The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA INC COM | Common Stock | 013817101 | 316 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
APPLE INC COM | Common Stock | 037833100 | 2,997 | 27,155 | SH | SOLE | 0 | 0 | 27,155 | ||
ALCATEL LUCENT SPONSORED ADR | Common Stock | 013904305 | 18 | 5,025 | SH | SOLE | 0 | 0 | 5,025 | ||
APPLIED MATERIALS INC | Common Stock | 038222105 | 103 | 4,129 | SH | SOLE | 0 | 0 | 4,129 | ||
AMGEN INC COM | Common Stock | 031162100 | 338 | 2,125 | SH | SOLE | 0 | 0 | 2,125 | ||
ACCESS WORLDWIDE COMM INC COM | Common Stock | 004319109 | 0 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
BOEING CO COM | Common Stock | 097023105 | 366 | 2,813 | SH | SOLE | 0 | 0 | 2,813 | ||
BANRO CORPORATION COM | Common Stock | 066800103 | 7 | 51,963 | SH | SOLE | 0 | 0 | 51,963 | ||
NATUS MED INC DEL | Common Stock | 639050103 | 209 | 5,789 | SH | SOLE | 0 | 0 | 5,789 | ||
BANK OF AMERICA CORP COM | Common Stock | 060505104 | 504 | 28,154 | SH | SOLE | 0 | 0 | 28,154 | ||
FRANKLIN RES INC COM | Common Stock | 354613101 | 603 | 10,884 | SH | SOLE | 0 | 0 | 10,884 | ||
BRISTOL-MYERS SQUIBB CM | Common Stock | 110122108 | 322 | 5,461 | SH | SOLE | 0 | 0 | 5,461 | ||
BANK COMM HLDGS COM ISIN #US06424J1034 SEDOL #B01KDQ5 | Common Stock | 06424J103 | 60 | 10,128 | SH | SOLE | 0 | 0 | 10,128 | ||
BP PLC SPONS ADR | Common Stock | 055622104 | 248 | 6,512 | SH | SOLE | 0 | 0 | 6,512 | ||
BROCADE COMMUNICATIONS SYS INC COM NEW ISIN #US1116213067 SEDOL #2422174 | Common Stock | 111621306 | 47 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BERKSHIRE HATHAWAY INC DEL CL A FRMLY COMMON | Common Stock | 084670108 | 904 | 4 | SH | SOLE | 0 | 0 | 4 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Common Stock | 084670702 | 1,582 | 10,537 | SH | SOLE | 0 | 0 | 10,537 | ||
CATERPILLAR INC COM | Common Stock | 149123101 | 94 | 1,025 | SH | SOLE | 0 | 0 | 1,025 | ||
CHUBB CORP COM | Common Stock | 171232101 | 254 | 2,457 | SH | SOLE | 0 | 0 | 2,457 | ||
COMMUNITY 1ST BK ROSEVILLE CALIF COM | Common Stock | 203658109 | 26 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
COMCAST CORP COM CL A | Common Stock | 20030N101 | 376 | 6,485 | SH | SOLE | 0 | 0 | 6,485 | ||
CONSOLIDATED COMM HLDGS COM | Common Stock | 209034107 | 339 | 12,184 | SH | SOLE | 0 | 0 | 12,184 | ||
COSTCO WHOLESALE CORPORATION COM | Common Stock | 22160K105 | 327 | 2,309 | SH | SOLE | 0 | 0 | 2,309 | ||
