0001831631-21-000086.txt : 20210809 0001831631-21-000086.hdr.sgml : 20210809 20210809163552 ACCESSION NUMBER: 0001831631-21-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210806 FILED AS OF DATE: 20210809 DATE AS OF CHANGE: 20210809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PCP MANAGERS, L.P. CENTRAL INDEX KEY: 0001555301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211157031 BUSINESS ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-913-3908 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: PCP MANAGERS, LP DATE OF NAME CHANGE: 20160209 FORMER NAME: FORMER CONFORMED NAME: PCP MANAGERS, LLC DATE OF NAME CHANGE: 20120731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golson Brian P. CENTRAL INDEX KEY: 0001555304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211157030 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodson Andrew C CENTRAL INDEX KEY: 0001656792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211157029 MAIL ADDRESS: STREET 1: C/O PARTHENON CAPITAL PARTNERS STREET 2: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PCP MANAGERS GP, LLC CENTRAL INDEX KEY: 0001666602 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 211157032 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 913-3979 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER, SUITE 3610 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 BUSINESS PHONE: 888-337-6888 MAIL ADDRESS: STREET 1: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 4 1 wf-form4_162854131609437.xml FORM 4 X0306 4 2021-08-06 0 0001831631 loanDepot, Inc. LDI 0001666602 PCP MANAGERS GP, LLC FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 1 0 0001555301 PCP MANAGERS, L.P. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 1 0 0001555304 Golson Brian P. FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 0001656792 Dodson Andrew C FOUR EMBARCADERO CENTER SUITE 3610 SAN FRANCISCO CA 94111 1 0 0 0 Class A Common Stock, par value $0.001 per share 2021-08-06 4 M 0 4464 A 8928 I PCP Managers, L.P. Restricted Stock Units 2021-08-06 4 M 0 4464 0 D Class A Common Stock, par value $0.001 per share 4464.0 8930 I PCP Managers, L.P. As per the Restricted Stock Unit Award Agreement dated May 6, 2021, RSUs vest in three equal installments on May 6, 2021, June 30, 2021, September 30, 2021, and December 31, 2021. Within thirty (30) days following the vesting of the RSUs, the Issuer shall deliver the number of shares of Class A Common Stock, par value $0.001 per share, that correspond to the number of RSUs that have become vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent. RSUs vested on 6/30/2021 but did not settle until 8/6/2021 when the Issuer's trading blackout period ended and trading was permitted to commence. Restricted stock units convert into shares of Class A common stock on a one-for-one basis. PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). Andrew C. Dodson and Brian P. Golson serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. /s/ Peter Macdonald, as Attorney-in-Fact for Joseph Taveira, Chief Financial Officer 2021-08-09 /s/ Peter Macdonald, as Attorney-in-Fact for Andrew Dodson 2021-08-09 /s/ Peter MacDonald, as Attorney-in-Fact for Brian Golson 2021-08-09