0
0
4715
ISHARES S&P 500 GROWTH ETF
ETF
464287309
41
289
SH
SOLE
0
0
289
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
6
34
SH
SOLE
0
0
34
ISHARES S&P SMALL-CAP 600 VALUE ETF
ETF
464287879
553
3731
SH
SOLE
0
0
3731
ISHARES S&P SMALL-CAP FUND
ETF
464287804
60
809
SH
SOLE
0
0
809
ISHARES SHORT TREASURY BOND ETF
ETF
464288679
100
907
SH
SOLE
0
0
907
ISHARES U.S. PREFERRED STOCK ETF
ETF
464288687
481
12392
SH
SOLE
0
0
12392
ISHARES U.S. REAL ESTATE ETF
ETF
464287739
9
107
SH
SOLE
0
0
107
JOHNSON & JOHNSON COM
Stock
478160104
844
6491
SH
SOLE
0
0
6491
JOHNSON CTLS INTL PLC SHS
Stock
G51502105
1
14
SH
SOLE
0
0
14
JPMORGAN CHASE & CO COM
Stock
46625H100
1106
11580
SH
SOLE
0
0
11579
JPMORGAN DIVERSIFIED RETURN EMERGING MARKETS EQUITY ETF
ETF
46641Q308
71
1256
SH
SOLE
0
0
1256
JPMORGAN DIVERSIFIED RETURN INTERNATIONAL EQUITY ETF
ETF
46641Q209
16
283
SH
SOLE
0
0
282
JPMORGAN DIVERSIFIED RETURN U.S. EQUITY ETF
ETF
46641Q407
286
4248
SH
SOLE
0
0
4248
KIMBERLY CLARK CORP COM
Stock
494368103
41
346
SH
SOLE
0
0
346
KKR & CO L P DEL COM UNITS
Stock
48248M102
31
1530
SH
SOLE
0
0
1530
KRAFT HEINZ CO COM
Stock
500754106
113
1453
SH
SOLE
0
0
1453
LEAR CORP COM NEW
Stock
521865204
46
264
SH
SOLE
0
0
264
LOCKHEED MARTIN CORP COM
Stock
539830109
279
900
SH
SOLE
0
0
899
LYONDELLBASELL INDUSTRIES N V SHS - A -
Stock
N53745100
300
3028
SH
SOLE
0
0
3028
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
Stock
559080106
372
5239
SH
SOLE
0
0
5239
MAIN STREET CAPITAL CORP COM
CEF
56035L104
88
2220
SH
SOLE
0
0
2220
MALLINCKRODT PUB LTD CO SHS
Stock
G5785G107
0
1
SH
SOLE
0
0
1
MASTERCARD INCORPORATED CL A
Stock
57636Q104
5
33
SH
SOLE
0
0
33
MCDONALDS CORP COM
Stock
580135101
941
6006
SH
SOLE
0
0
6005
MEDTRONIC PLC SHS
Stock
G5960L103
1
14
SH
SOLE
0
0
14
MERCK & CO INC COM
Stock
58933Y105
16
253
SH
SOLE
0
0
253
MICROCHIP TECHNOLOGY INC COM
Stock
595017104
950
10581
SH
SOLE
0
0
10581
MICROSOFT CORP COM
Stock
594918104
2084
27978
SH
SOLE
0
0
27978
MONDELEZ INTL INC CL A
Stock
609207105
31
751
SH
SOLE
0
0
751
NETAPP INC COM
Stock
64110D104
36
814
SH
SOLE
0
0
814
NIKE INC CL B
Stock
654106103
10
200
SH
SOLE
0
0
200
NORDSTROM INC COM
Stock
655664100
15
308
SH
SOLE
0
0
308
NORTHROP GRUMMAN CORP COM
Stock
666807102
7
24
SH
SOLE
0
0
24
NOVARTIS A G SPONSORED ADR
ADR
66987V109
833
9698
SH
SOLE
0
0
9698
NOVO-NORDISK A S ADR
ADR
670100205
483
10028
SH
SOLE
0
0
10028
NUVEEN AMT FREE QLTY MUN INCME COM
CEF
670657105
1490
107579
SH
SOLE
0
0
107579
NUVEEN QUALITY MUNCP INCOME FD COM
CEF
67066V101
1204
84821
SH
SOLE
0
0
84821
NVIDIA CORP COM
Stock
67066G104
72
400
SH
SOLE
0
0
400
PACKAGING CORP AMER COM
