0001493152-23-016100.txt : 20230510 0001493152-23-016100.hdr.sgml : 20230510 20230510110016 ACCESSION NUMBER: 0001493152-23-016100 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230510 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rainer David I CENTRAL INDEX KEY: 0001555186 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41684 FILM NUMBER: 23904917 MAIL ADDRESS: STREET 1: C/O CU BANCORP STREET 2: 15821 VENTURA BOULEVARD, SUITE 100 CITY: ENCINO STATE: CA ZIP: 91436 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southern California Bancorp \ CA CENTRAL INDEX KEY: 0001795815 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 843288397 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 858-847-4787 MAIL ADDRESS: STREET 1: 12265 EL CAMINO REAL, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92130 3 1 ownership.xml X0206 3 2023-05-10 0 0001795815 Southern California Bancorp \ CA BCAL 0001555186 Rainer David I C/O SOUTHERN CALIFORNIA BANCORP 355 S. GRAND AVE STE 1200 LOS ANGELES CA 90071 1 1 0 0 CEO/Chairman Common Stock 125001 I DAVID AND ANNE RAINER TRUST U/A DTD 05/07/1997 Common Stock 392722 D Includes 172,799 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 15,442 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On March 29, 2022, Reporting Person was granted RSUs, of which 16,181 shares remain to be issued upon vesting and will vest on March 29, 2024; and (C) On November 5, 2020, the Reporting Person was granted RSUs representing 141,176 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024. Manisha Merchant, by POA for David Rainer 2023-05-10