Chief Compliance Officer

0001606587-20-000479.txt : 20200428 0001606587-20-000479.hdr.sgml : 20200428 20200428123909 ACCESSION NUMBER: 0001606587-20-000479 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 20823580 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 03-31-2020 03-31-2020 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 04-24-2020 0 112 554672 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM COM 88579Y101 413 3030 SH SOLE NONE 2966 0 64 ADOBE INC COM COM 00724F101 7981 25081 SH SOLE NONE 25041 0 40 ALIBABA GROUP HOLDING LTD ADR SPONSORED SPONSORED ADS 01609W102 13274 68256 SH SOLE NONE 68131 0 125 ALLSTATE CORP COM COM 020002101 6581 71751 SH SOLE NONE 71443 0 307 ALPHABET INC COM CL A CAP STK CL A 02079K305 3966 3413 SH SOLE NONE 3365 0 48 ALPHABET INC COM CL C CAP STK CL C 02079K107 10748 9243 SH SOLE NONE 9213 0 30 AMAZON COM INC COM COM 023135106 14034 7198 SH SOLE NONE 7155 0 43 AMN HEALTHCARE SERVICES INC COM COM 001744101 3841 66445 SH SOLE NONE 66165 0 280 APPLE INC COM COM 037833100 16263 63954 SH SOLE NONE 63003 0 951 ARES CAPITAL CORP COM COM 04010L103 6064 562567 SH SOLE NONE 559006 0 3560 ARISTA NETWORKS INC COM COM 040413106 4299 21225 SH SOLE NONE 21225 0 0 AT&T INC COM COM 00206R102 520 17851 SH SOLE NONE 17851 0 0 BANK OF AMERICA CORPORATION COM COM 060505104 260 12275 SH SOLE NONE 12275 0 0 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 374 2051 SH SOLE NONE 1574 0 477 BEST INC ADR SPONSORED ADS 08653C106 1010 188916 SH SOLE NONE 188916 0 0 BLACKROCK INC COM COM 09247X101 5070 11525 SH SOLE NONE 11475 0 50 BLACKSTONE GROUP INC COM CL A COM CL A 09260D107 10648 233676 SH SOLE NONE 233676 0 0 BOOKING HOLDINGS INC COM COM 09857L108 6138 4563 SH SOLE NONE 4553 0 10 BRISTOL-MYERS SQUIBB CO COM COM 110122108 421 7559 SH SOLE NONE 7559 0 0 CATERPILLAR INC COM COM 149123101 210 1811 SH SOLE NONE 1811 0 0 CHEWY INC COM CL A CL A 16679L109 3902 104082 SH SOLE NONE 104082 0 0 CHIPOTLE MEXICAN GRILL COM COM 169656105 522 798 SH SOLE NONE 798 0 0 COPART INC COM COM 217204106 3294 48081 SH SOLE NONE 48081 0 0 COSTCO WHOLESALE CORP COM COM 22160K105 1327 4657 SH SOLE NONE 4657 0 0 CSX CORP COM COM 126408103 835 14581 SH SOLE NONE 14581 0 0 DROPBOX INC COM CL A CL A 26210C104 253 14010 SH SOLE NONE 14010 0 0 ESSENT GROUP LTD COM COM G3198U102 2120 80486 SH SOLE NONE 80206 0 280 EXELON CORP COM COM 30161N101 281 7644 SH SOLE NONE 7644 0 0 EXXON MOBIL CORPORATION COM COM 30231G102 1004 26448 SH SOLE NONE 26225 0 222 FACEBOOK INC COM CL A CL A 30303M102 9207 55201 SH SOLE NONE 54971 0 230 FIRST TR EXCHANGE TRADED FD VI NASDAQ BK ETF NASDAQ BK ETF 33738R860 174 11179 SH SOLE NONE 11179 0 0 FUELCELL ENERGY INC COM COM 35952H601 18 12000 SH SOLE NONE 12000 0 0 GLOBAL X FDS FINTECH ETF FINTECH ETF 37954Y814 6392 264603 SH SOLE NONE 263803 0 800 HANNON ARMSTRONG SUSTAINABLE I COM COM 41068X100 6395 313367 SH SOLE NONE 312367 0 1000 HOME DEPOT INC COM COM 437076102 7172 38413 SH SOLE NONE 38313 0 100 INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 9489 117520 SH SOLE NONE 117034 0 485 INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETF S&P500 EQL TEC 46137V282 7955 49895 SH SOLE NONE 49425 0 470 