Stock
695156109
2
16
SH
SOLE
0
0
16
PALO ALTO NETWORKS INC COM
Stock
697435105
7
50
SH
SOLE
0
0
50
PARKER HANNIFIN CORP COM
Stock
701094104
36
206
SH
SOLE
0
0
206
PAYCHEX INC COM
Stock
704326107
569
9491
SH
SOLE
0
0
9491
PENTAIR PLC SHS
Stock
G7S00T104
0
3
SH
SOLE
0
0
3
PEPSICO INC COM
Stock
713448108
734
6585
SH
SOLE
0
0
6584
PFIZER INC COM
Stock
717081103
191
5346
SH
SOLE
0
0
5346
PHILIP MORRIS INTL INC COM
Stock
718172109
41
371
SH
SOLE
0
0
371
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
ETF
72201R783
147
1443
SH
SOLE
0
0
1443
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
ETF
72201R833
2147
21087
SH
SOLE
0
0
21087
PJT PARTNERS INC COM CL A
Stock
69343T107
0
1
SH
SOLE
0
0
1
PNC FINL SVCS GROUP INC COM
Stock
693475105
431
3196
SH
SOLE
0
0
3196
POWERSHARES CEF INCOME COMPOSITE PORTFOLIO
ETF
73936Q843
37
1521
SH
SOLE
0
0
1521
POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY PORTFOLIO
ETF
73937V106
41
2436
SH
SOLE
0
0
2436
POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO
ETF
73937B498
5
199
SH
SOLE
0
0
199
POWERSHARES KBW PREMIUM YIELD EQUITY REIT PORTFOLIO
ETF
73936Q819
8
214
SH
SOLE
0
0
213
POWERSHARES S&P 500 QUALITY PORTFOLIO
ETF
73935X682
42
1473
SH
SOLE
0
0
1473
POWERSHARES SENIOR LOAN PORTFOLIO
ETF
73936Q769
191
8240
SH
SOLE
0
0
8240
PROCTER AND GAMBLE CO COM
Stock
742718109
608
6688
SH
SOLE
0
0
6688
PROSHARES GLOBAL LISTED PRIVATE EQUITY ETF
ETF
74348A533
418
9905
SH
SOLE
0
0
9904
PRUDENTIAL FINL INC COM
Stock
744320102
2
21
SH
SOLE
0
0
21
PVH CORP COM
Stock
693656100
38
303
SH
SOLE
0
0
303
QUALCOMM INC COM
Stock
747525103
187
3608
SH
SOLE
0
0
3607
RAYTHEON CO COM NEW
Stock
755111507
1069
5731
SH
SOLE
0
0
5731
REALITY SHARES DIVS ETF
ETF
75605A108
720
27917
SH
SOLE
0
0
27917
ROYAL DUTCH SHELL PLC SPON ADR B
ADR
780259107
1921
30722
SH
SOLE
0
0
30722
ROYAL DUTCH SHELL PLC SPONS ADR A
ADR
780259206
1
10
SH
SOLE
0
0
10
SCHLUMBERGER LTD COM
Stock
806857108
546
7822
SH
SOLE
0
0
7822
SEI INVESTMENTS CO COM
Stock
784117103
5
77
SH
SOLE
0
0
77
SEMPRA ENERGY COM
Stock
816851109
315
2757
SH
SOLE
0
0
2757
SONOCO PRODS CO COM
Stock
835495102
299
5926
SH
SOLE
0
0
5926
SOUTHERN CO COM
Stock
842587107
178
3617
SH
SOLE
0
0
3617
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF
ETF
78467V848
2706
54928
SH
SOLE
0
0
54928
SPDR MSCI ACWI EX-US ETF
ETF
78463X848
0
4
SH
SOLE
0
0
4
SPDR S&P 500 ETF
ETF
78462F103
82
325
SH
SOLE
0
0
325
STARBUCKS CORP COM
Stock
855244109
455
8477
SH
SOLE
0
0
8477
STRYKER CORP COM
Stock
863667101
334
2354
SH
SOLE
0
0
2354
SUNTRUST BKS INC COM
Stock
867914103
18
304
SH
SOLE
0
0
304
SYNCHRONY FINL COM
