Chief Compliance Officer

0001062993-14-002603.txt : 20140506 0001062993-14-002603.hdr.sgml : 20140506 20140506132540 ACCESSION NUMBER: 0001062993-14-002603 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 EFFECTIVENESS DATE: 20140506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carnick & Kubik, LLC CENTRAL INDEX KEY: 0001555900 IRS NUMBER: 453307631 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15410 FILM NUMBER: 14816319 BUSINESS ADDRESS: STREET 1: 675 SOUTHPOINTE COURT, SUITE 102 CITY: COLORADO SPRINGS STATE: CO ZIP: 80906 BUSINESS PHONE: 719-579-8000 MAIL ADDRESS: STREET 1: POST OFFICE BOX 7 CITY: COLORADO SPRINGS STATE: CO ZIP: 80901 FORMER COMPANY: FORMER CONFORMED NAME: Carnick & Company, LLC DATE OF NAME CHANGE: 20120809 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555900 XXXXXXXX 03-31-2014 03-31-2014 Carnick & Kubik, LLC

POST OFFICE BOX 7 COLORADO SPRINGS CO 80901

13F HOLDINGS REPORT 028-15410 N Craig Carnick Chief Compliance Officer 719-579-8000 Craig Carnick Colorado Springs CO 05-06-2014 0 117 105035 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ISHARES INTL SEL DIV ETF 464288448 2357 61010 SH SOLE None 0 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 207 14525 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 449 8580 SH SOLE None 0 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 228 1800 SH SOLE None 0 0 0 APPLE INC COM 037833100 1343 2503 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 554 10775 SH SOLE None 0 0 0 AMERICAN ELEC PWR INC COM 025537101 636 12550 SH SOLE None 0 0 0 AIR PRODS & CHEMS INC COM 009158106 456 3830 SH SOLE None 0 0 0 APTARGROUP INC COM 038336103 446 6750 SH SOLE None 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1664 25650 SH SOLE None 0 0 0 FRANKLIN RES INC COM 354613101 841 15525 SH SOLE None 0 0 0 BAKER HUGHES INC COM 057224107 1254 19280 SH SOLE None 0 0 0 BANK NEW YORK MELLON CORP COM 064058100 565 16005 SH SOLE None 0 0 0 CHUBB CORP COM 171232101 444 4975 SH SOLE None 0 0 0 CERNER CORP COM 156782104 842 14975 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 471 6825 SH SOLE None 0 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1058 15640 SH SOLE None 0 0 0 COLGATE PALMOLIVE CO COM 194162103 667 10275 SH SOLE None 0 0 0 CLOROX CO DEL COM 189054109 444 5050 SH SOLE None 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 920 72660 SH SOLE None 0 0 0 CINEMARK HOLDINGS INC COM 17243V102 412 14190 SH SOLE None 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 461 19440 SH SOLE None 0 0 0 CAPITAL ONE FINL CORP COM 14040H105 842 10918 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 441 6275 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 991 8877 SH SOLE None 0 0 0 COVIDIEN PLC SHS G2554F113 1132 15365 SH SOLE None 0 0 0 CVS CAREMARK CORPORATION COM 126650100 1300 17362 SH SOLE None 0 0 0 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 314 12500 SH SOLE None 0 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 208 7625 SH SOLE None 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 503 7493 SH SOLE None 0 0 0 DIGITAL RLTY TR INC COM 253868103 938 17675 SH SOLE None 0 0 0 EMERSON ELEC CO COM 291011104 475 7105 SH SOLE None 0 0 0 EOG RES INC COM 26875P101 1391 7093 SH SOLE None 0 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 898 11960 SH SOLE None 0 0 0 EATON CORP PLC SHS G29183103 1227 16335 SH SOLE None 0 0 0 FASTENAL CO COM 311900104 796 16150 SH SOLE None 0 0 0 FLOWSERVE CORP COM 34354P105 766 9779 SH SOLE None 0 0 0 GILEAD SCIENCES INC NOTE 1.000% 5/0 375558AN3 740 10445 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 496 9580 SH SOLE None 0 0 0 GENTEX CORP COM 371901109 925 29325 SH SOLE None 0 0 0 GOOGLE INC CL A 38259P508 1889 1695 SH SOLE None 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 213 1300 SH SOLE None 0 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 518 6512 SH SOLE None 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 231 1200 SH SOLE None 0 0 0 IDEXX LABS INC COM 45168D104 734 6050 SH SOLE None 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1663 12095 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 455 3782 SH SOLE None 0 0 0 ISHARES S&P MC 400GR ETF 464287606 454 2972 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 405 3574 SH SOLE None 0 0 0 ISHARES SP SMCP600GR ETF 