0000899243-21-045844.txt : 20211123 0000899243-21-045844.hdr.sgml : 20211123 20211123180425 ACCESSION NUMBER: 0000899243-21-045844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210505 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golson Brian P. CENTRAL INDEX KEY: 0001555304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211440262 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodson Andrew C CENTRAL INDEX KEY: 0001656792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211440261 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC CENTRAL INDEX KEY: 0001666602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211440263 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 913-3979 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 888-337-6888 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-05 0 0001831631 loanDepot, Inc. LDI 0001666602 PCP MANAGERS GP, LLC FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 1 0 0001555304 Golson Brian P. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 0001656792 Dodson Andrew C FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 Class A Common Stock 2021-05-05 4 C 0 4715556 A 4728950 I See Footnote Class A Common Stock 2021-06-02 4 J 0 4715556 D 13394 I See Footnote Class A Common Stock 2021-11-12 4 C 0 14156560 A 14169954 I See Footnote Class A Common Stock 2021-11-19 4 J 0 14156560 D 13394 I See Footnote Class D Common Stock 2021-05-05 4 C 0 4715556 D Class A Common Stock 4715556 114978644 I See Footnote Class D Common Stock 2021-11-12 4 C 0 14156560 D Class A Common Stock 14156560 100822084 I See Footnote Each share of the Issuer's Class D Common Stock is convertible on a one-for-one basis, at the election of the Reporting Persons, into a share of the Issuer's Class A Common Stock. The reported securities are directly or indirectly held by funds and entities managed or controlled by the Reporting Persons, including: Parthenon Investors III, L.P., Parthenon Investors IV, L.P., Parthenon Capital Partners Fund, L.P., Parthenon Capital Partners Fund II, L.P., PCap Associates, PCAP Partners III, LLC, PCP Partners IV, L.P. and PCP Managers, L.P. (together, the "Parthenon Investors"). The reported securities were distributed by certain of the Parthenon Investors to such holder's limited partners pursuant to a pro rata distribution for no consideration that was exempt under Rule 16a-9. The Parthenon Investors received the shares of the Issuer's Class D Common Stock pursuant to reorganization transactions in connection with the Issuer's initial public offering. /s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson 2021-11-23 /s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LLC 2021-11-23 /s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson 2021-11-23