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF S&P500 EQL WGT 46137V357 8086 96242 SH SOLE NONE 95566 0 676 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 20506 107704 SH SOLE NONE 107129 0 575 ISHARES TRUST BROAD USD HIGH ETF BROAD USD HIGH 46435U853 1481 41723 SH SOLE NONE 40323 0 1400 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 4460 89402 SH SOLE NONE 89402 0 0 ISHARES TRUST CORE S&P SCP ETF CORE S&P SCP ETF 464287804 2990 53304 SH SOLE NONE 53304 0 0 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 303 1176 SH SOLE NONE 1176 0 0 ISHARES TRUST MSCI ACWI ETF MSCI ACWI ETF 464288257 394 6306 SH SOLE NONE 6306 0 0 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 311 5824 SH SOLE NONE 5824 0 0 ISHARES TRUST NASDAQ BIOTECH ETF NASDAQ BIOTECH 464287556 7419 68867 SH SOLE NONE 68507 0 360 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 9467 297335 SH SOLE NONE 295111 0 2223 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 1411 22021 SH SOLE NONE 21621 0 400 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 6448 149380 SH SOLE NONE 149380 0 0 ISHARES TRUST S&P SML 600 GWT ETF S&P SML 600 GWT 464287887 7252 52611 SH SOLE NONE 52376 0 235 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 11073 150584 SH SOLE NONE 150584 0 0 ISHARES TRUST U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 6275 61127 SH SOLE NONE 61127 0 0 ISHARES TRUST U.S. INSRNCE ETF U.S. INSRNCE ETF 464288786 3216 64878 SH SOLE NONE 64878 0 0 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 7414 32900 SH SOLE NONE 32800 0 100 JOHNSON & JOHNSON COM COM 478160104 9265 70659 SH SOLE NONE 70136 0 522 JP MORGAN CHASE & CO COM COM 46625H100 8936 99261 SH SOLE NONE 99261 0 0 LABORATORY CORP AMER HLDGS COM COM NEW 50540R409 8058 63759 SH SOLE NONE 63459 0 300 LYFT INC COM CL A CL A COM 55087P104 473 17625 SH SOLE NONE 17625 0 0 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 3999 53461 SH SOLE NONE 53258 0 203 MCCORMICK & COMPANY INC COM COM NON VTG 579780206 8626 61088 SH SOLE NONE 61088 0 0 MERCK & CO INC COM COM 58933Y105 224 2920 SH SOLE NONE 2920 0 0 MICROSOFT CORP COM COM 594918104 21348 135366 SH SOLE NONE 134854 0 511 MOMO INC ADR ADR 60879B107 3904 180023 SH SOLE NONE 178793 0 1230 NIKE INC COM CL B CL B 654106103 750 9065 SH SOLE NONE 8851 0 213 NVIDIA CORP COM COM 67066G104 6241 23677 SH SOLE NONE 23677 0 0 PAYPAL HOLDINGS INC COM COM 70450Y103 8472 88498 SH SOLE NONE 88328 0 170 PEPSICO INC COM COM 713448108 288 2405 SH SOLE NONE 1987 0 418 PETIQ INC COM CL A COM CL A 71639T106 2333 100470 SH SOLE NONE 100470 0 0 PINTEREST INC COM CL A CL A 72352L106 830 53805 SH SOLE NONE 53805 0 0 PROCTER & GAMBLE CO COM COM 742718109 287 2614 SH SOLE NONE 2503 0 111 ROYAL CARIBBEAN CRUISES COM COM V7780T103 3121 97028 SH SOLE NONE 96712 0 315 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE 81369Y209 9937 112190 SH SOLE NONE 112190 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 3976 166082 SH SOLE NONE 166082 0 0 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 2325 81723 SH SOLE NONE 81723 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF UTSER1 S&PDCRP 78467Y107 3294 12532 SH SOLE NONE 12532 0 0 