Chief Compliance Officer

0001062993-15-002415.txt : 20150506 0001062993-15-002415.hdr.sgml : 20150506 20150506112329 ACCESSION NUMBER: 0001062993-15-002415 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 EFFECTIVENESS DATE: 20150506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 15835679 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 03-31-2015 03-31-2015 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick Chief Compliance Officer 719-579-8000 Craig Carnick Colorado Springs CO 05-05-2015 0 118 119858 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE CENTURYLINK INC COM 156700106 1292 37385 SH SOLE None 0 0 0 ISHARES INTL SEL DIV ETF 464288448 1152 34259 SH SOLE None 0 0 0 3M CO COM 88579Y101 512 3106 SH SOLE None 0 0 0 SMITH A O COM 831865209 673 10250 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 603 10300 SH SOLE None 0 0 0 ACTAVIS PLC SHS G0083B108 636 2136 SH SOLE None 0 0 0 AIR PRODS & CHEMS INC COM 009158106 673 4450 SH SOLE None 0 0 0 ALLIANT ENERGY CORP COM 018802108 611 9705 SH SOLE None 0 0 0 AMERICAN ELEC PWR INC COM 025537101 834 14830 SH SOLE None 0 0 0 AMGEN INC COM 031162100 1129 7063 SH SOLE None 0 0 0 ANTHEM INC COM 036752103 1264 8185 SH SOLE None 0 0 0 APACHE CORP COM 037411105 599 9933 SH SOLE None 0 0 0 APPLE INC COM 037833100 1998 16056 SH SOLE None 0 0 0 APTARGROUP INC COM 038336103 520 8185 SH SOLE None 0 0 0 AT&T INC COM 00206R102 1187 36367 SH SOLE None 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 671 16680 SH SOLE None 0 0 0 BOEING CO COM 097023105 649 4325 SH SOLE None 0 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 703 12775 SH SOLE None 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 460 6340 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 958 12153 SH SOLE None 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 965 82010 SH SOLE None 0 0 0 CENTENE CORP DEL COM 15135B101 1631 23075 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 478 23415 SH SOLE None 0 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1262 15390 SH SOLE None 0 0 0 CHUBB CORP COM 171232101 586 5800 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 674 7885 SH SOLE None 0 0 0 CIMAREX ENERGY CO COM 171798101 877 7622 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 742 16465 SH SOLE None 0 0 0 CLOROX CO DEL COM 189054109 622 5635 SH SOLE None 0 0 0 COLGATE PALMOLIVE CO COM 194162103 656 9460 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 499 8010 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1513 9984 SH SOLE None 0 0 0 CVS HEALTH CORP COM 126650100 2279 22083 SH SOLE None 0 0 0 DEERE & CO COM 244199105 513 5845 SH SOLE None 0 0 0 DIGITAL RLTY TR INC COM 253868103 1288 19532 SH SOLE None 0 0 0 DISCOVER FINL SVCS COM 254709108 873 15489 SH SOLE None 0 0 0 EOG RES INC COM 26875P101 871 9504 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 582 8012 SH SOLE None 0 0 0 ENTERGY CORP NEW COM 29364G103 551 7115 SH SOLE None 0 0 0 FASTENAL CO COM 311900104 686 16550 SH SOLE None 0 0 0 FEDEX CORP COM 31428X106 890 5380 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 616 10880 SH SOLE None 0 0 0 GILEAD SCIENCES INC COM 375558103 854 8698 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 244 1300 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 1135 2047 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 876 1598 SH SOLE None 0 0 0 HARRIS CORP DEL COM 413875105 961 12207 SH SOLE None 0 0 0 HONEYWELL INTL INC COM 438516106 589 5650 SH SOLE None 0 0 0 IDEXX LABS INC COM 45168D104 726 4700 SH SOLE None 0 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1775 24645 SH SOLE None 0 0 0 INVESCO LTD SHS G491BT108 1086 27355 SH SOLE None 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2143 20415 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 716 4172 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 676 5162 SH SOLE None 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5292 51336 SH SOLE None 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 969 6393 SH SOLE None 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 234 1878 SH SOLE None 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 0 0 SH SOLE None 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 883 8560 SH SOLE None 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3348 29380 SH SOLE None 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3345 36135 SH SOLE None 0 0 0 ISHARES TR SP SMCP600GR ETF 464287887 358 2750 SH SOLE None 0 0 0 ISHARES TR SP SMCP600VL ETF 464287879 215 1812 SH SOLE None 0 0 0 ISHARES TR N AMER TECH ETF 464287549 270 2621 SH SOLE None 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 519 2495 SH SOLE None 0 0 0 JOHNSON & JOHNSON COM 478160104 563 5600 SH SOLE None 0 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 1385 10571 SH SOLE None 0 0 0 LAM RESEARCH CORP COM 512807108 917 13050 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 794 10680 SH SOLE None 0 0 0 MAGNA INTL INC COM 559222401 925 17246 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 631 7308 SH SOLE None 0 0 0 MEI PHARMA INC COM NEW 55279B202 54 30355 SH SOLE None 0 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 961 19655 SH SOLE None 0 0 0 MICROSOFT CORP COM 594918104 860 21146 SH SOLE None 0 0 0 MOHAWK INDS INC COM 608190104 437 2350 SH SOLE None 0 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 1502 89781 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 1204 22550 SH SOLE None 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 641 8775 SH SOLE None 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 576 14205 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 639 12875 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 588 6150 SH SOLE None 0 0 0 PHILLIPS 66 COM 718546104 776 9877 SH SOLE None 0 0 0 POTASH CORP SASK INC COM 73755L107 460 14275 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1687 22084 SH SOLE None 0 0 0 PRECISION CASTPARTS CORP COM 740189105 441 2100 SH SOLE None 0 0 0 PRICELINE GRP INC COM NEW 741503403 965 829 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 477 6875 SH SOLE None 0 0 0 REALTY INCOME CORP COM 756109104 552 10700 SH SOLE None 0 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1225 14971 SH SOLE None 0 0 0 RPM INTL INC COM 749685103 624 13000 SH SOLE None 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2694 13052 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 451 9130 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3477 144225 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1985 35594 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2724 65725 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1906 39110 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1187 26714 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P 500 VALUE 78464A508 749 7454 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1283 16406 SH SOLE None 0 0 0 STARBUCKS CORP COM 855244109 1083 11433 SH SOLE None 0 0 0 SYNERGY RES CORP COM 87164P103 130 11000 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 1691 24135 SH SOLE None 0 0 0 TELUS CORP COM 87971M103 532 16015 SH SOLE None 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 637 10225 SH SOLE None 0 0 0 TEXTRON INC COM 883203101 956 21570 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 574 5310 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 557 12750 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 1592 14695 SH SOLE None 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 997 8426 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 506 5215 SH SOLE None 0 0 0 V F CORP COM 918204108 1497 19882 SH SOLE None 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5302 26693 SH SOLE None 0 0 0 VIACOM INC NEW CL B 92553P201 543 7955 SH SOLE None 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 637 7525 SH SOLE None 0 0 0 WAL-MART STORES INC COM 931142103 337 4100 SH SOLE None 0 0 0 DISNEY WALT CO COM DISNEY 254687106 1076 10261 SH SOLE None 0 0 0 WATERS CORP COM 941848103 249 2000 SH SOLE None 0 0 0 WELLS FARGO & CO NEW COM 949746101 630 11589 SH SOLE None 0 0 0