464287887 447 3760 SH SOLE None 0 0 0 ISHARES S&P 500 VAL ETF 464287408 1314 15122 SH SOLE None 0 0 0 ISHARES CORE S&P500 ETF 464287200 305 1619 SH SOLE None 0 0 0 ISHARES S&P 500 GRWT ETF 464287309 1376 13779 SH SOLE None 0 0 0 INVESCO LTD SHS G491BT108 986 26645 SH SOLE None 0 0 0 ISHARES RUS 1000 VAL ETF 464287598 3577 37067 SH SOLE None 0 0 0 ISHARES RUS 1000 GRW ETF 464287614 586 6770 SH SOLE None 0 0 0 ISHARES RUS 2000 VAL ETF 464287630 3353 33247 SH SOLE None 0 0 0 ISHARES RUS 2000 GRW ETF 464287648 5305 38989 SH SOLE None 0 0 0 ISHARES U.S. TECH ETF 464287721 1805 19825 SH SOLE None 0 0 0 JOHNSON CTLS INC COM 478366107 748 15805 SH SOLE None 0 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 864 13600 SH SOLE None 0 0 0 JOHNSON & JOHNSON COM 478160104 469 4770 SH SOLE None 0 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 1248 9675 SH SOLE None 0 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 568 6090 SH SOLE None 0 0 0 LENNOX INTL INC COM 526107107 850 9355 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 502 8537 SH SOLE None 0 0 0 ALLIANT ENERGY CORP COM 018802108 489 8600 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 537 10980 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 492 6581 SH SOLE None 0 0 0 MCDONALDS CORP COM 580135101 412 4200 SH SOLE None 0 0 0 MEI PHARMA INC COM NEW 55279B202 338 30355 SH SOLE None 0 0 0 MOHAWK INDS INC COM 608190104 320 2350 SH SOLE None 0 0 0 3M CO COM 88579Y101 514 3790 SH SOLE None 0 0 0 ANNALY CAP MGMT INC COM 035710409 589 53685 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 968 21205 SH SOLE None 0 0 0 REALTY INCOME CORP COM 756109104 385 9425 SH SOLE None 0 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 491 14650 SH SOLE None 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 669 7025 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 470 11025 SH SOLE None 0 0 0 PRECISION CASTPARTS CORP COM 740189105 455 1800 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 453 5425 SH SOLE None 0 0 0 PROCTER & GAMBLE CO COM 742718109 449 5575 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2116 37354 SH SOLE None 0 0 0 PANERA BREAD CO CL A 69840W108 750 4249 SH SOLE None 0 0 0 PPL CORP COM 69351T106 457 13788 SH SOLE None 0 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 1385 128195 SH SOLE None 0 0 0 POWERSHARES ETF TRUST DYN SFTWR PORT 73935X773 809 22595 SH SOLE None 0 0 0 PVH CORP COM 693656100 790 6330 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 457 5800 SH SOLE None 0 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 604 14575 SH SOLE None 0 0 0 RPM INTL INC COM 749685103 465 11125 SH SOLE None 0 0 0 SAFETY INS GROUP INC COM 78648T100 439 8155 SH SOLE None 0 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 841 6700 SH SOLE None 0 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1139 15485 SH SOLE None 0 0 0 SNAP ON INC COM 833034101 1817 16012 SH SOLE None 0 0 0 AT&T INC COM 00206R102 1054 30054 SH SOLE None 0 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 1474 24710 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 1310 21600 SH SOLE None 0 0 0 THOMSON REUTERS CORP COM 884903105 432 12635 SH SOLE None 0 0 0 TRAVELERS COMPANIES INC COM 89417E109 480 5635 SH SOLE None 0 0 0 TELUS CORP COM 87971M103 457 12715 SH SOLE None 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 597 13950 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 529 2821 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 456 4680 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 459 10700 SH SOLE None 0 0 0 V F CORP COM 918204108 669 10812 SH SOLE None 0 0 0 VIACOM INC NEW CL B 92553P201 623 7335 SH SOLE None 0 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 511 13877 SH SOLE None 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 4356 33039 SH SOLE None 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 259 5454 SH SOLE None 0 0 0 WALGREEN CO COM 931422109 565 8550 SH SOLE None 0 0 0 WATERS CORP COM 941848103 1106 10200 SH SOLE None 0 0 0 WELLS FARGO & CO NEW COM 949746101 523 10524 SH SOLE None 0 0 0 WAL-MART STORES INC COM 931142103 313 4100 SH SOLE None 0 0 0 CIMAREX ENERGY CO COM 171798101 1215 10200 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2877 128775 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2701 51609 SH SOLE None 0 0 0