The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CENTURYLINK INC | COM | 156700106 | 984 | 39,105 | SH | SOLE | None | 0 | 0 | 0 | |
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 193 | 12,260 | SH | SOLE | None | 0 | 0 | 0 | |
GREENHAVEN CONT CMDTY INDEX | UNIT BEN INT | 395258106 | 0 | 66,080 | SH | SOLE | None | 0 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 337 | 16,720 | SH | SOLE | None | 0 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 201 | 11,950 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 0 | 40,080 | SH | SOLE | None | 0 | 0 | 0 | |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 514 | 10,473 | SH | SOLE | None | 0 | 0 | 0 | |
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,673 | 41,749 | SH | SOLE | None | 0 | 0 | 0 | |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,720 | 44,604 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 678 | 10,160 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,215 | 12,299 | SH | SOLE | None | 0 | 0 | 0 | |
AMPIO PHARMACEUTICALS INC | COM | 03209T109 | 513 | 146,692 | SH | SOLE | None | 0 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 22,565 | 1,035,087 | SH | SOLE | None | 0 | 0 | 0 | |
WARREN RES INC | COM | 93564A100 | 4 | 17,500 | SH | SOLE | None | 0 | 0 | 0 | |
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 387 | 5,955 | SH | SOLE | None | 0 | 0 | 0 | |
NUVEEN PREM INCOME MUN FD | COM | 67062T100 | 367 | 25,997 | SH | SOLE | None | 0 | 0 | 0 | |
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 187 | 12,925 | SH | SOLE | None | 0 | 0 | 0 | |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 303 | 30,953 | SH | SOLE | None | 0 | 0 | 0 | |
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 351 | 24,775 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 845 | 10,616 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,395 | 28,848 | SH | SOLE | None | 0 | 0 | 0 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 327 | 6,550 | SH | SOLE | None | 0 | 0 | 0 | |
PIMCO ETF TR | INTER MUN BD ACT | 72201R866 | 302 | 5,600 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 1,317 | 24,900 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 420 | 4,030 | SH | SOLE | None | 0 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,914 | 2,832 | SH | SOLE | None | 0 | 0 | 0 | |
AMERICAN ELEC PWR INC | COM | 025537101 | 891 | 15,285 | SH | SOLE | None | 0 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,899 | 11,699 | SH | SOLE | None | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,461 | 13,884 | SH | SOLE | None | 0 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 598 | 7,055 | SH | SOLE | None | 0 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 717 | 17,388 | SH | SOLE | None | 0 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 281 | 4,087 | SH | SOLE | None | 0 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 1,798 | 18,388 | SH | SOLE | None | 0 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 620 | 9,308 | SH | SOLE | None | 0 | 0 | 0 | |
DIGITAL RLTY TR INC | COM | 253868103 | 1,589 | 21,014 | SH | SOLE | None | 0 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,305 | 12,418 | SH | SOLE | None | 0 | 0 | 0 | |
FASTENAL CO | COM | 311900104 | 676 | 16,550 | SH | SOLE | None | 0 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 1,013 | 15,348 | SH | SOLE | None | 0 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 602 | 19,320 | SH | SOLE | None | 0 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 658 | 11,416 | SH | SOLE | None | 0 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 261 | 1,900 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 481 | 2,349 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 4,353 | 37,589 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | N AMER TECH ETF | 464287549 | 361 | 3,265 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 5,526 | 56,467 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 842 | 5,229 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 346 | 3,764 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 1,211 | 8,696 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 205 | 1,823 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | U.S. TECH ETF | 464287721 | 2,454 | 22,932 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | SP SMCP600GR ETF | 464287887 | 823 | 6,621 | SH | SOLE | None | 0 | 0 | 0 | |
JACOBS ENGR GROUP INC DEL | COM | 469814107 | 231 | 5,500 | SH | SOLE | None | 0 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 367 | 3,572 | SH | SOLE | None | 0 | 0 | 0 | |
KEYCORP NEW | PFD 7.75% SR A | 493267405 | 1,447 | 10,909 | SH | SOLE | None | 0 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 1,235 | 15,561 | SH | SOLE | None | 0 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 710 | 8,422 | SH | SOLE | None | 0 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 2,097 | 27,581 | SH | SOLE | None | 0 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,627 | 29,328 | SH | SOLE | None | 0 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 445 | 2,350 | SH | SOLE | None | 0 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 1,450 | 88,856 | SH | SOLE | None | 0 | 0 | 0 | |
NOVO-NORDISK A S | ADR | 670100205 | 1,599 | 27,534 | SH | SOLE | None | 0 | 0 | 0 | |
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 919 | 26,267 | SH | SOLE | None | 0 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 736 | 13,907 | SH | SOLE | None | 0 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 953 | 11,647 | SH | SOLE | None | 0 | 0 | 0 | |
PRICELINE GRP INC | COM NEW | 741503403 | 1,216 | 954 | SH | SOLE | None | 0 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 689 | 8,679 | SH | SOLE | None | 0 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 301 | 6,822 | SH | SOLE | None | 0 | 0 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 878 | 17,003 | SH | SOLE | None | 0 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 1,170 | 35,537 | SH | SOLE | None | 0 | 0 | 0 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,027 | 21,135 | SH | SOLE | None | 0 | 0 | 0 | |