CISCO SYSTEMS INC COM | Common Stock | 17275R102 | 292 | 10,492 | SH | SOLE | 0 | 0 | 10,492 | ||
CHEVRON CORP COM | Common Stock | 166764100 | 2,498 | 22,266 | SH | SOLE | 0 | 0 | 22,266 | ||
TABLEAU SOFTWARE INC COM | Common Stock | 87336U105 | 202 | 2,382 | SH | SOLE | 0 | 0 | 2,382 | ||
WALT DISNEY CO COM | Common Stock | 254687106 | 496 | 5,265 | SH | SOLE | 0 | 0 | 5,265 | ||
EDISON INTERNATIONAL COM | Common Stock | 281020107 | 654 | 9,990 | SH | SOLE | 0 | 0 | 9,990 | ||
SPDR EMERGING SMALL CAP | Common Stock | 78463X756 | 266 | 5,996 | SH | SOLE | 0 | 0 | 5,996 | ||
FORD MOTOR COM | Common Stock | 345370860 | 294 | 18,998 | SH | SOLE | 0 | 0 | 18,998 | ||
ISHARES INC MSCI FRONTIER 100 ETF | ETF | 464286145 | 190 | 6,163 | SH | SOLE | 0 | 0 | 6,163 | ||
GENERAL ELECTRIC CO COM | Common Stock | 369604103 | 800 | 31,650 | SH | SOLE | 0 | 0 | 31,650 | ||
HALLIBURTON CO COM | Common Stock | 406216101 | 412 | 10,468 | SH | SOLE | 0 | 0 | 10,468 | ||
HOME DEPOT INC COM | Common Stock | 437076102 | 658 | 6,266 | SH | SOLE | 0 | 0 | 6,266 | ||
HEWLETT PACKARD CO COM | Common Stock | 428236103 | 738 | 18,397 | SH | SOLE | 0 | 0 | 18,397 | ||
INTL BUSINESS MACHINES COM | Common Stock | 459200101 | 1,629 | 10,151 | SH | SOLE | 0 | 0 | 10,151 | ||
INTEL CORP COM | Common Stock | 458140100 | 3,498 | 96,399 | SH | SOLE | 0 | 0 | 96,399 | ||
INGERSOLL-RAND PLC | Common Stock | G47791101 | 233 | 3,676 | SH | SOLE | 0 | 0 | 3,676 | ||
IRIS BIOTECHNOLOGY INC COM | Common Stock | 46269V100 | 245 | 918,330 | SH | SOLE | 0 | 0 | 918,330 | ||
JOHNSON & JOHNSON COM | Common Stock | 478160104 | 889 | 8,504 | SH | SOLE | 0 | 0 | 8,504 | ||
KINDER MORGAN INC COM | Common Stock | 49456B101 | 352 | 8,313 | SH | SOLE | 0 | 0 | 8,313 | ||
COCA COLA CO COM | Common Stock | 191216100 | 438 | 10,373 | SH | SOLE | 0 | 0 | 10,373 | ||
MEDTRONIC INC COM | Common Stock | 585055106 | 514 | 7,120 | SH | SOLE | 0 | 0 | 7,120 | ||
MANNKIND CORP | Common Stock | 56400P201 | 37 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
ALTRIA GROUP INC COM | Common Stock | 02209S103 | 687 | 13,952 | SH | SOLE | 0 | 0 | 13,952 | ||
MICROSOFT CORP COM | Common Stock | 594918104 | 969 | 20,859 | SH | SOLE | 0 | 0 | 20,859 | ||
NANOTECH ENTERTAINMENT INC COM | Common Stock | 63009Y104 | 5 | 113,600 | SH | SOLE | 0 | 0 | 113,600 | ||
NUVEEN CALIF DIVID ADVANTAGE MUN FD 2 | Common Stock | 67069X104 | 76 | 5,325 | SH | SOLE | 0 | 0 | 5,325 | ||
