0001831631-23-000333.txt : 20231205
0001831631-23-000333.hdr.sgml : 20231205
20231205181652
ACCESSION NUMBER: 0001831631-23-000333
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231204
FILED AS OF DATE: 20231205
DATE AS OF CHANGE: 20231205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS, L.P.
CENTRAL INDEX KEY: 0001555301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231467948
BUSINESS ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-913-3908
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: PCP MANAGERS, LP
DATE OF NAME CHANGE: 20160209
FORMER NAME:
FORMER CONFORMED NAME: PCP MANAGERS, LLC
DATE OF NAME CHANGE: 20120731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golson Brian P.
CENTRAL INDEX KEY: 0001555304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231467946
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dodson Andrew C
CENTRAL INDEX KEY: 0001656792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231467947
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC
CENTRAL INDEX KEY: 0001666602
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 231467949
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 913-3979
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: loanDepot, Inc.
CENTRAL INDEX KEY: 0001831631
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 853948939
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6561 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 434-5964
MAIL ADDRESS:
STREET 1: 6561 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
wk-form4_1701818202.xml
FORM 4
X0508
4
2023-12-04
0
0001831631
loanDepot, Inc.
LDI
0001666602
PCP MANAGERS GP, LLC
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001555301
PCP MANAGERS, L.P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001555304
Golson Brian P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0001656792
Dodson Andrew C
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0
Class A Common Stock
2023-12-04
4
M
0
29342
0
A
4058131
I
See Footnotes
Class A Common Stock
2023-12-04
4
M
0
29342
0
A
4087473
I
See Footnotes
Restricted Stock Units
2023-12-04
4
M
0
29342
0
D
Class A Common Stock
29342
88028
I
See Footnotes
Restricted Stock Units
2023-12-04
4
M
0
29342
0
D
Class A Common Stock
29342
58686
I
See Footnotes
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the RSUs will vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on December 4, 2023.
In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 4, 2023.
/s/ Denise Apicella, as Attorney-in-Fact for Brian Golson
2023-12-05
/s/ Denise Apicella, as Attorney-in-Fact for Andrew Dodson
2023-12-05
/s/ Denise Apicella, as Attorney-in-Fact for David Ament
2023-12-05
/s/ Denise Apicella, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer of PCP Managers GP, LP and PCP Managers L.P.
2023-12-05