SMITH A O | COM | 831865209 | 808 | 10,552 | SH | SOLE | None | 0 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 1,516 | 25,260 | SH | SOLE | None | 0 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 1,429 | 20,152 | SH | SOLE | None | 0 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 612 | 14,346 | SH | SOLE | None | 0 | 0 | 0 | |
V F CORP | COM | 918204108 | 1,344 | 21,590 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,107 | 13,886 | SH | SOLE | None | 0 | 0 | 0 | |
WAL-MART STORES INC | COM | 931142103 | 251 | 4,100 | SH | SOLE | None | 0 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 676 | 7,934 | SH | SOLE | None | 0 | 0 | 0 | |
WATERS CORP | COM | 941848103 | 269 | 2,000 | SH | SOLE | None | 0 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 837 | 15,404 | SH | SOLE | None | 0 | 0 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 612 | 5,424 | SH | SOLE | None | 0 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,091 | 31,720 | SH | SOLE | None | 0 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 678 | 11,440 | SH | SOLE | None | 0 | 0 | 0 | |
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 749 | 85,692 | SH | SOLE | None | 0 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 1,611 | 24,472 | SH | SOLE | None | 0 | 0 | 0 | |
CENTERPOINT ENERGY INC | COM | 15189T107 | 508 | 27,650 | SH | SOLE | None | 0 | 0 | 0 | |
CINEMARK HOLDINGS INC | COM | 17243V102 | 584 | 17,476 | SH | SOLE | None | 0 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 620 | 22,817 | SH | SOLE | None | 0 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 1,570 | 33,632 | SH | SOLE | None | 0 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1,820 | 11,270 | SH | SOLE | None | 0 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 745 | 10,524 | SH | SOLE | None | 0 | 0 | 0 | |
ENTERGY CORP NEW | COM | 29364G103 | 564 | 8,245 | SH | SOLE | None | 0 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 546 | 7,002 | SH | SOLE | None | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 1,740 | 16,624 | SH | SOLE | None | 0 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 234 | 1,300 | SH | SOLE | None | 0 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 1,912 | 2,458 | SH | SOLE | None | 0 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 893 | 1,177 | SH | SOLE | None | 0 | 0 | 0 | |
IDEXX LABS INC | COM | 45168D104 | 685 | 9,400 | SH | SOLE | None | 0 | 0 | 0 | |
MEI PHARMA INC | COM NEW | 55279B202 | 49 | 30,355 | SH | SOLE | None | 0 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 820 | 8,422 | SH | SOLE | None | 0 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 675 | 12,788 | SH | SOLE | None | 0 | 0 | 0 | |
POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | 1,789 | 25,564 | SH | SOLE | None | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,708 | 18,188 | SH | SOLE | None | 0 | 0 | 0 | |
SPDR SERIES TRUST | S&P 500 VALUE | 78464A508 | 1,165 | 12,142 | SH | SOLE | None | 0 | 0 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 459 | 10,751 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 2,271 | 44,977 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 238 | 3,040 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 3,980 | 167,027 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 2,223 | 41,927 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 3,196 | 74,609 | SH | SOLE | None | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,439 | 33,248 | SH | SOLE | None | 0 | 0 | 0 | |
SYNERGY RES CORP | COM | 87164P103 | 94 | 11,000 | SH | SOLE | None | 0 | 0 | 0 | |
TELUS CORP | COM | 87971M103 | 510 | 18,461 | SH | SOLE | None | 0 | 0 | 0 | |
3M CO | COM | 88579Y101 | 738 | 4,902 | SH | SOLE | None | 0 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 708 | 6,015 | SH | SOLE | None | 0 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 2,063 | 20,293 | SH | SOLE | None | 0 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 1,153 | 14,162 | SH | SOLE | None | 0 | 0 | 0 | |
SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 486 | 28,258 | SH | SOLE | None | 0 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 567 | 12,760 | SH | SOLE | None | 0 | 0 | 0 | |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 728 | 10,770 | SH | SOLE | None | 0 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,032 | 14,297 | SH | SOLE | None | 0 | 0 | 0 | |
GILEAD SCIENCES INC | NOTE 1.625% 5/0 | 375558AP8 | 1,168 | 11,538 | SH | SOLE | None | 0 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 854 | 13,009 | SH | SOLE | None | 0 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 1,085 | 25,821 | SH | SOLE | None | 0 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 609 | 4,679 | SH | SOLE | None | 0 | 0 | 0 | |
BALL CORP | COM | 058498106 | 306 | 4,212 | SH | SOLE | None | 0 | 0 | 0 | |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 1,858 | 34,578 | SH | SOLE | None | 0 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 787 | 14,360 | SH | SOLE | None | 0 | 0 | 0 | |
ALLIANT ENERGY CORP | COM | 018802108 | 646 | 10,338 | SH | SOLE | None | 0 | 0 | 0 | |
ISHARES TR | U.S. FIN SVC ETF | 464287770 | 1,069 | 11,877 | SH | SOLE | None | 0 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 630 | 39,019 | SH | SOLE | None | 0 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | NAS CLNEDG GREEN | 33733E500 | 269 | 16,730 | SH | SOLE | None | 0 | 0 | 0 | |
FLEXSHARES TR | QUALT DIVD IDX | 33939L860 | 1,523 | 43,725 | SH | SOLE | None | 0 | 0 | 0 | |
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 138 | 13,300 | SH | SOLE | None | 0 | 0 | 0 | |
VANGUARD WORLD FDS | ENERGY ETF | 92204A306 | 0 | 13,300 | SH | SOLE | None | 0 | 0 | 0 |