ORACLE CORP COM | Common Stock | 68389X105 | 330 | 7,336 | SH | SOLE | 0 | 0 | 7,336 | ||
PACIFIC GAS & ELEC CO COM | Common Stock | 69331C108 | 624 | 11,718 | SH | SOLE | 0 | 0 | 11,718 | ||
PIMCO CALIF MUN INCO ME FD II COM | Common Stock | 72200M108 | 71 | 7,495 | SH | SOLE | 0 | 0 | 7,495 | ||
PEPSICO INC COM | Common Stock | 713448108 | 362 | 3,829 | SH | SOLE | 0 | 0 | 3,829 | ||
PFIZER INC COM | Common Stock | 717081103 | 256 | 8,219 | SH | SOLE | 0 | 0 | 8,219 | ||
PROCTER GAMBLE CO COM | Common Stock | 742718109 | 630 | 6,919 | SH | SOLE | 0 | 0 | 6,919 | ||
PUTNAM PREMIER INCOME TR SH BEN INT | Common Stock | 746853100 | 78 | 14,952 | SH | SOLE | 0 | 0 | 14,952 | ||
PHILLIPS 66 COM | Common Stock | 718546104 | 46 | 637 | SH | SOLE | 0 | 0 | 637 | ||
PIMCO CA MUNI INCOME FUND IIICOM | Common Stock | 72201C109 | 43 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ROYAL DUTCH SHELL PLC ADR CLASS A | Common Stock | 780259206 | 294 | 4,388 | SH | SOLE | 0 | 0 | 4,388 | ||
SEADRILL LTD ORD | Common Stock | G7945E105 | 49 | 4,115 | SH | SOLE | 0 | 0 | 4,115 | ||
SOUTHERN CO COM | Common Stock | 842587107 | 584 | 11,901 | SH | SOLE | 0 | 0 | 11,901 | ||
STANDARD PACIFIC CORP CM | Common Stock | 85375C101 | 130 | 17,800 | SH | SOLE | 0 | 0 | 17,800 | ||
SIERRA VISTA BANK (CA) COM | Common Stock | 82651B105 | 45 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
AT&T INC COM | Common Stock | 00206R102 | 3,036 | 90,370 | SH | SOLE | 0 | 0 | 90,370 | ||
UNILEVER PLC ADR | Common Stock | 904767704 | 260 | 6,427 | SH | SOLE | 0 | 0 | 6,427 | ||
VISTA GOLD CORP COM | Common Stock | 927926303 | 16 | 54,539 | SH | SOLE | 0 | 0 | 54,539 | ||
VODAFONE GROUP PLC ADR | Common Stock | 92857W308 | 547 | 16,009 | SH | SOLE | 0 | 0 | 16,009 | ||
VERIZON COMMUNICATIONS COM | Common Stock | 92343V104 | 925 | 19,780 | SH | SOLE | 0 | 0 | 19,780 | ||
WELLS FARGO & CO COM | Common Stock | 949746101 | 473 | 8,633 | SH | SOLE | 0 | 0 | 8,633 | ||
WAL-MART STORES COM | Common Stock | 931142103 | 322 | 3,755 | SH | SOLE | 0 | 0 | 3,755 | ||
EXXON MOBIL CORPORATION COM | Common Stock | 30231G102 | 1,381 | 14,937 | SH | SOLE | 0 | 0 | 14,937 | ||
iShs Barclays AggBnd | ETF | 464287226 | 10,668 | 96,874 | SH | SOLE | 0 | 0 | 96,874 | ||
ISHARES S&P AGGRESSIVE ALLOCATION ETF | ETF | 464289859 | 780 | 16,852 | SH | SOLE | 0 | 0 | 16,852 | ||
WT EM SC Dividend | ETF | 97717W281 | 1,492 | 34,564 | SH | SOLE | 0 | 0 | 34,564 | ||
