Chief Compliance Officer

0001606587-22-002061.txt : 20221031 0001606587-22-002061.hdr.sgml : 20221031 20221031135144 ACCESSION NUMBER: 0001606587-22-002061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221031 DATE AS OF CHANGE: 20221031 EFFECTIVENESS DATE: 20221031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 221345202 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 09-30-2022 09-30-2022 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 10-28-2022 0 162 1190404 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM COM 88579Y101 265 2389 SH SOLE NONE 2320 0 69 ABRDN PHYSICAL PREC MTL (GLTR) PHYSCL PRECS MET 003263100 372 459 SH SOLE NONE 459 0 0 ADOBE INC COM COM 00724F101 7423 26753 SH SOLE NONE 26683 0 70 ADVANCED MICRO DEVICES INC COM COM 007903107 2377 37530 SH SOLE NONE 37530 0 0 ALLIANCEBERNSTEIN HOLDING LP SBI UNIT LTD PARTN 01881G106 656 18714 SH SOLE NONE 18714 0 0 ALPHABET INC COM CL A CAP STK CL A 02079K305 7164 73608 SH SOLE NONE 73590 0 18 ALPHABET INC COM CL C CAP STK CL C 02079K107 19432 202105 SH SOLE NONE 202105 0 0 AMAZON COM INC COM COM 023135106 20425 180414 SH SOLE NONE 180174 0 240 AMERICAN EXPRESS CO COM COM 025816109 261 1942 SH SOLE NONE 1942 0 0 AMN HEALTHCARE SERVICES INC COM COM 001744101 8378 79059 SH SOLE NONE 78779 0 280 APPLE INC COM COM 037833100 45996 254151 SH SOLE NONE 253416 0 735 ARES CAPITAL CORP COM COM 04010L103 3893 230507 SH SOLE NONE 227705 0 2801 ARISTA NETWORKS INC COM COM 040413106 9191 81418 SH SOLE NONE 81418 0 0 AT&T INC COM COM 00206R102 161 10520 SH SOLE NONE 10520 0 0 BANK OF AMERICA CORPORATION COM COM 060505104 299 5229 SH SOLE NONE 5229 0 0 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 10199 37677 SH SOLE NONE 37377 0 300 BLACKROCK INC COM COM 09247X101 8705 15730 SH SOLE NONE 15660 0 70 BLACKROCK ULTRA SHORT (ICSH) BLACKROCK ULTRA 46434V878 740 1480 SH SOLE NONE 1480 0 0 BLACKSTONE INC COM COM 09260D107 20281 241547 SH SOLE NONE 241547 0 0 BOOKING HOLDINGS INC COM COM 09857L108 8397 5064 SH SOLE NONE 5054 0 10 BRISTOL-MYERS SQUIBB CO COM COM 110122108 295 4162 SH SOLE NONE 4162 0 0 CARLYLE GROUP INC COM COM 14316J108 5281 201544 SH SOLE NONE 201009 0 535 CHARLES SCHWAB US MC (SCHM) US MID-CAP ETF 808524508 1628 2964 SH SOLE NONE 2658 0 306 CHEWY INC COM CL A CL A 16679L109 2427 79007 SH SOLE NONE 79007 0 0 CHIPOTLE MEXICAN GRILL COM COM 169656105 13039 8615 SH SOLE NONE 8606 0 9 COCA-COLA CO COM COM 191216100 574 6981 SH SOLE NONE 6457 0 524 COPART INC COM COM 217204106 5718 53746 SH SOLE NONE 53746 0 0 COSTCO WHOLESALE CORP COM COM 22160K105 16278 34260 SH SOLE NONE 34220 0 40 CSX CORP COM COM 126408103 341 12827 SH SOLE NONE 12827 0 0 DOMINION ENERGY INC COM COM 25746U109 377 5458 SH SOLE NONE 5458 0 0 EXELON CORP COM COM 30161N101 229 6125 SH SOLE NONE 6125 0 0 EXXON MOBIL CORPORATION COM COM 30231G102 1151 13194 SH SOLE NONE 12939 0 254 FIRST TR EXCHANGE TRADED FD II GBL WND ENRG ETF GBL WND ENRG ETF 33736G106 219 14534 SH SOLE NONE 14534 0 0 GLOBAL X FDS FINTECH ETF FINTECH ETF 37954Y814 5278 257851 SH SOLE NONE 257051 0 800 GRTSHRS BLMBRG CMDT STRT (COMB) BBG COMMD K 1 38747R108 503 1743 SH SOLE NONE 1743 0 0 GSE SYSTEMS INC COM COM 36227K106 9 10258 SH SOLE NONE 10258 0 0 HANNON ARMSTRONG SUSTAINABLE I COM USD0.01 COM 41068X100 7666 254416 SH SOLE NONE 253416 0 1000 HERSHEY COMPANY COM COM 427866108 1901 8624 SH SOLE NONE 8624 0 0 HOME DEPOT INC COM COM 437076102 15297 50091 SH SOLE NONE 49991 0 100 INMODE LTD COM SHS M5425M103 8661 297579 SH SOLE NONE 