0001831631-21-000086.txt : 20210809
0001831631-21-000086.hdr.sgml : 20210809
20210809163552
ACCESSION NUMBER: 0001831631-21-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210806
FILED AS OF DATE: 20210809
DATE AS OF CHANGE: 20210809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS, L.P.
CENTRAL INDEX KEY: 0001555301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 211157031
BUSINESS ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-913-3908
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: PCP MANAGERS, LP
DATE OF NAME CHANGE: 20160209
FORMER NAME:
FORMER CONFORMED NAME: PCP MANAGERS, LLC
DATE OF NAME CHANGE: 20120731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golson Brian P.
CENTRAL INDEX KEY: 0001555304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 211157030
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dodson Andrew C
CENTRAL INDEX KEY: 0001656792
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 211157029
MAIL ADDRESS:
STREET 1: C/O PARTHENON CAPITAL PARTNERS
STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC
CENTRAL INDEX KEY: 0001666602
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40003
FILM NUMBER: 211157032
BUSINESS ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 913-3979
MAIL ADDRESS:
STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: loanDepot, Inc.
CENTRAL INDEX KEY: 0001831631
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 26642 TOWNE CENTRE DRIVE
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
BUSINESS PHONE: 888-337-6888
MAIL ADDRESS:
STREET 1: 26642 TOWNE CENTRE DRIVE
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610
4
1
wf-form4_162854131609437.xml
FORM 4
X0306
4
2021-08-06
0
0001831631
loanDepot, Inc.
LDI
0001666602
PCP MANAGERS GP, LLC
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001555301
PCP MANAGERS, L.P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
1
0
0001555304
Golson Brian P.
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
0001656792
Dodson Andrew C
FOUR EMBARCADERO CENTER
SUITE 3610
SAN FRANCISCO
CA
94111
1
0
0
0
Class A Common Stock, par value $0.001 per share
2021-08-06
4
M
0
4464
A
8928
I
PCP Managers, L.P.
Restricted Stock Units
2021-08-06
4
M
0
4464
0
D
Class A Common Stock, par value $0.001 per share
4464.0
8930
I
PCP Managers, L.P.
As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.
RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence.
Restricted stock units convert into shares of Class A common stock on a one-for-one basis.
PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
/s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer
2021-08-09
/s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson
2021-08-09
/s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson
2021-08-09