iShs DJ Select Div | ETF | 464287168 | 4,280 | 53,904 | SH | SOLE | 0 | 0 | 53,904 | ||
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND | ETF | 336917109 | 5,053 | 210,795 | SH | SOLE | 0 | 0 | 210,795 | ||
GUGGENHEIM EXCH TRD FD FRONTIER MARKETS ETF | ETF | 18383Q838 | 126 | 9,052 | SH | SOLE | 0 | 0 | 9,052 | ||
SPDR GOLD TR GOLD SHS ETF | ETF | 78463V107 | 761 | 6,697 | SH | SOLE | 0 | 0 | 6,697 | ||
ISHARES INTL SELECT DIV ETF | ETF | 464288448 | 4,646 | 137,902 | SH | SOLE | 0 | 0 | 137,902 | ||
ISHARES INC CORE MSCI EMERGING MKTS ETF | ETF | 46434G103 | 319 | 6,780 | SH | SOLE | 0 | 0 | 6,780 | ||
ISHARES CORE S&P TOTAL US STOCK MARKET ETF | ETF | 464287150 | 1,611 | 17,153 | SH | SOLE | 0 | 0 | 17,153 | ||
ISHARES TRUST CORE MSCI TOTAL INTL STK ETF | ETF | 46432F834 | 1,476 | 27,716 | SH | SOLE | 0 | 0 | 27,716 | ||
ISHARES NATIONAL AMT-FREE MUNI BND ETF | ETF | 464288414 | 310 | 2,811 | SH | SOLE | 0 | 0 | 2,811 | ||
POWERSHARES QQQ | ETF | 73935A104 | 290 | 2,809 | SH | SOLE | 0 | 0 | 2,809 | ||
SCHW US BRD MKT ETF | ETF | 808524102 | 963 | 19,330 | SH | SOLE | 0 | 0 | 19,330 | ||
SCHW INTL SCAP ETF | ETF | 808524888 | 176 | 6,113 | SH | SOLE | 0 | 0 | 6,113 | ||
SCH US DIV EQUITY ETF | ETF | 808524797 | 392 | 9,830 | SH | SOLE | 0 | 0 | 9,830 | ||
SCHW EMG MKT EQ ETF | ETF | 808524706 | 180 | 7,531 | SH | SOLE | 0 | 0 | 7,531 | ||
SCHW INTL EQ ETF | ETF | 808524805 | 812 | 28,073 | SH | SOLE | 0 | 0 | 28,073 | ||
SCH US REIT ETF | ETF | 808524847 | 152 | 3,902 | SH | SOLE | 0 | 0 | 3,902 | ||
Schwab Strat TR ETF | ETF | 808524870 | 375 | 6,906 | SH | SOLE | 0 | 0 | 6,906 | ||
SCH US AGG BND ETF | ETF | 808524839 | 833 | 15,905 | SH | SOLE | 0 | 0 | 15,905 | ||
ISHARES MSCI EAFE SMALL-CAP ETF | ETF | 464288273 | 674 | 14,421 | SH | SOLE | 0 | 0 | 14,421 | ||
ISHARES SILVER TRUST | ETF | 46428Q109 | 62 | 4,133 | SH | SOLE | 0 | 0 | 4,133 | ||
POWERSHARES S&P 500 LOW VOLITILY PORT | ETF | 73937B779 | 513 | 13,520 | SH | SOLE | 0 | 0 | 13,520 | ||
SPDR TR S&P 500 ETF TR | ETF | 78462F103 | 748 | 3,637 | SH | SOLE | 0 | 0 | 3,637 | ||
ISHARES TIPS BOND ETF | ETF | 464287176 | 826 | 7,373 | SH | SOLE | 0 | 0 | 7,373 | ||
ISHARES TRUST MSCI USA MINVOLATILITY ETF | ETF | 46429B697 | 914 | 22,579 | SH | SOLE | 0 | 0 | 22,579 | ||
VANGUARD CRSP US SMALL CAP VALUE IND ET | ETF | 922908611 | 191 | 1,807 | SH | SOLE | 0 | 0 | 1,807 | ||