297379 0 200 INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 13203 145078 SH SOLE NONE 144587 0 490 INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETF S&P500 EQL TEC 46137V282 19602 83781 SH SOLE NONE 83781 0 0 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF S&P500 EQL WGT 46137V357 23144 168058 SH SOLE NONE 168058 0 0 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 49033 178806 SH SOLE NONE 178806 0 0 INVESCO SENIOR LOAN ETF (BKLN) SR LN ETF 46138G508 295 1466 SH SOLE NONE 1466 0 0 ISHARES 7-10 YEAR TRSURY (IEF) 7-10 YR TRSY BD 464287440 237 247 SH SOLE NONE 247 0 0 ISHARES MSCI FRONTIER (FM) MSCI FRONTIER 464286145 262 1076 SH SOLE NONE 1076 0 0 ISHARES TRUST BROAD USD HIGH ETF BROAD USD HIGH 46435U853 2318 68936 SH SOLE NONE 68176 0 760 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 242 4606 SH SOLE NONE 4606 0 0 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 5695 59196 SH SOLE NONE 59196 0 0 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 15688 32854 SH SOLE NONE 32854 0 0 ISHARES TRUST ESG AWARE MSCI USA SML CAP ESG AWARE MSCI 46435U663 273 8906 SH SOLE NONE 8906 0 0 ISHARES TRUST IBONDS 23 TRM HG ETF IBONDS 23 TRM HG 46435U150 295 12653 SH SOLE NONE 12653 0 0 ISHARES TRUST IBONDS 24 TRM HG ETF IBONDS 24 TRM HG 46435U184 278 12500 SH SOLE NONE 12500 0 0 ISHARES TRUST IBONDS DEC 2023 TERM TREASU IBONDS 23 TRM TS 46436E882 487 19123 SH SOLE NONE 19123 0 0 ISHARES TRUST IBONDS DEC 2024 TERM TREASU IBONDS 24 TRM TS 46436E874 227 9500 SH SOLE NONE 9500 0 0 ISHARES TRUST ISHARES BIOTECHNOLOGY ETF ISHARES BIOTECH 464287556 2843 24312 SH SOLE NONE 24312 0 0 ISHARES TRUST MSCI GBL SUSTAINABLE DEVE MSCI GBL SUS DEV 46435G532 344 4865 SH SOLE NONE 4865 0 0 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 9533 295422 SH SOLE NONE 293612 0 1809 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 677 3218 SH SOLE NONE 3218 0 0 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 1718 17865 SH SOLE NONE 17465 0 400 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 9387 148657 SH SOLE NONE 148657 0 0 ISHARES TRUST RUS TP200 GR ETF RUS TP200 GR ETF 464289438 286 2399 SH SOLE NONE 2399 0 0 ISHARES TRUST RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 388 2358 SH SOLE NONE 2358 0 0 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 464287887 11504 109100 SH SOLE NONE 109100 0 0 ISHARES TRUST U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 7712 51281 SH SOLE NONE 51281 0 0 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 15709 320042 SH SOLE NONE 319442 0 600 JOHNSON & JOHNSON COM COM 478160104 393 2372 SH SOLE NONE 1970 0 402 JP MORGAN CHASE & CO COM COM 46625H100 11570 110333 SH SOLE NONE 109933 0 399 LABORATORY CORP AMER HLDGS COM COM NEW 50540R409 15477 75124 SH SOLE NONE 74913 0 210 LOCKHEED MARTIN CORP COM COM 539830109 429 1111 SH SOLE NONE 1111 0 0 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 7325 52019 SH SOLE NONE 51815 0 203 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 502 7048 SH SOLE NONE 7048 0 0 MERCK & CO INC COM COM 58933Y105 278 3229 SH SOLE NONE 3229 0 0 META PLATFORMS INC COM CL A CL A 30303M102 7194 52483 SH SOLE NONE 52253 0 230 MICROSOFT CORP COM COM 594918104 31922 136202 SH SOLE NONE 135680 0 522 NIKE INC COM CL B CL B 654106103 5412 64541 SH SOLE NONE 64391 0 150 NUVEEN ESG NUVEEN ESG LRG CAP GRWTH ETF NUVEEN ESG LRGCP 67092P201 962 20880 SH SOLE NONE 20880 0 0 NVIDIA CORP COM COM 67066G104 10719 88309 SH SOLE NONE 88309 0 0 PAYPAL HOLDINGS