Chief Compliance Officer

0001606587-19-000867.txt : 20191016 0001606587-19-000867.hdr.sgml : 20191016 20191016145332 ACCESSION NUMBER: 0001606587-19-000867 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191016 DATE AS OF CHANGE: 20191016 EFFECTIVENESS DATE: 20191016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc. CENTRAL INDEX KEY: 0001555486 IRS NUMBER: 521677425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15682 FILM NUMBER: 191152679 BUSINESS ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 BUSINESS PHONE: 410-461-3900 MAIL ADDRESS: STREET 1: 5950 SYMPHONY WOODS ROAD STREET 2: SUITE 600 CITY: COLUMBIA STATE: MD ZIP: 21044 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001555486 XXXXXXXX 09-30-2019 09-30-2019 false Baltimore-Washington Financial Advisors, Inc.

5950 Symphony Woods Road Suite 600 Columbia MD 21044

13F HOLDINGS REPORT 028-15682 N Robert Carpenter Chief Compliance Officer 410-461-3900 Robert Carpenter Columbia MD 10-09-2019 0 109 608563 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COMPANY COM COM 88579Y101 535 3257 SH SOLE NONE 2948 0 308 ADOBE INC COM COM 00724F101 6587 23847 SH SOLE NONE 22902 0 944 ALIBABA GROUP HOLDING LTD ADR SPONSORED ADS 01609W102 10344 61856 SH SOLE NONE 59375 0 2480 ALLSTATE CORP COM COM 020002101 7091 65251 SH SOLE NONE 63307 0 1943 ALPHABET INC COM CL A CAP STK CL A 02079K305 4370 3579 SH SOLE NONE 3417 0 161 ALPHABET INC COM CL C CAP STK CL C 02079K107 11227 9210 SH SOLE NONE 8901 0 309 AMAZON COM INC COM COM 023135106 11708 6745 SH SOLE NONE 6444 0 300 AMN HEALTHCARE SERVICES INC COM COM 001744101 3874 67310 SH SOLE NONE 65671 0 1638 APPLE INC COM COM 037833100 14686 65571 SH SOLE NONE 62542 0 3028 ARES CAPITAL CORP COM COM 04010L103 11507 617518 SH SOLE NONE 596064 0 21453 ARISTA NETWORKS INC COM COM 040413106 5350 22394 SH SOLE NONE 21793 0 601 ATT INC COM COM 00206R102 619 16383 SH SOLE NONE 16383 0 0 BANK OF AMERICA CORPORATION COM COM 060505104 328 11248 SH SOLE NONE 9998 0 1249 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 382 1841 SH SOLE NONE 1116 0 725 BEST INC ADR SPONSORED ADS 08653C106 1130 214089 SH SOLE NONE 207913 0 6175 BLACKROCK INC COM COM 09247X101 4725 10603 SH SOLE NONE 10278 0 325 BLACKSTONE GROUP INC COM CL A COM CL A 09260D107 13092 268065 SH SOLE NONE 262145 0 5919 BOEING CO COM COM 097023105 549 1444 SH SOLE NONE 1299 0 144 BOOKING HOLDINGS INC COM COM 09857L108 8664 4415 SH SOLE NONE 4346 0 68 BRISTOL MYERS SQUIBB CO COM COM 110122108 350 6918 SH SOLE NONE 0 0 6918 CAMDEN PROPERTY TRUST SH BEN INT SH BEN INT 133131102 272 2458 SH SOLE NONE 1832 0 626 CATERPILLAR INC COM COM 149123101 279 2211 SH SOLE NONE 2211 0 0 CHEWY INC COM CL A CL A 16679L109 1611 65542 SH SOLE NONE 64127 0 1414 COPART INC COM COM 217204106 3555 44259 SH SOLE NONE 42200 0 2058 DROPBOX INC COM CL A CL A 26210C104 498 24710 SH SOLE NONE 23721 0 988 EMERSON ELECTRIC CO COM COM 291011104 3513 52548 SH SOLE NONE 50991 0 1556 ESSENT GROUP LTD COM COM G3198U102 3925 82345 SH SOLE NONE 79267 0 3077 EXELON CORP COM COM 30161N101 438 9069 SH SOLE NONE 7255 0 1813 EXXON MOBIL CORPORATION COM COM 30231G102 1787 25308 SH SOLE NONE 23524 0 1783 FACEBOOK INC COM CL A CL A 30303M102 8444 47417 SH SOLE NONE 45789 0 1628 FIRST TR EXCHANGE TRADED FD VI NASDAQ BK ETF NASDAQ BK ETF 33738R860 297 11634 SH SOLE NONE 10341 0 1292 GLOBAL X FDS FINTECH ETF FINTECH ETF 37954Y814 6637 230711 