VANGUARD FTSE DEVELOPED MARKETS ETF | ETF | 921943858 | 1,869 | 49,351 | SH | SOLE | 0 | 0 | 49,351 | ||
VANGUARD REIT ETF INDEX | ETF | 922908553 | 408 | 5,035 | SH | SOLE | 0 | 0 | 5,035 | ||
Vgrd S&P 500 | ETF | 922908363 | 5,906 | 31,342 | SH | SOLE | 0 | 0 | 31,342 | ||
Vgrd Total Stock Mkt | ETF | 922908769 | 146,297 | 1,380,161 | SH | SOLE | 0 | 0 | 1,380,161 | ||
VANGUARD CRSP US LARGE CAP GROW IND ETF | ETF | 922908736 | 394 | 3,776 | SH | SOLE | 0 | 0 | 3,776 | ||
VANGUARD CRSP US LARGE CAP INDEX | ETF | 922908637 | 2,961 | 31,371 | SH | SOLE | 0 | 0 | 31,371 | ||
Vgrd FTSE Emerge Mkt | ETF | 922042858 | 21,561 | 538,764 | SH | SOLE | 0 | 0 | 538,764 | ||
Vanguard Ttl Intl SI | ETF | 921909768 | 5,586 | 115,562 | SH | SOLE | 0 | 0 | 115,562 | ||
VANGUARD HIGH DIVIDEND YIELD ETF | ETF | 921946406 | 1,464 | 21,298 | SH | SOLE | 0 | 0 | 21,298 | ||
AMERIC INT GR FRAC 100,000THSWTS EXP 01/19/2021 | Rights/Warrants | ACG874152 | 0 | 45,985 | SH | SOLE | 0 | 0 | 45,985 | ||
DIVIDEND CAP DIVERSIFIED PROPFD CL E NSA | Unit | 255997108 | 56 | 7,824 | SH | SOLE | 0 | 0 | 7,824 | ||
HINES REAL ESTATE INVEST TRUST NSA | Unit | 433995511 | 53 | 8,121 | SH | SOLE | 0 | 0 | 8,121 | ||
INLAND AMERICAN REAL ESTATE TR NSA | Unit | 457281988 | 65 | 9,399 | SH | SOLE | 0 | 0 | 9,399 | ||
REDWOOD MORTGAGE INVESTORS VI LTD PARTNERSHIP | Unit | 758059109 | 13 | 13,154 | SH | SOLE | 0 | 0 | 13,154 | ||
REDWOOD MORTGAGE INVESTORS VII-UNITS LP INT NSA | Unit | 758059208 | 63 | 62,916 | SH | SOLE | 0 | 0 | 62,916 | ||
CALLIANCE RLTY FD LLC MTG INSTL DIVISION SHS LP | Unit | 13123W104 | 7 | 5,745 | SH | SOLE | 0 | 0 | 5,745 | ||
SUMMIT HEALTHCARE REIT INC NSA | Unit | 21999F105 | 20 | 9,797 | SH | SOLE | 0 | 0 | 9,797 | ||
KBS REIT I INC NSA | Unit | 48299T105 | 35 | 7,783 | SH | SOLE | 0 | 0 | 7,783 | ||
TIER REIT NSA | Unit | 87399G100 | 94 | 20,921 | SH | SOLE | 0 | 0 | 20,921 | ||
ANNALY CAPITAL MANAGEMENT INCCOM | Unit | 035710409 | 19 | 1,778 | SH | SOLE | 0 | 0 | 1,778 | ||
REALTY INCOME CORPORATION COM | Unit | 756109104 | 213 | 4,462 | SH | SOLE | 0 | 0 | 4,462 | ||
PUBLIC STORAGE REIT | Unit | 74460D109 | 130 | 703 | SH | SOLE | 0 | 0 | 703 | ||
REDWOOD MORTGAGE INVESTORS VIII LTD | Unit | 758059307 | 35 | 35,197 | SH | SOLE | 0 | 0 | 35,197 | ||
SPIRIT REALTY CAPITAL INC COM | Unit | 84860W102 | 58 | 4,911 | SH | SOLE | 0 | 0 | 4,911 | ||
SPIRIT REALTY CAPITAL INC COM | Unit | 48242N106 | 56 | 4,610 | SH | SOLE | 0 | 0 | 4,610 |