INC COM COM 70450Y103 6401 74410 SH SOLE NONE 74240 0 170 PFIZER INC COM COM 717081103 251 5756 SH SOLE NONE 5756 0 0 PIMCO 0-5 YEAR HIGH YLD (HYS) 0-5 HIGH YIELD 72201R783 280 321 SH SOLE NONE 321 0 0 PINTEREST INC COM CL A CL A 72352L106 2895 124444 SH SOLE NONE 123719 0 725 PROCTER & GAMBLE CO COM COM 742718109 279 2216 SH SOLE NONE 2216 0 0 ROCKWELL AUTOMATION INC COM COM 773903109 218 1015 SH SOLE NONE 1015 0 0 ROYAL CARIBBEAN GROUP COM COM V7780T103 2496 65894 SH SOLE NONE 65575 0 318 SALESFORCE INC COM COM 79466L302 5750 39395 SH SOLE NONE 39345 0 50 SCHWAB (CHARLES) CORP COM COM 808513105 9856 136300 SH SOLE NONE 136300 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 808524805 1153 4260 SH SOLE NONE 4260 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ ETF US DIVIDEND EQ 808524797 879 6155 SH SOLE NONE 6155 0 0 SCHWAB STRATEGIC TR US REIT ETF US REIT ETF 808524847 794 6500 SH SOLE NONE 6500 0 0 SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 808524607 1809 11690 SH SOLE NONE 11690 0 0 SCHWAB US BROAD MARKET (SCHB) US BRD MKT ETF 808524102 632 1506 SH SOLE NONE 1506 0 0 SCHWAB US LARGE CAP (SCHG) US LCAP GR ETF 808524300 257 462 SH SOLE NONE 462 0 0 SCHWAB US LARGE CAP ETF (SCHX) US LRG CAP ETF 808524201 4539 10720 SH SOLE NONE 10720 0 0 SCHWAB US TIPS ETF (SCHP) US TIPS ETF 808524870 289 558 SH SOLE NONE 558 0 0 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE 81369Y209 20651 160472 SH SOLE NONE 159715 0 756 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY 81369Y803 302 542 SH SOLE NONE 542 0 0 SMARTSHEET INC COM CL A COM CL A 83200N103 1489 43354 SH SOLE NONE 43354 0 0 SOFI TECHNOLOGIES INC COM COM 83406F102 993 203577 SH SOLE NONE 203577 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 2730 105851 SH SOLE NONE 105851 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 1714 55237 SH SOLE NONE 55237 0 0 SPDR PORT MSCI GLBL STCK (SPGM) PORTFLI MSCI GBL 78463X475 556 1299 SH SOLE NONE 1299 0 0 SPDR PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P600 78468R853 2036 58376 SH SOLE NONE 58376 0 0 SPDR S&P 500 ESG ETF S&P 500 ESG ETF 78468R531 4949 124740 SH SOLE NONE 124724 0 16 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 4199 10455 SH SOLE NONE 10455 0 0 SPDR S&P1500MOMTILT ETF S&P1500MOMTILT 78468R705 2470 15708 SH SOLE NONE 15708 0 0 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 16379 45363 SH SOLE NONE 45363 0 0 SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF ICE PFD SEC ETF 78464A292 20363 1909 SH SOLE NONE 1909 0 0 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLI S&P1500 78464A805 1459 28398 SH SOLE NONE 28398 0 0 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 1169 29633 SH SOLE NONE 29633 0 0 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 9471 225575 SH SOLE NONE 225575 0 0 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT 78464A474 5081 166611 SH SOLE NONE 166611 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 7906 143370 SH SOLE NONE 143370 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 2360 68442 SH SOLE NONE 68442 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL ETF S&P 400 MDCP VAL 78464A839 295 5111 SH SOLE NONE 5111 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW 78464A201 1018 14949 SH SOLE NONE 14949 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 343 5076 SH SOLE NONE 4576 0 500 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 7426 65685 SH SOLE NONE 65685 0 0 SPDR SSGA US LRG ETF SSGA US LRG ETF 