Chief Compliance Officer

0001062993-14-006271.txt : 20141104 0001062993-14-006271.hdr.sgml : 20141104 20141104135610 ACCESSION NUMBER: 0001062993-14-006271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 EFFECTIVENESS DATE: 20141104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 141192481 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 09-30-2014 09-30-2014 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick Chief Compliance Officer 719-579-8000 Craig Carnick Colorado Springs CO 11-04-2014 0 119 108702 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE CENTURYLINK INC COM 156700106 1412 34535 SH SOLE None 0 0 0 ISHARES INTL SEL DIV ETF 464288448 2083 58193 SH SOLE None 0 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 160 11050 SH SOLE None 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2069 1000 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 467 8280 SH SOLE None 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 235 1800 SH SOLE None 0 0 0 APPLE INC COM 037833100 1564 15525 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 585 10125 SH SOLE None 0 0 0 AMERICAN ELEC PWR INC COM 025537101 689 13205 SH SOLE None 0 0 0 ALLERGAN INC COM 018490102 1007 5653 SH SOLE None 0 0 0 AMGEN INC COM 031162100 928 6608 SH SOLE None 0 0 0 APACHE CORP COM 037411105 894 9522 SH SOLE None 0 0 0 AIR PRODS & CHEMS INC COM 009158106 521 4005 SH SOLE None 0 0 0 APTARGROUP INC COM 038336103 439 7235 SH SOLE None 0 0 0 BOEING CO COM 097023105 487 3825 SH SOLE None 0 0 0 BAKER HUGHES INC COM 057224107 810 12455 SH SOLE None 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 584 15080 SH SOLE None 0 0 0 KIRBY CORP COM 497266106 868 2643 SH SOLE None 0 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 476 11425 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 501 7135 SH SOLE None 0 0 0 COLGATE PALMOLIVE CO COM 194162103 617 9465 SH SOLE None 0 0 0 CLOROX CO DEL COM 189054109 482 5015 SH SOLE None 0 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 477 5305 SH SOLE None 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 933 76235 SH SOLE None 0 0 0 CENTENE CORP DEL COM 15135B101 924 11175 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 476 13990 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 473 19315 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 912 11168 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 497 6500 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 1135 9058 SH SOLE None 0 0 0 CVS HEALTH CORP COM 126650100 1714 21533 SH SOLE None 0 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 472 19779 SH SOLE None 0 0 0 DEERE & CO COM 244199105 432 5270 SH SOLE None 0 0 0 DISCOVER FINL SVCS COM 254709108 892 13849 SH SOLE None 0 0 0 DIGITAL RLTY TR INC COM 253868103 1158 18567 SH SOLE None 0 0 0 EOG RES INC COM 26875P101 795 8027 SH SOLE None 0 0 0 ENTERGY CORP NEW COM 29364G103 461 5965 SH SOLE None 0 0 0 EXPEDIA INC DEL COM NEW 30212P303 882 10061 SH SOLE None 0 0 0 FASTENAL CO COM 311900104 743 16550 SH SOLE None 0 0 0 GILEAD SCIENCES INC COM 375558103 792 7440 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 471 9330 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 950 1645 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 1057 1796 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 239 1300 SH SOLE None 0 0 0 HARMAN INTL INDS INC COM 413086109 773 7885 SH SOLE None 0 0 0 HONEYWELL INTL INC COM 438516106 482 5175 SH SOLE None 0 0 0 HARRIS CORP DEL COM 413875105 734 11047 SH SOLE None 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 228 1200 SH SOLE None 0 0 0 IDEXX LABS INC COM 45168D104 713 6050 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 710 5899 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 717 4732 SH SOLE None 0 0 0 ISHARES TR SP SMCP600GR ETF 464287887 222 2067 SH SOLE None 0 0 0 ISHARES TR SP SMCP600GR ETF 464287887 297 2638 SH SOLE None 0 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2606 28935 SH SOLE None 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 359 1813 SH SOLE None 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 2881 26974 SH SOLE None 0 0 0 INVESCO LTD SHS G491BT108 1077 27270 SH SOLE None 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5247 52425 SH SOLE None 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 721 7868 SH SOLE None 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 861 9202 SH SOLE None 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 961 7412 SH SOLE None 0 0 0 ISHARES TR U.S. TECH ETF 464287721 2061 20450 SH SOLE None 0 0 0 JOHNSON & JOHNSON COM 478160104 543 5095 SH SOLE None 0 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 1299 9919 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 477 7362 SH SOLE None 0 0 0 ALLIANT ENERGY CORP COM 018802108 491 8855 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 552 10430 SH SOLE None 0 0 0 LAM RESEARCH CORP COM 512807108 900 12050 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 503 6805 SH SOLE None 0 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 853 18050 SH SOLE None 0 0 0 MEI PHARMA INC COM NEW 55279B202 209 30355 SH SOLE None 0 0 0 MAGNA INTL INC COM 559222401 758 7988 SH SOLE None 0 0 0 MOHAWK INDS INC COM 608190104 317 2350 SH SOLE None 0 0 0 3M CO COM 88579Y101 516 3640 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 1018 21375 SH SOLE None 0 0 0 REALTY INCOME CORP COM 756109104 405 9925 SH SOLE None 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 397 11625 SH SOLE None 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 714 7425 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 516 11675 SH SOLE None 0 0 0 PRECISION CASTPARTS CORP COM 740189105 426 1800 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 526 5650 SH SOLE None 0 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 562 10705 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2471 38814 SH SOLE None 0 0 0 POTASH CORP SASK INC COM 73755L107 430 12450 SH SOLE None 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 1285 129807 SH SOLE None 0 0 0 PHILLIPS 66 COM 718546104 827 10177 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 456 6100 SH SOLE None 0 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 593 15850 SH SOLE None 0 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 955 14186 SH SOLE None 0 0 0 RPM INTL INC COM 749685103 532 11625 SH SOLE None 0 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 229 3018 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1098 14650 SH SOLE None 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2340 11877 SH SOLE None 0 0 0 SYNERGY RES CORP COM 87164P103 134 11000 SH SOLE None 0 0 0 AT&T INC COM 00206R102 973 27604 SH SOLE None 0 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1554 23970 SH SOLE None 0 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 508 9450 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 1768 29875 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 513 5460 SH SOLE None 0 0 0 TELUS CORP COM 87971M103 460 13465 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 703 19530 SH SOLE None 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 618 14750 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 1506 13892 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 485 4930 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 476 11385 SH SOLE None 0 0 0 V F CORP COM 918204108 1202 18197 SH SOLE None 0 0 0 VIACOM INC NEW CL B 92553P201 578 7510 SH SOLE None 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 705 15240 SH SOLE None 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 3765 28693 SH SOLE None 0 0 0 WALGREEN CO COM 931422109 385 6500 SH SOLE None 0 0 0 WATERS CORP COM 941848103 248 2500 SH SOLE None 0 0 0 WELLS FARGO & CO NEW COM 949746101 552 10649 SH SOLE None 0 0 0 WELLPOINT INC COM 94973V107 923 7716 SH SOLE None 0 0 0 WAL-MART STORES INC COM 931142103 314 4100 SH SOLE None 0 0 0 CIMAREX ENERGY CO COM 171798101 853 6745 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3063 132200 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2794 52559 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2447 61325 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1564 34675 SH SOLE None 0 0 0