Stock
87165B103
2
55
SH
SOLE
0
0
55
SYSCO CORP COM
Stock
871829107
205
3800
SH
SOLE
0
0
3800
TAKE-TWO INTERACTIVE SOFTWARE COM
Stock
874054109
19
188
SH
SOLE
0
0
188
TE CONNECTIVITY LTD REG SHS
Stock
H84989104
1
15
SH
SOLE
0
0
15
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
8
135
SH
SOLE
0
0
135
TEXAS INSTRS INC COM
Stock
882508104
7
81
SH
SOLE
0
0
81
TRAVELERS COMPANIES INC COM
Stock
89417E109
208
1698
SH
SOLE
0
0
1697
UNILEVER N V N Y SHS NEW
ADR
904784709
123
2075
SH
SOLE
0
0
2075
UNION PAC CORP COM
Stock
907818108
427
3679
SH
SOLE
0
0
3679
UNITED PARCEL SERVICE INC CL B
Stock
911312106
611
5087
SH
SOLE
0
0
5087
UNITEDHEALTH GROUP INC COM
Stock
91324P102
19
95
SH
SOLE
0
0
95
US BANCORP DEL COM NEW
Stock
902973304
403
7527
SH
SOLE
0
0
7527
VAIL RESORTS INC COM
Stock
91879Q109
23
100
SH
SOLE
0
0
100
VANECK VECTORS EMERGING MARKETS HIGH YIELD BOND ETF
ETF
92189F353
42
1701
SH
SOLE
0
0
1701
VANECK VECTORS RUSSIA ETF
ETF
92189F403
44
1990
SH
SOLE
0
0
1990
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
682
7193
SH
SOLE
0
0
7193
VANGUARD FINANCIALS INDEX FUND
ETF
92204A405
12
189
SH
SOLE
0
0
189
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
0
1
SH
SOLE
0
0
1
VANGUARD INTERMEDIATE-TERM BOND INDEX FUND
ETF
921937819
61
725
SH
SOLE
0
0
725
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
18
200
SH
SOLE
0
0
200
VANGUARD MID-CAP INDEX FUND
ETF
922908629
19
130
SH
SOLE
0
0
130
VANGUARD REIT ETF
ETF
922908553
30
367
SH
SOLE
0
0
367
VANGUARD RUSSELL 2000 ETF
ETF
92206C664
10
81
SH
SOLE
0
0
81
VANGUARD SHORT-TERM BOND INDEX FUND
ETF
921937827
207
2595
SH
SOLE
0
0
2595
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
ETF
92206C409
20
252
SH
SOLE
0
0
252
VANGUARD SMALL-CAP VALUE INDEX FUND
ETF
922908611
7
56
SH
SOLE
0
0
56
VANGUARD TOTAL BOND MARKET INDEX FUND
ETF
921937835
20
249
SH
SOLE
0
0
249
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
25
190
SH
SOLE
0
0
190
VARIAN MED SYS INC COM
Stock
92220P105
34
336
SH
SOLE
0
0
336
VERITIV CORP COM
Stock
923454102
0
4
SH
SOLE
0
0
4
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
278
5625
SH
SOLE
0
0
5624
WALGREENS BOOTS ALLIANCE INC COM
Stock
931427108
27
346
SH
SOLE
0
0
346
WAL-MART STORES INC COM
Stock
931142103
201
2573
SH
SOLE
0
0
2573
WATERS CORP COM
Stock
941848103
19
104
SH
SOLE
0
0
104
WELLS FARGO CO NEW COM
Stock
949746101
561
10181
SH
SOLE
0
0
10181
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR
Stock
96949L105
17
429
SH
SOLE
0
0
429
WORTHINGTON INDS INC COM
Stock
981811102
5
100
SH
SOLE
0
0
100
WYNDHAM WORLDWIDE CORP COM
Stock
98310W108
22
208
SH
SOLE
0
0
208