78468R804 14613 104419 SH SOLE NONE 104419 0 0 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 2617 30320 SH SOLE NONE 30220 0 100 STARBUCKS CORP COM COM 855244109 8553 101528 SH SOLE NONE 101328 0 200 STRYKER CORP COM COM 863667101 15413 75673 SH SOLE NONE 75523 0 150 TARGET CORP COM COM 87612E106 2837 18943 SH SOLE NONE 18943 0 0 TESLA INC COM COM 88160R101 2092 6162 SH SOLE NONE 6162 0 0 TEXAS INSTRUMENTS INC COM COM 882508104 20107 129302 SH SOLE NONE 129081 0 221 UNITEDHEALTH GROUP INC COM COM 91324P102 22255 43847 SH SOLE NONE 43690 0 156 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 3350 65413 SH SOLE NONE 64503 0 909 VANGUARD DIV APP ETF DIV APP ETF 921908844 23258 156229 SH SOLE NONE 156229 0 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 1345 4676 SH SOLE NONE 4676 0 0 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 17833 173894 SH SOLE NONE 171616 0 2278 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 52034 308414 SH SOLE NONE 307035 0 1379 VANGUARD MID CAP ETF MID CAP ETF 922908629 13649 70568 SH SOLE NONE 70568 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 250 2959 SH SOLE NONE 1786 0 1173 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 4901 14205 SH SOLE NONE 14205 0 0 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 24171 312731 SH SOLE NONE 312398 0 332 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 8551 57197 SH SOLE NONE 57197 0 0 VANGUARD TAX EXEMPT BD ETF TAX EXEMPT BD 922907746 634 13173 SH SOLE NONE 13173 0 0 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 534 7492 SH SOLE NONE 7492 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 27087 219686 SH SOLE NONE 218474 0 1211 VANGUARD VNG RUS1000GRW ETF VNG RUS1000GRW 92206C680 1019 18811 SH SOLE NONE 18811 0 0 VISA INC COM CL A COM CL A 92826C839 16026 89363 SH SOLE NONE 89164 0 198 WALT DISNEY COMPANY (THE) COM COM 254687106 9151 97013 SH SOLE NONE 96789 0 223 YETI HOLDINGS INC COM COM 98585X104 2847 99846 SH SOLE NONE 99846 0 0 VANECK MERK GOLD ETF GOLD TRUST 921078101 280 16000 SH SOLE NONE 16000 0 0 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 21449 149504 SH SOLE NONE 149504 0 0 VANGUARD FTSE ALL WORLD EX US ETF ALLWRLD EX US 922042775 3159 63250 SH SOLE NONE 62340 0 909 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIV YLD 921946406 14872 146238 SH SOLE NONE 143960 0 2278 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 48318 280349 SH SOLE NONE 278970 0 1379 VANGUARD MID CAP ETF MID CAP ETF 922908629 13581 68954 SH SOLE NONE 68954 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 266 2922 SH SOLE NONE 1749 0 1173 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 3440 9919 SH SOLE NONE 9919 0 0 VANGUARD SHORT TERM COR BD ETF IV SHRT TRM CORP BD 92206C409 25243 331013 SH SOLE NONE 330680 0 332 VANGUARD SMALL CAP VALUEETF SM CP VAL ETF 922908611 8120 54202 SH SOLE NONE 54202 0 0 VANGUARD TAX EXEMPT BD ETF TAX EXEMPT BD 922907746 638 12798 SH SOLE NONE 12798 0 0 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 500 6655 SH SOLE NONE 6655 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 24758 187736 SH SOLE NONE 186525 0 1211 VERIZON COMMUNICATIONS COM COM 92343V104 310 6120 SH SOLE NONE 6120 0 0 VISA INC CLASS A COM CL A 92826C839 17190 87311 SH SOLE NONE 87113 0 198 WALMART INC COM COM 931142103 246 2030 SH SOLE NONE 2030 0 0 WALT DISNEY COMPANY (THE) COM COM 254687106 9171 97158 SH SOLE NONE 96934 0 223 YETI HOLDINGS INC COM COM 98585X104 4549 105146 SH SOLE NONE 105146 0 0