SH SOLE NONE 198389 0 32321 HANNON ARMSTRONG SUSTAINABLE I COM COM 41068X100 8117 278465 SH SOLE NONE 269817 0 8648 HOME DEPOT INC COM COM 437076102 8451 36427 SH SOLE NONE 35203 0 1223 INTERCONTINENTAL EXCHANGE INC COM COM 45866F104 10406 112780 SH SOLE NONE 110970 0 1810 INVESCO EXCHANGE TRADED FD TR SP500 EQL TEC ETF S&P500 EQL TEC 46137V282 7734 43251 SH SOLE NONE 37996 0 5254 INVESCO EXCHANGE TRADED FD TR SP500 EQL WGT ETF S&P500 EQL WGT 46137V357 9653 89316 SH SOLE NONE 84101 0 5215 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 46090E103 19477 103158 SH SOLE NONE 83115 0 20043 ISHARES TRUST BROAD USD HIGH ETF BROAD USD HIGH 46435U853 1751 42778 SH SOLE NONE 39294 0 3483 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 5511 89985 SH SOLE NONE 87687 0 2297 ISHARES TRUST CORE SP SCP ETF CORE S&P SCP ETF 464287804 4197 53930 SH SOLE NONE 46842 0 7088 ISHARES TRUST CORE SP500 ETF CORE S&P500 ETF 464287200 306 1027 SH SOLE NONE 913 0 114 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 458 7038 SH SOLE NONE 6451 0 586 ISHARES TRUST NASDAQ BIOTECH ETF NASDAQ BIOTECH 464287556 6537 65700 SH SOLE NONE 56258 0 9441 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 10096 269028 SH SOLE NONE 241815 0 27213 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 1846 20586 SH SOLE NONE 17343 0 3242 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 9433 168614 SH SOLE NONE 136074 0 32539 ISHARES TRUST SP SML 600 GWT ETF S&P SML 600 GWT 464287887 9041 50685 SH SOLE NONE 43064 0 7621 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 15042 147550 SH SOLE NONE 120642 0 26907 ISHARES TRUST U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 7244 53099 SH SOLE NONE 50556 0 2543 ISHARES TRUST U.S. INSRNCE ETF U.S. INSRNCE ETF 464288786 4619 64122 SH SOLE NONE 61896 0 2226 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 7070 28598 SH SOLE NONE 23008 0 5589 JOHNSON JOHNSON COM COM 478160104 10124 78251 SH SOLE NONE 74581 0 3669 JPMORGAN CHASE CO. COM COM 46625H100 10943 92982 SH SOLE NONE 91261 0 1721 LABORATORY CORP AMER HLDGS COM COM NEW 50540R409 10213 60797 SH SOLE NONE 58776 0 2020 M T BANK CORP COM COM 55261F104 263 1669 SH SOLE NONE 1669 0 0 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 6396 51434 SH SOLE NONE 49809 0 1624 MCCORMICK COMPANY INC COM COM NON VTG 579780206 9839 62949 SH SOLE NONE 60069 0 2880 MERCK CO INC COM COM 58933Y105 249 2960 SH SOLE NONE 2960 0 0 MICROSOFT CORP COM COM 594918104 19945 143464 SH SOLE NONE 138179 0 5285 MOMO INC ADR ADR 60879B107 5306 171275 SH SOLE NONE 164079 0 7195 NVIDIA CORP COM COM 67066G104 3694 21227 SH SOLE NONE 19803 0 1423 PAYPAL HOLDINGS INC COM COM 70450Y103 9244 89237 SH SOLE NONE 85446 0 3790 PEPSICO INC COM COM 713448108 331 2415 SH SOLE NONE 2002 0 412 PETIQ INC COM CL A COM CL A 71639T106 1916 70320 SH SOLE NONE 65261 0 5058 PROCTER GAMBLE CO COM COM 742718109 215 1734 SH SOLE NONE 1624 0 110 ROYAL CARIBBEAN CRUISES COM COM V7780T103 8678 80113 SH SOLE NONE 77473 0 2640 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE 81369Y209 8992 99772 SH SOLE NONE 79997 0 19774 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 3839 130763 SH SOLE NONE 117022 0 13741 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 2063 60200 SH SOLE NONE 54755 0 5445 SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRP ETF UTSER1 S&PDCRP 78467Y107 4535 12868 SH SOLE NONE 