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 8332 32326 SH SOLE NONE 32326 0 0 SPDR SERIES TRUST NYSE TECH ETF NYSE TECH ETF 78464A102 280 3829 SH SOLE NONE 3829 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE 78464A649 3135 103762 SH SOLE NONE 103762 0 0 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 786 31032 SH SOLE NONE 31032 0 0 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 6465 213727 SH SOLE NONE 213727 0 0 SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO S&P600 78468R853 1169 53565 SH SOLE NONE 53565 0 0 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT 78464A474 3658 120954 SH SOLE NONE 120954 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 1947 54479 SH SOLE NONE 54479 0 0 SPDR SERIES TRUST PRTFLO S&P500 HI ETF PRTFLO S&P500 HI 78468R788 4903 199345 SH SOLE NONE 199245 0 100 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 2675 103553 SH SOLE NONE 103553 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 236 5777 SH SOLE NONE 5277 0 500 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 3591 44969 SH SOLE NONE 44969 0 0 SPDR SERIES TRUST S&P INS ETF S&P INS ETF 78464A789 246 9881 SH SOLE NONE 9881 0 0 SPDR SERIES TRUST SSGA US LRG ETF SSGA US LRG ETF 78468R804 3943 43527 SH SOLE NONE 43527 0 0 SPDR SERIES TRUST WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 1106 28226 SH SOLE NONE 27626 0 600 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 3140 25859 SH SOLE NONE 25859 0 0 SS&C TECHNOLOGIES HOLDINGS INC COM COM 78467J100 981 22395 SH SOLE NONE 22395 0 0 STARBUCKS CORP COM COM 855244109 1931 29380 SH SOLE NONE 29095 0 285 STRYKER CORP COM COM 863667101 11004 66094 SH SOLE NONE 65729 0 365 SUPERNUS PHARMACEUTICALS INC COM COM 868459108 380 21127 SH SOLE NONE 21127 0 0 TD AMERITRADE HOLDING CORP COM COM 87236Y108 3998 115370 SH SOLE NONE 115370 0 0 TEXAS INSTRUMENTS INC COM COM 882508104 12823 128321 SH SOLE NONE 128183 0 138 UNITEDHEALTH GROUP INC COM COM 91324P102 8843 35463 SH SOLE NONE 35463 0 0 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 1670 40728 SH SOLE NONE 39875 0 853 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 3272 46258 SH SOLE NONE 43815 0 2443 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 20474 172881 SH SOLE NONE 171156 0 1724 VANGUARD MID CAP ETF MID CAP ETF 922908629 8538 64855 SH SOLE NONE 64565 0 290 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 208 2983 SH SOLE NONE 1635 0 1348 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1632 6891 SH SOLE NONE 6891 0 0 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 11608 146753 SH SOLE NONE 146435 0 318 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 3741 42135 SH SOLE NONE 42135 0 0 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 2488 29157 SH SOLE NONE 29157 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 12573 141179 SH SOLE NONE 139868 0 1311 VERIZON COMMUNICATIONS COM COM 92343V104 284 5291 SH SOLE NONE 5080 0 211 VISA INC COM CL A COM CL A 92826C839 13155 81648 SH SOLE NONE 81252 0 396 WALT DISNEY COMPANY (THE) COM COM DISNEY 254687106 9854 102009 SH SOLE NONE 101786 0 223 YETI HOLDINGS INC COM COM 98585X104 1955 100203 SH SOLE NONE 100203 0 0