12338 0 529 SPDR SP500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 8174 27545 SH SOLE NONE 22563 0 4981 SPDR SERIES TRUST NYSE TECH ETF NYSE TECH ETF 78464A102 270 3719 SH SOLE NONE 3229 0 489 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE 78464A649 2052 69232 SH SOLE NONE 65343 0 3889 SPDR SERIES TRUST PORTFOLIO LR ETF PORTFOLIO LR ETF 78464A854 6462 185440 SH SOLE NONE 165894 0 19546 SPDR SERIES TRUST PORTFOLIO MD ETF PORTFOLIO MD ETF 78464A847 1002 29566 SH SOLE NONE 25342 0 4223 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT 78464A474 2564 83142 SH SOLE NONE 73839 0 9302 SPDR SERIES TRUST PORTFOLIO SM ETF PORTFOLIO SM ETF 78468R853 1129 37649 SH SOLE NONE 32711 0 4937 SPDR SERIES TRUST PRTFLO SP500 GW ETF PRTFLO S&P500 GW 78464A409 2088 53696 SH SOLE NONE 45939 0 7756 SPDR SERIES TRUST PRTFLO SP500 HI ETF PRTFLO S&P500 HI 78468R788 6612 174106 SH SOLE NONE 156998 0 17108 SPDR SERIES TRUST PRTFLO SP500 VL ETF PRTFLO S&P500 VL 78464A508 3174 99333 SH SOLE NONE 87120 0 12213 SPDR SERIES TRUST SP 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 262 4281 SH SOLE NONE 3726 0 554 SPDR SERIES TRUST SP DIVID ETF S&P DIVID ETF 78464A763 4207 41007 SH SOLE NONE 39039 0 1968 SPDR SERIES TRUST SP INS ETF S&P INS ETF 78464A789 334 9496 SH SOLE NONE 8827 0 668 SPDR SERIES TRUST SSGA US LRG ETF SSGA US LRG ETF 78468R804 3828 34339 SH SOLE NONE 31447 0 2891 SPDR SERIES TRUST WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 891 20182 SH SOLE NONE 17549 0 2632 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 2523 22138 SH SOLE NONE 21036 0 1101 SSC TECHNOLOGIES HOLDINGS INC COM COM 78467J100 597 11590 SH SOLE NONE 11590 0 0 STARBUCKS CORP COM COM 855244109 454 5140 SH SOLE NONE 3416 0 1723 STRYKER CORP COM COM 863667101 13831 63944 SH SOLE NONE 61920 0 2024 SUPERNUS PHARMACEUTICALS INC COM COM 868459108 1072 39023 SH SOLE NONE 36235 0 2787 TD AMERITRADE HOLDING CORP COM COM 87236Y108 6726 144030 SH SOLE NONE 140418 0 3612 TEXAS INSTRUMENTS INC COM COM 882508104 16944 131110 SH SOLE NONE 128384 0 2726 UNITED HEALTH GROUP INC COM COM 91324P102 7071 32540 SH SOLE NONE 31517 0 1022 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 2035 40798 SH SOLE NONE 36183 0 4615 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 3827 43134 SH SOLE NONE 37019 0 6114 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 22312 163668 SH SOLE NONE 133674 0 29993 VANGUARD MID CAP ETF MID CAP ETF 922908629 10897 65023 SH SOLE NONE 57547 0 7475 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 275 2956 SH SOLE NONE 1635 0 1321 VANGUARD SP 500 ETF SHS S&P 500 ETF SHS 922908363 1886 6920 SH SOLE NONE 6536 0 384 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 10114 124788 SH SOLE NONE 107070 0 17717 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 5699 44229 SH SOLE NONE 40367 0 3862 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 658 7802 SH SOLE NONE 7802 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 15948 142879 SH SOLE NONE 116901 0 25978 Vanguard Val Vipers ETF D VALUE ETF 922908744 370 3319 SH SOLE NONE 0 0 3319 VERIZON COMMUNICATIONS COM COM 92343V104 264 4386 SH SOLE NONE 4180 0 206 VISA INC COM CL A COM CL A 92826C839 14501 84306 SH SOLE NONE 81799 0 2507 WALT DISNEY COMPANY THE COM COM DISNEY 254687106 12987 99658 SH SOLE NONE 97209 0 2449 YETI HOLDINGS INC COM COM 98585X104 2375 84827 SH SOLE NONE 81433 0 3393